Welcome to our dedicated page for SoFi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
Hele John C.R. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director John C.R. Hele received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU represents a contingent right to receive one share of common stock upon settlement for no consideration. Following this grant, he holds 13,993 RSUs that will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or the 12 month anniversary of that vesting commencement date.
Meltzer Gary reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Gary Meltzer reported two equity awards. On July 14 and July 17, 2026, he received grants of 13,993 restricted stock units (RSUs) each, for an aggregate of 27,986 units. Each RSU represents a contingent right to receive one share of common stock for no consideration and will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or 12 months after the vesting commencement date.
Green Dana R. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that director Dana R. Green received a grant of 13,993 Deferred Stock Units on 2026-07-14. Each DSU is the economic equivalent of one share of common stock under the Director Deferred Compensation Plan and becomes payable according to that plan’s terms. Following the award, Green directly holds 13,993 DSUs.
SoFi Technologies, Inc. director Steven J. Freiberg reported two compensation-related acquisitions of derivative securities. He received 13,993 deferred stock units on July 14, 2026 and another 13,993 units on July 17, 2026. Each unit is the economic equivalent of one share of common stock and becomes payable under the company’s Director Deferred Compensation Plan.
Liang Clara reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Clara Liang received a grant of 13,993 Deferred Stock Units (DSUs) on July 14, 2026. Each DSU is the economic equivalent of one share of common stock under the company’s Director Deferred Compensation Plan and becomes payable under that plan’s terms. Following this award, she holds 13,993 DSUs directly.
YESIL MAGDALENA reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Magdalena Yesil received a grant of 13,993 Deferred Stock Units (DSUs) on 2026-07-14 under the SoFi Technologies, Inc. Director Deferred Compensation Plan. Each DSU is the economic equivalent of one share of common stock and becomes payable under the plan terms, resulting in 13,993 DSUs directly held after this award.
SoFi Technologies, Inc. executive Kelli Keough sold 10,954 shares of Common Stock on July 20, 2026 at a weighted average price of $17.1892 per share in open-market trades within a $16.99–$17.42 range, under a pre-arranged Rule 10b5-1 Trading Plan adopted July 30, 2025. Keough continues to hold 367,728 shares directly after this transaction.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies director William A. Borden elected to take part of his second-quarter 2026 director cash compensation in the form of equity. He was credited with 1,016 deferred stock units (DSUs), each economically equal to one share of SoFi common stock, based on the closing price of $17.85 on June 26, 2026.
The DSUs were granted at no cash cost to Borden as part of the company’s Director Deferred Compensation Plan and will be paid out in accordance with that plan’s terms. Following this grant, Borden holds 1,016 DSUs directly.
SoFi Technologies, Inc. executive Kelli Keough sold 10,954 shares of Common Stock in an open-market transaction at a weighted average price of $17.3506 per share. The sale was made under a pre-arranged Rule 10b5-1 Trading Plan. Following this sale, Keough directly holds 378,682 shares.
SoFi Technologies director Gary Meltzer exercised restricted stock units that convert into common stock on a one-for-one basis, acquiring 2,823 shares on June 17, 2026. This settlement relates to previously granted RSUs and brings his directly held common stock position to 71,281 shares.