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SoFi Technologies (SOFI) awards 13,993 deferred stock units to director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Liang Clara reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. director Clara Liang received a grant of 13,993 Deferred Stock Units (DSUs) on July 14, 2026. Each DSU is the economic equivalent of one share of common stock under the company’s Director Deferred Compensation Plan and becomes payable under that plan’s terms. Following this award, she holds 13,993 DSUs directly.

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Insider Liang Clara
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Unit F1 13,993 $0.00 $0.00
Holdings After Transaction: Deferred Stock Unit — 13,993 shares (Direct)
Footnotes (1)
  1. F1. Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
Deferred Stock Units granted 13,993 units Award of DSUs to director Clara Liang on July 14, 2026
Grant price per DSU $0.0000 per unit Stated transaction price for the DSU award
Underlying common stock equivalent 13,993 shares Each DSU is the economic equivalent of one share of common stock
Holdings after transaction 13,993 DSUs Total Deferred Stock Units directly held by Clara Liang after the grant
Transaction date July 14, 2026 Date of the DSU grant reported for Clara Liang
Deferred Stock Unit financial
"Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan"
A deferred stock unit (DSU) is a promise from a company to give an employee or director the value of a share at a future date, paid in actual shares or cash when certain conditions are met (such as retirement or a set date). Think of it like a gift card that converts to company stock later; it aligns pay with long‑term performance and can affect future share count, compensation expense and potential cash needs, so investors watch DSUs for their impact on dilution and company finances.
Director Deferred Compensation Plan financial
"DSUs under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan")"
economic equivalent financial
"Each DSU is the economic equivalent of one share of the Issuer's common stock"

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FAQ

What insider transaction did SoFi Technologies (SOFI) report for director Clara Liang?

SoFi Technologies director Clara Liang received a grant of 13,993 Deferred Stock Units on July 14, 2026. The DSUs were awarded at $0.0000 per unit and are economically equivalent to common stock under the company’s Director Deferred Compensation Plan.

How many Deferred Stock Units did Clara Liang receive in the latest SoFi (SOFI) Form 4?

Clara Liang was granted 13,993 Deferred Stock Units in this reported transaction. Each DSU represents the economic equivalent of one share of SoFi common stock, and this award brings her directly held DSU balance to 13,993 units after the grant.

What are Deferred Stock Units in the context of SoFi (SOFI) director compensation?

SoFi’s Deferred Stock Units (DSUs) are granted under the Director Deferred Compensation Plan. Each DSU is the economic equivalent of one share of SoFi common stock and becomes payable in accordance with the specific payment terms and conditions set forth in that plan.

At what price were the SoFi (SOFI) Deferred Stock Units granted to Clara Liang?

The 13,993 Deferred Stock Units granted to Clara Liang were issued at a stated price of $0.0000 per unit. This reflects a compensatory equity award rather than an open-market purchase of SoFi common stock on a securities exchange.

How many SoFi (SOFI) Deferred Stock Units does Clara Liang hold after this grant?

After this award, Clara Liang directly holds 13,993 Deferred Stock Units linked to SoFi common stock. This total matches the size of the July 14, 2026 grant, indicating this filing reports her current DSU balance as entirely from that award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liang Clara

(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Unit(1)07/14/2026A13,993 (1) (1)Common Stock13,993$013,993D
Explanation of Responses:
1. Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)