Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies submitted a Rule 144 notice reporting a proposed sale of 61,479 shares of Common Stock. The filing lists the disposition method as arising from Restricted Stock Vesting dated 06/15/2026. It also records a prior sale of 63,145 shares on 03/17/2026 with proceeds of $1,112,400.20.
SoFi Technologies, Inc. CEO Anthony Noto reported an open-market purchase of common stock. He bought 13,888 shares on 2026-06-16 at a weighted average price of $18.0578 per share across multiple trades. After this transaction, he directly owns 11,960,507 shares.
SoFi Technologies director Magdalena Yesil exercised restricted stock units into common stock. On 2026-06-09, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting routine equity compensation settlement rather than an open-market purchase.
After this RSU conversion, Yesil directly owned 433,104 shares of SoFi common stock. The derivative RSU position tied to these shares was fully settled, with no remaining RSUs from this grant. The filing reports no share sales, gifts, or tax-withholding dispositions in connection with this transaction.
SoFi Technologies director Ruzwana Bashir exercised previously granted restricted stock units into common shares. On June 9, 2026, RSUs covering 18,388 shares converted into 18,388 shares of common stock at a stated price of $0.00 per share.
After this non-cash settlement, Bashir directly holds 79,359 shares of SoFi common stock. The RSU award referenced in the footnotes now has a remaining balance of zero, reflecting full settlement of that grant on a one-for-one basis into common stock.
SoFi Technologies director Steven J. Freiberg exercised restricted stock units that converted into 5,149 shares of common stock on a one-for-one basis. These RSUs were previously granted and have now settled into ordinary shares, bringing his direct common stock holdings to 593,998 shares after the transaction.
SoFi Technologies director George Thompson Hutton acquired 18,388 shares of common stock through restricted stock unit settlement. On June 9, 2026, 18,388 restricted stock units converted into 18,388 common shares on a one-for-one basis, leaving him with 18,388 directly held shares and no remaining RSUs from this grant.
SoFi Technologies director Clara Liang exercised restricted stock units into common stock. On June 9, 2026, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting non-cash settlement of equity awards. Following this transaction, Liang directly holds 115,645 shares of SoFi common stock. The footnotes explain that RSUs convert into common stock on a one-for-one basis and that this transaction represents settlement of RSUs previously disclosed on an earlier Form 4.
SoFi Technologies director Gary Meltzer reported the conversion of restricted stock units into common shares as part of his equity compensation. On June 9, 2026, he exercised RSU awards covering a total of 23,537 shares of SoFi common stock at a stated conversion price of $0.00 per share. The RSUs convert into common stock on a one-for-one basis, and this filing reflects the settlement of RSUs previously granted and disclosed in a prior Form 4, with no open-market purchases or sales reported.
SoFi Technologies' General Counsel Robert S. Lavet reported routine equity compensation activity. On June 9, 2026, restricted stock units converted into 5,149 shares of Common Stock at $0.00 per share as part of a derivative exercise. The RSUs convert into common stock on a one-for-one basis.
On June 10, 2026, 1,020 shares of Common Stock were disposed of at $16.0590 per share to satisfy tax withholding obligations related to the RSU vesting, and these withheld shares were not issued to the reporting person. Following these transactions, Lavet directly holds 65,422 shares of Common Stock.
Robert S. Lavet submitted a Form 144 reporting a proposed sale of 1,020 shares of Common Stock tied to restricted stock vesting on 06/09/2026. The filing also records that 16,669 shares of Common Stock were sold on 03/17/2026.