Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies, Inc. Chief Technology Officer Jeremy Rishel reported a combination of RSU vesting, tax withholding, and a planned share sale. On March 16, 2026, restricted stock units representing 300,500 shares of common stock settled at $0.0000 per share, delivering the same number of common shares.
On March 17, 2026, 160,500 shares of common stock were disposed of at $17.6170 per share to satisfy tax withholding obligations related to the vesting of stock-settled RSUs, and these shares were not issued to him. On March 18, 2026, he completed an open-market sale of 94,958 shares of common stock at an average price of $17.4300 per share pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2025. Following these transactions, he directly holds 839,639.972 shares of SoFi common stock.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity. On March 16, 2026, he settled a total of 155,907 restricted stock units, receiving the same number of SoFi common shares for no cash cost, as each RSU converts into one share upon vesting.
To cover tax obligations on these stock-settled RSUs, 82,913 shares of common stock were withheld at a reference price of $17.76 per share, and were not issued to or sold by him. After these transactions, Lapointe directly holds 1,776,546 shares of SoFi common stock.
SoFi Technologies EVP Kelli Keough reported stock-settled RSU vesting and related tax withholding. On March 16, 2026, she exercised restricted stock units that converted into a total of 122,188 shares of SoFi common stock for no cash consideration, as part of previously granted equity awards.
Following these derivative exercises, a Form 4 entry on March 17, 2026 shows 63,145 common shares were sold at $17.617 per share to cover tax withholding obligations tied to the RSU vesting, and the footnotes state these shares were not issued to her. After these transactions, she directly owns 352,768 shares of common stock.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity involving restricted stock units (RSUs). On March 16, 2026, 11,434 RSUs vested and were settled into an equal number of shares of SoFi common stock at no cash cost to him.
To cover tax withholding obligations tied to this vesting, 6,375 shares were withheld on March 17, 2026 and, as disclosed, these shares were not issued to Pinto. After these transactions, he directly holds 168,289 shares of SoFi common stock, reflecting a routine compensation-related adjustment rather than an open-market trade.
SOFI reported a proposed sale of common stock by an insider. The filing shows a Form 144 notice listing 160,500 shares of Common Stock reported as sold on 03/17/2026 by Jeremy D. Rishel. The excerpt also lists 94,958 shares tied to Restricted Stock Vesting on 03/14/2026 under compensation.
Arun R. Pinto filed a Form 144 proposing the sale of 6,375 shares of Common Stock. The filing lists a prior sale of 25,420 shares on 02/18/2026 for $498,798.87. The proposed sale is recorded as a Restricted Stock Vesting transaction dated 03/16/2026.
SOFI submitted a Form 144 notice reporting 160,500 shares of Common Stock associated with restricted stock vesting on 03/16/2026. The filing lists the sale reason as compensation. It also shows 91,837 shares sold in the past three months on 12/17/2025 with an indicated value of $2,446,537.68.
SoFi Technologies CEO Anthony Noto reported an open-market purchase of 28,900 shares of common stock. The transaction took place on March 17, 2026 at a weighted average price of $17.3189 per share, within a trade range of $17.255 to $17.340.
Following this purchase, Noto directly holds 11,704,352 SoFi shares. The filing notes that the transaction was executed in multiple trades and that full trade-by-trade price details are available upon request.