Sofi Technologies Inc SEC Filings

Anthony Noto, Chief Executive Officer and director of SoFi Technologies, Inc. (SOFI), entered into a prepaid variable forward contract on 08/28/2025 that pledges 1,500,000 shares of SoFi common stock as collateral and provides an upfront cash payment of $24,107,850. The contract matures on or about 08/28/2028. During the pledge term the Reporting Person retains voting, dividend and other rights in the pledged shares. If the Reporting Person elects physical settlement, the number of shares deliverable at maturity depends on the settlement price relative to a Cap Level of $49.18 and a Floor Level of $18.21: if the settlement price is at or below the floor the full 1,500,000 base amount would be delivered; other formulas apply if the price falls between or exceeds the cap.

SoFi Technologies director George Thompson Hutton reported a gift of 154,000 shares of SoFi common stock on 08/26/2025. The Form 4 shows the transaction coded as a gift (transaction code G) with a disposition price of $0 and lists 56,589 shares as indirectly owned following the reported transaction through the Hutton Living Trust, of which the reporting person is sole beneficiary and trustee. The filing also corrects a prior reporting classification: 210,589 shares that had been reported as directly held were in fact indirectly held. The form is signed by an attorney-in-fact on 08/28/2025.

SoFi Technologies insider sale reported by Kelli Keough. The filing discloses that on 08/20/2025 Ms. Keough sold 10,578 shares of SoFi common stock at a weighted average price of $22.1253, executed under a Rule 10b5-1 trading plan adopted May 21, 2024. After the sale she beneficially owned 234,622 shares, reported as direct ownership.

The filing is a routine Section 16 Form 4 disclosure showing an officer-level sale executed under a pre-established trading plan; the report includes a price range of $21.34 to $22.64 for the multiple trades comprising the weighted average.

SoFi Technologies insider activity: Eric Schuppenhauer, an executive, had 55,731 restricted stock units (RSUs) vest on 08/14/2025, which converted one-for-one into 55,731 shares of common stock, increasing his beneficial ownership to 214,671.81 shares. On 08/15/2025 he disposed of 23,354 shares at $22.849 per share to satisfy tax withholding obligations; those sold shares were not newly issued to him and reduced his beneficial ownership to 191,317.81 shares. The filing shows he continues to hold 668,772 RSUs that can convert into common stock on a one-for-one basis.

SoFi Technologies (SOFI) Chief Risk Officer Arun Pinto reported stock-settlement activity tied to restricted stock units (RSUs). On 08/14/2025, 45,389 RSUs vested and were converted into common stock on a one-for-one basis. A portion of the shares were sold the next day: on 08/15/2025, 24,147 shares were disposed of at a price of $22.849 per share to satisfy tax withholding obligations; those sold shares were not issued to the reporting person. Following these transactions, the Form 4 shows the reporting person held 159,257 shares of common stock and 453,886 RSUs (derivative holdings) as reported on the form. The filing was signed by an attorney-in-fact on behalf of the reporting person.

Form 144 for SoFi Technologies (SOFI) shows that Arun R. Pinto intends to sell 24,147 shares of common stock through Fidelity Brokerage Services on 08/15/2025, with an aggregate market value of $551,725.14 and the transaction venue listed as NASDAQ. The shares were acquired on 08/14/2025 through restricted stock vesting and were paid as compensation on the same date. The filing discloses prior sales by the same person within the past three months: 24,290 shares sold on 05/15/2025 for $331,123.71 and 5,611 shares sold on 06/17/2025 for $82,244.92. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.

SoFi Technologies, Inc. (SOFI) reported a Form 144 notice that a holder plans to sell 23,354 common shares that vested as restricted stock on 08/14/2025. The shares are scheduled for sale on or about 08/15/2025 on NASDAQ with an aggregate market value reported at $533,606.20, based on 1,197,450,100 shares outstanding. The filing shows the shares were acquired by restricted stock vesting from the issuer and payment is listed as compensation. The notice also discloses a prior sale by the same person of 22,989 common shares on 05/15/2025 for $313,388.35. The filer affirms they have no undisclosed material adverse information about the issuer.

On 25 Jul 2025, SoFi Technologies (SOFI) filed a Form 4 for director Steven J. Freiberg. The filing records an award of 2,823 restricted stock units (RSUs), convertible into common shares on a one-for-one basis at $0 exercise price. Vesting triggers at the earlier of (i) the company’s next annual shareholder meeting after 14 Jul 2025 or (ii) 12 months from that date.

The transaction is coded A (grant) and involves no purchase or sale of existing shares; post-grant derivative holdings total 2,823 units held directly. No 10b5-1 plan, dispositions, or cash consideration were disclosed.

• Form type: Insider Form 4
• Security: RSUs → common stock
• Impact: governance-related compensation; immaterial to SoFi’s capital structure given its ~1 bn share float.

The event reflects routine board compensation and does not meaningfully affect valuation or float.