Sofi Technologies Inc SEC Filings

Jeremy Rishel, Chief Technology Officer of SoFi Technologies, had restricted stock units (RSUs) settle on 09/15/2025 and a related sale on 09/16/2025. On 09/15/2025 two RSU settlements are shown: 271,750 RSUs and 4,793 RSUs were recorded as acquired/settled. The filing reports a disposition of 142,578 shares on 09/16/2025 at a price of $26.989, noted as a sale to satisfy tax withholding; those shares were not issued to the reporting person. The report lists the resulting beneficial ownership figures following each transaction as disclosed in the Form 4 tables.

SoFi Technologies insider Arun Pinto experienced scheduled vesting and partial tax-sale of RSUs. On 09/15/2025, 11,434 restricted stock units (RSUs) vested, representing rights to receive one share per RSU. Those vested RSUs increased the Reporting Person's beneficial ownership to 170,691 shares. On 09/16/2025, 5,743 shares were disposed of to satisfy tax-withholding obligations at an average price of $26.989 per share; those shares were not newly issued to the reporting person. After the withholding sale, beneficial ownership was 164,948 shares. The transactions reflect routine settlement and tax-related dispositions of previously granted RSUs.

SoFi Technologies insider Anthony Noto settled restricted stock units and completed a partial share sale tied to RSU vesting. The Form 4 shows the Reporting Person received 559,714 and 17,133 RSUs that converted into equal numbers of common shares, and 301,821 shares were sold at $26.55 per share to satisfy tax withholding. After these transactions the Reporting Person directly beneficially owned approximately 10.34 million shares. The filing notes portions of the settled RSUs stem from prior grants disclosed on Forms 4 in 2022, 2023, 2024 and March 12, 2025, and confirms withheld shares were not issued or sold by the Reporting Person.

SoFi Technologies insider Christopher Lapointe settled restricted stock units and reported share withholding for taxes and a disposition. On 09/15/2025 Mr. Lapointe had 135,248 RSUs and 6,099 RSUs deemed acquired/settled, and a sale/disposition of 73,965 shares at $26.55 each to satisfy tax withholding. After the transactions the filings show beneficial ownership figures of 1,506,600 and 1,580,565 shares in different reporting lines, and derivative holdings tied to RSUs of 678,189 and 353,695 underlying shares. The form was signed by an attorney-in-fact on 09/17/2025.

SoFi Technologies insider Kelli Keough reported settlement of previously granted restricted stock units (RSUs) and a subsequent share sale to cover tax withholding. On 09/15/2025 the reporting person had RSUs settled in three tranches totaling 122,188 RSUs, which represent the contingent right to one share each upon settlement. These settlements increased the reported beneficial position in stages, with intermediate balances of 317,265, 343,742 and 356,810 shares.

On 09/16/2025 the filing shows a sale of 61,364 shares at $26.989 to satisfy tax withholding, leaving the reporting person with 295,446 shares beneficially owned after the transactions. The filing is a routine disclosure of equity compensation settlement and associated tax withholding.

Form 144 notice for SoFi Technologies, Inc. (SOFI): The filing reports a proposed sale of 36,190 common shares through Fidelity Brokerage Services on 09/16/2025, with an aggregate market value of $976,742.77. The shares were acquired on 09/15/2025 by restricted stock vesting from the issuer as compensation and payment was recorded on 09/15/2025. The filing also discloses a prior sale by the same person on 06/17/2025 of 64,467 shares for $944,944.39. The notice includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.

Form 144 notice by a SoFi insider to sell vested restricted common stock. The filer reports an intended sale of 61,364 shares of common stock, with an aggregate market value of $1,656,171.41, to be executed on 09/16/2025 on NASDAQ through Fidelity Brokerage Services LLC. The shares were acquired on 09/15/2025 via restricted stock vesting and the payment type is listed as compensation. The filing also discloses a prior sale by the same person of 59,962 shares on 06/17/2025 yielding $878,911.01.

The outstanding share count shown is 1,197,450,100, which places the reported sale size in context as a small fraction of total shares outstanding.

SoFi Technologies insider sale notice: This Form 144 reports that 142,578 shares of SoFi common stock, acquired on 09/15/2025 through restricted stock vesting, are proposed for sale via Fidelity Brokerage Services (Smithfield, RI) with an approximate aggregate market value of $3,848,080.42 and an approximate sale date of 09/16/2025 on NASDAQ. The filer is identified as Jeremy D. Rishel, who previously sold 140,494 shares on 06/17/2025 for $2,059,332.95 and 66,847 shares on 06/20/2025 for $1,039,470.85. The notice states the sales arise from compensation (vesting) and includes the signer’s representation that no undisclosed material adverse information is known.

Form 144 filed for SoFi Technologies, Inc. (SOFI) shows a proposed sale of 5,743 common shares through Fidelity Brokerage Services with an aggregate market value of $154,999.55 and an approximate sale date of 09/16/2025. The shares were acquired by restricted stock vesting from the issuer on 09/15/2025 as compensation. The filing also lists two recent sales by the same person: 5,611 shares on 06/17/2025 for $82,244.92 and 24,147 shares on 08/15/2025 for $551,725.14. The issuer's outstanding shares are stated as 1,197,450,100.