Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported a purchase of company stock. On 02/05/2026, the EVP GBUL Borrow acquired 5,000 shares of SoFi common stock at a price of $19.93 per share. Following this transaction, he directly holds 228,767.81 shares of SoFi common stock.
JPMorgan Chase & Co. filed an amended Schedule 13G reporting its beneficial ownership in SoFi Technologies, Inc. common stock. As of the event date, JPMorgan beneficially owned 47,207,186 shares, representing 3.7% of the outstanding common stock, which is below the 5% reporting threshold.
JPMorgan reports sole voting power over 42,579,387 shares and sole dispositive power over 46,976,252 shares, with smaller amounts subject to shared voting and dispositive power. The filing states that the shares were acquired and are held in the ordinary course of business and not for the purpose of influencing control of SoFi.
Arun Pinto filed a notice to sell 71,500 shares of SoFi Technologies common stock through Wells Fargo Securities on or about February 2, 2026, with an aggregate market value of $1,630,915.
The notice lists SoFi common stock outstanding of 1,205,903,044 shares and shows that the shares to be sold were acquired as restricted stock unit compensation in several grants between November 14, 2024 and August 14, 2025. Over the prior three months, Pinto sold additional common shares in three transactions totaling significant six-figure gross proceeds.
SoFi Technologies' Chief Risk Officer Arun Pinto entered a prepaid variable forward contract on February 2, 2026 referencing his SoFi common stock. He will receive an upfront cash payment of approximately $1.2 million and has pledged 71,500 shares of SoFi common stock as collateral.
The contract matures on or about February 2, 2029, when Pinto must either deliver SoFi shares or, at his election, settle in cash. The number of shares deliverable varies with the stock price relative to a $36.1032 cap level and a $19.0052 floor level. Pinto retains all voting rights in the pledged shares during the term.
SoFi Technologies, Inc. filed a current report to notify the market that it released its financial results for the three months and year ended December 31, 2025. The company issued a press release on January 30, 2026, and attached it as Exhibit 99.1 to this filing.
The report explains that these results are being furnished, not filed, which limits how they are treated under federal securities laws. The filing is signed on behalf of SoFi by its Chief Financial Officer, Christopher Lapointe.
SoFi Technologies executive Kelli Keough reported a planned stock sale under a pre-set trading plan. On January 20, 2026, Keough sold 9,468 shares of SoFi common stock at a weighted average price of $25.7496 per share, with individual trade prices ranging from $25.3100 to $26.3300. The transaction was coded as a sale of non-derivative common stock and was executed under a Rule 10b5-1 trading plan adopted on July 30, 2025, which is designed to allow insiders to sell shares according to a pre-arranged schedule. After this sale, Keough beneficially owned 303,480 shares of SoFi common stock in direct ownership.
JPMorgan Chase & Co. filed a Schedule 13G reporting a passive ownership stake in SoFi Technologies, Inc. common stock. As of 12/31/2025, JPMorgan is deemed to beneficially own 64,981,867 SoFi shares, representing 5.1% of the outstanding common stock. The firm has sole voting power over 58,776,908 shares and shared voting power over 236,589 shares. It holds sole dispositive (selling) power over 64,729,879 shares and shared dispositive power over 247,164 shares. JPMorgan certifies the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of SoFi.
SoFi Technologies, Inc. reported the initial holdings of its General Counsel, Robert S. Lavet, in a Form 3. He beneficially owns 41,905 shares of common stock directly. He also has indirect ownership of 12,172 shares held by the Robert S. Lavet Trust and 2,210 shares held by the Robert S. Lavet Trust and the Lorraine Lavet Trust as joint tenants in common.
Lavet also holds restricted stock units linked to SoFi Bank, N.A. board service before his current employment. One RSU award covers 5,149 shares of common stock and vests at the earlier of the next annual shareholder meeting after June 9, 2025 or the 12‑month anniversary of that date. A second RSU award for 2,823 shares vests on a similar schedule tied to the next annual meeting after July 21, 2025. Each RSU converts into one share of common stock for no cash payment.
SoFi Technologies, Inc. reported a leadership transition arrangement involving its former General Counsel, Stephen Simcock. He retired from the General Counsel role effective December 31, 2025.
The company and Mr. Simcock agreed that he will serve as an advisor from January 5, 2026 through December 31, 2026, providing transitional services. In return, he will receive a monthly fee of $83,333.33 and Company-paid COBRA subsidies. Their relationship is governed by an Advisor Agreement dated January 5, 2026, which is expected to be filed with SoFi’s Annual Report on Form 10-K for the year ended December 31, 2025.
SoFi Technologies, Inc. reported insider equity activity by an executive. On 12/15/2025, the EVP, GBUL, SIPS settled three restricted stock unit (RSU) grants into 82,643, 26,476 and 13,067 shares of common stock at no cost, bringing the directly owned position to 387,220 shares. On 12/16/2025, 64,804 shares were disposed of at $26.258 per share to satisfy tax withholding obligations related to the vesting of stock-settled RSUs, reducing direct holdings to 322,416 shares. Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, and the transactions relate to previously disclosed RSU awards.