SOFI Form 144: 1,020 Shares Proposed for Resale

Robert S. Lavet submitted a Form 144 reporting a proposed sale of 1,020 shares of Common Stock tied to restricted stock vesting on 06/09/2026.

Rhea-AI Filing Summary

Robert S. Lavet submitted a Form 144 reporting a proposed sale of 1,020 shares of Common Stock tied to restricted stock vesting on 06/09/2026. The filing also records that 16,669 shares of Common Stock were sold on 03/17/2026.

Insights

Securities Compliance Analyst

Form 144 lists a proposed resale tied to vested restricted shares and a prior sale.

The filing shows a proposed sale of 1,020 shares associated with restricted stock vesting on 06/09/2026. It also discloses a prior sale of 16,669 shares on 03/17/2026.

These entries are procedural disclosures for resale under Rule 144; cash-flow treatment and offering method are not detailed in the excerpt.

Key Figures

Proposed resale: 1,020 shares Prior sale: 16,669 shares Filing/market date: 06/10/2026

3 metrics

Proposed resale 1,020 shares tied to restricted stock vesting on 06/09/2026

Prior sale 16,669 shares sold on 03/17/2026 (listed under past 3 months)

Filing/market date 06/10/2026 date shown alongside broker and NASDAQ listing

Key Terms

Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 1020 | 06/09/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SOFI's Form 144 filed by Robert S. Lavet report?

It reports a proposed resale of 1,020 shares of Common Stock tied to restricted stock vesting on 06/09/2026. The filing also discloses a prior sale of 16,669 shares on 03/17/2026, per the excerpt provided.

Does the excerpt show when the restricted shares vested for SOFI?

Yes. The excerpt links the securities to restricted stock vesting with a vesting date of 06/09/2026. The entry labels the transaction as compensation‑related in the provided lines.

How many shares did Robert S. Lavet sell in the past three months per the filing?

The excerpt shows 16,669 shares sold on 03/17/2026. That sale is listed under “Securities Sold During The Past 3 Months” in the provided text.

Does the Form 144 excerpt state where the shares are held for sale?

The excerpt lists a broker: Fidelity Brokerage Services LLC at the address shown and notes NASDAQ as the market; specific sale method or proceeds treatment is not detailed in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/10/2026 - 04:37 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001351119
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Lavet Robert S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1020	16380.59	1282741200	06/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/09/2026	Restricted Stock Vesting	Issuer			1020	06/09/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	03/17/2026	16669	293651.11

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	06/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert S. Lavet
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)