Sofi Technologies Inc SEC Filings

SoFi Technologies insider Christopher Lapointe settled restricted stock units and reported share withholding for taxes and a disposition. On 09/15/2025 Mr. Lapointe had 135,248 RSUs and 6,099 RSUs deemed acquired/settled, and a sale/disposition of 73,965 shares at $26.55 each to satisfy tax withholding. After the transactions the filings show beneficial ownership figures of 1,506,600 and 1,580,565 shares in different reporting lines, and derivative holdings tied to RSUs of 678,189 and 353,695 underlying shares. The form was signed by an attorney-in-fact on 09/17/2025.

SoFi Technologies insider Kelli Keough reported settlement of previously granted restricted stock units (RSUs) and a subsequent share sale to cover tax withholding. On 09/15/2025 the reporting person had RSUs settled in three tranches totaling 122,188 RSUs, which represent the contingent right to one share each upon settlement. These settlements increased the reported beneficial position in stages, with intermediate balances of 317,265, 343,742 and 356,810 shares.

On 09/16/2025 the filing shows a sale of 61,364 shares at $26.989 to satisfy tax withholding, leaving the reporting person with 295,446 shares beneficially owned after the transactions. The filing is a routine disclosure of equity compensation settlement and associated tax withholding.

Form 144 notice for SoFi Technologies, Inc. (SOFI): The filing reports a proposed sale of 36,190 common shares through Fidelity Brokerage Services on 09/16/2025, with an aggregate market value of $976,742.77. The shares were acquired on 09/15/2025 by restricted stock vesting from the issuer as compensation and payment was recorded on 09/15/2025. The filing also discloses a prior sale by the same person on 06/17/2025 of 64,467 shares for $944,944.39. The notice includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.

Form 144 notice by a SoFi insider to sell vested restricted common stock. The filer reports an intended sale of 61,364 shares of common stock, with an aggregate market value of $1,656,171.41, to be executed on 09/16/2025 on NASDAQ through Fidelity Brokerage Services LLC. The shares were acquired on 09/15/2025 via restricted stock vesting and the payment type is listed as compensation. The filing also discloses a prior sale by the same person of 59,962 shares on 06/17/2025 yielding $878,911.01.

The outstanding share count shown is 1,197,450,100, which places the reported sale size in context as a small fraction of total shares outstanding.

SoFi Technologies insider sale notice: This Form 144 reports that 142,578 shares of SoFi common stock, acquired on 09/15/2025 through restricted stock vesting, are proposed for sale via Fidelity Brokerage Services (Smithfield, RI) with an approximate aggregate market value of $3,848,080.42 and an approximate sale date of 09/16/2025 on NASDAQ. The filer is identified as Jeremy D. Rishel, who previously sold 140,494 shares on 06/17/2025 for $2,059,332.95 and 66,847 shares on 06/20/2025 for $1,039,470.85. The notice states the sales arise from compensation (vesting) and includes the signer’s representation that no undisclosed material adverse information is known.

Form 144 filed for SoFi Technologies, Inc. (SOFI) shows a proposed sale of 5,743 common shares through Fidelity Brokerage Services with an aggregate market value of $154,999.55 and an approximate sale date of 09/16/2025. The shares were acquired by restricted stock vesting from the issuer on 09/15/2025 as compensation. The filing also lists two recent sales by the same person: 5,611 shares on 06/17/2025 for $82,244.92 and 24,147 shares on 08/15/2025 for $551,725.14. The issuer's outstanding shares are stated as 1,197,450,100.

Form 144 filed relating to SoFi Technologies, Inc. (SOFI) reports a proposed sale of 39,116 common shares through Fidelity Brokerage Services on 09/16/2025 with an aggregate market value of $1,055,713.46. The shares were acquired on 09/15/2025 via restricted stock vesting and the payment is reported as compensation. The filing lists total outstanding common shares of 1,197,450,100 and identifies NASDAQ as the exchange.

The filer also disclosed a prior sale by Stephen Simcock of 38,222 common shares on 06/17/2025 for gross proceeds of $560,250.43. The notice includes the standard representation that the seller does not possess undisclosed material adverse information and warns against intentional misstatements.

SoFi Technologies, Inc. (SOFI) notice reports a proposed sale of 154,000 common shares on 09/10/2025 through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $4,114,448.80. The filing shows total shares outstanding of 1,186,838,020, and the securities to be sold were acquired on 08/26/2025 as a gift from an affiliate, identified as G. Thompson Hutton; the donor acquired the shares on 11/19/2021.

The filer reports no securities sold in the past three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer and carries the signed-attestation language regarding trading plans and legal penalties for misstatement.

SoFi Technologies disclosed that executive Mr. Noto entered into a prepaid variable forward contract that matures on or about August 28, 2028. He pledged 1,500,000 shares of SoFi common stock as collateral and received an upfront cash payment of $24,107,850. Mr. Noto retains all voting, dividend and other rights in the pledged shares during the pledge term. At maturity he may deliver shares or elect cash settlement; share delivery amounts depend on the then‑market price relative to a floor price of $18.21 and a cap price of $49.18. If the stock equals the cap he could surrender 555,409 shares, while at or below the floor he could surrender the full 1,500,000 shares. The filing notes Mr. Noto has not sold Company stock since early 2018 and purchased 2,775,307 shares in the open market over the past four years.