Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SOFI reported a proposed sale of common stock by an insider. The filing shows a Form 144 notice listing 160,500 shares of Common Stock reported as sold on 03/17/2026 by Jeremy D. Rishel. The excerpt also lists 94,958 shares tied to Restricted Stock Vesting on 03/14/2026 under compensation.
Arun R. Pinto filed a Form 144 proposing the sale of 6,375 shares of Common Stock. The filing lists a prior sale of 25,420 shares on 02/18/2026 for $498,798.87. The proposed sale is recorded as a Restricted Stock Vesting transaction dated 03/16/2026.
SOFI submitted a Form 144 notice reporting 160,500 shares of Common Stock associated with restricted stock vesting on 03/16/2026. The filing lists the sale reason as compensation. It also shows 91,837 shares sold in the past three months on 12/17/2025 with an indicated value of $2,446,537.68.
SoFi Technologies CEO Anthony Noto reported an open-market purchase of 28,900 shares of common stock. The transaction took place on March 17, 2026 at a weighted average price of $17.3189 per share, within a trade range of $17.255 to $17.340.
Following this purchase, Noto directly holds 11,704,352 SoFi shares. The filing notes that the transaction was executed in multiple trades and that full trade-by-trade price details are available upon request.
Rishel Jeremy reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs), each representing the right to receive one share of common stock for no cash payment. The RSUs vest over four years: 6.25% vests three months after March 14, 2026, with 6.25% vesting each quarter for the following fifteen quarters, as long as he remains employed. After this grant, Rishel is reported as holding 181,805 RSUs directly.
Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it vests.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters, as long as Pinto continues to serve at the company. After this grant, Pinto is shown as directly holding 155,833 RSUs, reflecting a compensation-related equity award rather than an open-market share purchase.
Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that CFO and PAO Christopher Lapointe received a grant of 233,749 restricted stock units. Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters. Vesting is conditioned on Lapointe’s continued service with the company through each vesting date.
Schuppenhauer Eric reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Eric Schuppenhauer, EVP GBUL Borrow, received a grant of 103,889 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs vest three months after March 14, 2026, and another 6.25% vest each following quarter for fifteen additional quarters, as long as he remains with the company. This filing reflects a compensation-related equity grant rather than an open-market share purchase or sale.