Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies Inc Schedule 13G reports that Vanguard Capital Management beneficially owned 68,207,763 shares of SoFi common stock, representing 5.34% of the class as reported. The filing shows sole voting power for 11,099,182 shares and sole dispositive power for 68,207,763 shares. The CUSIP is 83406F102 and the reporting period is 03/31/2026. The filing states these holdings include securities held by Vanguard funds and certain affiliates over which Vanguard exercises dispositive power. The form is signed on 04/30/2026.
SoFi Technologies reported a strong first quarter of 2026 with record net revenue of $1.1 billion, up 43% from a year earlier, and net income of $166.7 million, more than doubling from the prior-year period. Diluted earnings per share rose to $0.12 from $0.06. Adjusted net revenue reached $1.09 billion, up 41%, and adjusted EBITDA grew 62% to a record $339.9 million, for a 31% margin.
The company added 1.1 million members to reach 14.7 million, and total products increased 39% to 22.2 million, with 19.3 million in financial services. Loan originations hit a record $12.2 billion, led by personal loans of $8.3 billion, student loans of $2.6 billion, and home loans of $1.2 billion. Credit performance remained solid, with total annualized net charge-offs at 2.04% and personal loan charge-offs at 3.03%.
Management guided to roughly 30% adjusted net revenue growth and about 30% adjusted EBITDA margin for the second quarter of 2026, and for full-year 2026 expects adjusted net revenue of about $4.655 billion, adjusted EBITDA of about $1.6 billion, adjusted net income of about $825 million and adjusted EPS of roughly $0.60.
BlackRock, Inc. reported beneficial ownership of 64,797,945 shares of SoFi Technologies, Inc. common stock, representing 5.1% of the class as disclosed on the Schedule 13G. The filing shows sole voting power for 59,499,689 shares and sole dispositive power for 64,797,945 shares.
The Schedule 13G lists BlackRock's address and CUSIP 83406F102, and is signed by Spencer Fleming on 04/27/2026. The filing notes various persons may have rights to dividends or proceeds; no other person holds more than 5% individually.
SoFi Technologies EVP Kelli Keough sold common stock in a pre-planned transaction. On this Form 4, Keough is reported to have sold 9,742 shares of SoFi Technologies, Inc. common stock in an open-market transaction at a weighted average price of $19.2518 per share.
The filing states this sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on July 30, 2025. The transaction was executed in multiple trades within a price range of $18.7050 to $19.7600 per share. Following the sale, Keough directly owns 333,284 shares of SoFi common stock.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies director William A. Borden elected to receive part of his board compensation as Deferred Stock Units (DSUs) rather than cash under the company’s Director Deferred Compensation Plan. On March 31, 2026, he was credited with 1,191 DSUs, each economically equivalent to one share of SoFi common stock.
The first‑quarter 2026 DSU amount was based on the cash compensation he deferred, divided by SoFi’s common stock closing price of $15.23 on March 27, 2026, as described in the plan. Earlier quarters show similar DSU credits tied to then‑current closing prices. The DSUs will be paid out according to the plan’s terms.
SoFi Technologies Inc — Amendment No. 3 to a Schedule 13G/A filed by The Vanguard Group states it beneficially owns 0 shares of SoFi common stock, representing 0% of the class. The filing explains an internal realignment on January 12, 2026 that led certain Vanguard subsidiaries to report ownership separately; Vanguard states it no longer is deemed to have beneficial ownership of securities held by those subsidiaries. The filing is signed by Ashley Grim on 03/27/2026.
SoFi Technologies executive Kelli Keough sold 9,742 shares of common stock in an open-market transaction. The sale occurred on March 20, 2026 at a weighted average price of $16.9438 per share, with individual trade prices ranging from $16.7000 to $17.3600 per share.
After this transaction, Keough directly holds 343,026 shares of SoFi Technologies common stock. The sale was completed under a pre-arranged Rule 10b5-1 trading plan adopted by Keough on July 30, 2025, indicating it was scheduled in advance rather than timed discretionarily.
SoFi Technologies filed a Form 144 reporting a proposed sale of 29,522 shares of Common Stock through J.P. Morgan Securities LLC with a filing date shown as 03/20/2026.
The filing notes prior sales by Kelli Keough: 9,468 shares on 12/23/2025 (proceeds $256,949), 9,468 shares on 01/20/2026 (proceeds $243,798), and 9,755 shares on 02/20/2026 (proceeds $184,118.17).
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported the settlement of restricted stock units into common stock and related tax withholding transactions. He acquired a total of 459,848 shares of common stock on March 16, 2026 through the settlement of previously granted stock-settled RSUs for no cash consideration.
To cover tax obligations on these vesting events, 249,004 shares of common stock were withheld at a price of $17.76 per share, and were not issued to or sold by him. After these routine compensation-related transactions, he directly held 11,915,196 shares of SoFi common stock.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On March 16, 2026, 36,057 restricted stock units were settled into common stock at no cash cost to him, increasing his direct common share holdings. On March 17, 2026, 16,669 common shares were withheld to cover tax obligations related to the RSU vesting, and these withheld shares were not issued to him. Following these events, he directly holds 61,293 shares of SoFi common stock. The transactions reflect RSU vesting and associated tax withholding rather than open-market buying or selling.