SoFi director exercises 18,388 RSUs into shares

SoFi Technologies director Ruzwana Bashir exercised previously granted restricted stock units into common shares.

Rhea-AI Filing Summary

SoFi Technologies director Ruzwana Bashir exercised previously granted restricted stock units into common shares. On June 9, 2026, RSUs covering 18,388 shares converted into 18,388 shares of common stock at a stated price of $0.00 per share.

After this non-cash settlement, Bashir directly holds 79,359 shares of SoFi common stock. The RSU award referenced in the footnotes now has a remaining balance of zero, reflecting full settlement of that grant on a one-for-one basis into common stock.

Insider Trade Summary

18,388 shares exercised/converted

Exercise 2 txns

Insider Ruzwana Bashir

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	18,388	$0.00	$0.00
Exercise	Common Stock	18,388	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 79,359 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Key Figures

RSUs converted: 18,388 shares Common shares acquired: 18,388 shares Shares held after: 79,359 shares +2 more

5 metrics

RSUs converted 18,388 shares Restricted Stock Units converted to common stock on June 9, 2026

Common shares acquired 18,388 shares Common Stock received from RSU settlement at $0.00 per share

Shares held after 79,359 shares Total direct SoFi common stock holdings after the transaction

RSU-to-share ratio 1:1 RSUs convert into common stock on a one-for-one basis

Remaining RSUs from grant 0 units Post-transaction RSU balance for this specific award

Key Terms

Restricted Stock Unit, derivative security, Form 4, Exercise or conversion, +1 more

5 terms

Restricted Stock Unit financial

"Represents the settlement of the RSUs granted to the Reporting Person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"as disclosed on the Reporting Person's Form 4 filed on June 12, 2025"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Exercise or conversion financial

"transaction_code_description: Exercise or conversion of derivative security"

one-for-one basis financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi (SOFI) director Ruzwana Bashir report?

Ruzwana Bashir reported the settlement of restricted stock units into common shares. On June 9, 2026, 18,388 RSUs converted into 18,388 common shares, reflecting the vesting and delivery of a prior equity award rather than an open-market stock purchase.

How many SoFi (SOFI) shares did Ruzwana Bashir acquire in this Form 4?

Bashir acquired 18,388 shares of SoFi common stock through RSU settlement. The RSUs converted into common stock on a one-for-one basis at a stated price of $0.00 per share, representing compensation vesting rather than a cash transaction in the open market.

What are Ruzwana Bashir’s SoFi (SOFI) holdings after this Form 4 transaction?

Following the RSU settlement, Bashir directly holds 79,359 shares of SoFi common stock. The Form 4 shows this total in the “shares following transaction” column, providing context for the size of the award relative to her overall direct equity position.

Were any of Ruzwana Bashir’s remaining SoFi (SOFI) RSUs left unexercised?

No RSUs from this specific award remain after the transaction. The derivative line for restricted stock units shows 18,388 units exercised and a post-transaction balance of zero, indicating full conversion of that RSU grant into common stock on June 9, 2026.

Did Ruzwana Bashir buy or sell SoFi (SOFI) shares on the open market?

The Form 4 does not report any open-market buys or sells. It records an M-code transaction, meaning an exercise or conversion of a derivative security, where 18,388 RSUs settled into common stock as compensation rather than a discretionary market trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/11/2026 - 08:39 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ruzwana Bashir

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		M		18,388	A	(1)	79,359	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/09/2026		M			18,388	(2)	(2)	Common Stock	18,388	$0	0	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)