Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
Rishel Jeremy reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs), each representing the right to receive one share of common stock for no cash payment. The RSUs vest over four years: 6.25% vests three months after March 14, 2026, with 6.25% vesting each quarter for the following fifteen quarters, as long as he remains employed. After this grant, Rishel is reported as holding 181,805 RSUs directly.
Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it vests.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters, as long as Pinto continues to serve at the company. After this grant, Pinto is shown as directly holding 155,833 RSUs, reflecting a compensation-related equity award rather than an open-market share purchase.
Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that CFO and PAO Christopher Lapointe received a grant of 233,749 restricted stock units. Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters. Vesting is conditioned on Lapointe’s continued service with the company through each vesting date.
Schuppenhauer Eric reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Eric Schuppenhauer, EVP GBUL Borrow, received a grant of 103,889 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs vest three months after March 14, 2026, and another 6.25% vest each following quarter for fifteen additional quarters, as long as he remains with the company. This filing reflects a compensation-related equity grant rather than an open-market share purchase or sale.
Keough Kelli reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Kelli Keough received a grant of 90,903 restricted stock units. Each RSU represents a right to receive one share of SoFi common stock for no cash payment when it settles.
The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, as long as Keough remains in service with the company. Following this grant, Keough holds 90,903 RSUs directly.
Noto Anthony reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Executive Officer Anthony Noto received a grant of 883,049 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no cash consideration. The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, in each case conditioned on his continued service with the company.
SoFi Technologies Chief Executive Officer Anthony Noto bought additional company stock in the open market. He acquired 56,000 shares of SoFi common stock in an open-market purchase at a weighted average price of $17.8842 per share, within a trade price range of $17.500 to $18.205 per share.
Following this transaction, Noto directly owns 11,675,452 shares of SoFi common stock. The filing notes that the 56,000 shares were executed in multiple trades and that detailed trade-by-trade pricing information is available upon request from the company, the SEC staff, or any SoFi security holder.
SoFi Technologies executive Kelli Keough reported an open-market sale of company stock under a pre-set trading plan. Keough sold 9,755 shares of SoFi Technologies common stock at a weighted average price of $18.8742 per share, executed in multiple trades within a price range of $18.57 to $19.12 per share.
After this planned sale, Keough directly holds 293,725 shares of SoFi Technologies common stock. The transaction was completed pursuant to a Rule 10b5-1 trading plan adopted on July 30, 2025, which is designed to systematically sell shares according to pre-arranged instructions.
SoFi Technologies EVP Eric Schuppenhauer reported equity award activity involving restricted stock units (RSUs) and related tax withholding. On February 17, 2026, 55,731 RSUs were settled into 55,731 shares of common stock at a stated price of $0.0000 per share, reflecting a non-cash derivative conversion. Following this, a tax-withholding disposition of 23,083 common shares occurred on February 18, 2026 at an average price of $19.6220 per share to satisfy tax obligations tied to vesting RSUs; the footnotes state these shares were not issued to the reporting person. After these transactions, Schuppenhauer directly held 284,498.81 shares of common stock and 557,310 RSUs, each RSU representing a contingent right to receive one share upon settlement.
SoFi Technologies’ Chief Risk Officer Arun Pinto reported equity compensation activity involving restricted stock units and common shares. On February 17, Pinto exercised 45,389 RSUs, converting them into an equal number of common shares at no cost. On February 18, 25,420 common shares were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, consistent with the footnote that these shares were not issued to him. After these transactions, Pinto directly holds 163,230 shares of common stock.