Sofi Technologies Inc SEC Filings

SoFi Technologies, Inc. furnished a press release reporting its financial results for the three and nine months ended September 30, 2025. The release is provided as Exhibit 99.1 and is incorporated by reference.

The information was furnished under Item 2.02 and is not deemed filed under the Exchange Act, limiting potential liabilities associated with that designation. The company’s common stock trades on the Nasdaq Global Select Market under the symbol SOFI.

SoFi Technologies (SOFI) disclosed an insider sale by an executive. On 10/20/2025, an officer listed as EVP, GBUL, SIPS sold 10,036 shares of common stock at a weighted average price of $28.3257 per share, executed in multiple trades within a price range of $27.1300 to $28.8800. Following the sale, the reporting person directly owns 275,374 shares.

The filing states the transaction was completed under a Rule 10b5-1 trading plan adopted on May 21, 2024, which pre-schedules trades. The report is filed by one reporting person and reflects a direct ownership position after the transaction.

Jeremy Rishel, Chief Technology Officer of SoFi Technologies, Inc. (SOFI), reported a set of insider transactions. On June 9, 2025 he acquired 1,033 shares at $12.104 under the company's 2024 Employee Stock Purchase Plan. On September 18, 2025 he sold 98,733 shares at $27.50; the Form 4 states that the sale was completed pursuant to a Rule 10b5-1 trading plan adopted June 2, 2025. The filing lists beneficial ownership levels after the transactions (e.g., 759,553 and 760,586 shares in different rows) and notes corrections to amounts reported in prior Form 4 filings. The Form 4 was signed by an attorney-in-fact on September 19, 2025.

SoFi Technologies insider sale disclosed. Kelli Keough, an executive (EVP, GBUL, SIPS), sold 10,036 shares of SoFi common stock on 09/18/2025 under a pre-established Rule 10b5-1 trading plan. The trades executed at a weighted average price of $27.8616 per share within a range of $27.10 to $28.57. After the sale, Ms. Keough beneficially owned 285,410 shares, reported as direct ownership. The Form 4 was signed by an attorney-in-fact on 09/19/2025 and includes an undertaking to provide the per-trade breakdown on request.

SoFi Technologies (SOFI) Form 144/A — This notice reports a proposed sale of 30,412 common shares through J.P. Morgan Securities with an aggregate market value of $825,381.68, from a total outstanding share count of 1,197,450,100. The approximate sale date is listed as 09/18/2025. The securities were acquired on 03/03/2023 via RSU vesting and paid as compensation. The filing also discloses prior sales by the same person, totaling 92,476 shares sold in the past three months for gross proceeds of $2,270,276.41. The filer attests to no undisclosed material adverse information.

SoFi Technologies insider filings show a proposed sale under Rule 144 and several recent dispositions by an insider identified as Kelli Allen Keough. The proposed sale lists 30,412 common shares to be sold through J.P. Morgan Securities with an aggregate market value of $825,381.68 and reports 1,197,450,100 shares outstanding. The securities to be sold were acquired via RSU vesting on 03/03/2023 and paid as compensation. The filing also discloses four prior sales in the past three months totaling 92,746 shares with gross proceeds reported for each transaction.

Form 144 notice for SoFi Technologies, Inc. (SOFI): An insider, Kelli Allen Keough, proposes to sell 60,824 common shares on 09/18/2025 through J.P. Morgan Securities LLC on Nasdaq. Those shares were acquired by RSU vesting on 03/03/2023 and the filing lists the securities as part of outstanding common shares of 1,197,450,100. The form also reports four prior insider sales in the past three months: 10,267 shares on 06/20/2025 (gross proceeds $156,289), 10,267 on 07/18/2025 ($223,774), 10,578 on 08/20/2025 ($234,042), and 61,634 on 09/26/2025 ($1,656,171.14). The filing contains a standard representation that the seller is not aware of undisclosed material information.

SoFi Technologies (SOFI) Form 144: The filing notifies a proposed sale of 98,733 common shares through Fidelity Brokerage Services on 09/18/2025, with an aggregate market value of $2,715,157.50. The issuer reports 1,197,450,100 shares outstanding. The shares to be sold were acquired on 09/14/2025 via restricted stock vesting from the issuer and were paid as compensation. The filer also reported sales in the prior three months by Jeremy D. Rishel: 66,847 shares on 06/20/2025 for $1,039,470.85 and 142,578 shares on 09/16/2025 for $3,848,080.42. The form includes the required representation that the seller is not aware of undisclosed material adverse information.

Derek J. White, listed as CEO - Galileo of SoFi Technologies, Inc. (SOFI), reported stock-settled restricted stock unit activity in a Form 4. On 09/15/2025 he had 78,964 RSUs and 4,356 RSUs report as acquired/settled, increasing reported underlying common stock holdings. On 09/16/2025 he disposed of 36,190 shares at $26.989 per share; the filing states those shares were sold to satisfy tax withholding related to RSU vesting. Following the transactions, the filing reports 1,096,513 shares beneficially owned. The RSU settlements reference prior grants disclosed on Forms 4 filed March 22, 2023, March 13, 2024, and March 12, 2025.