Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SoFi Technologies insider sale disclosed. Kelli Keough, an executive (EVP, GBUL, SIPS), sold 10,036 shares of SoFi common stock on 09/18/2025 under a pre-established Rule 10b5-1 trading plan. The trades executed at a weighted average price of $27.8616 per share within a range of $27.10 to $28.57. After the sale, Ms. Keough beneficially owned 285,410 shares, reported as direct ownership. The Form 4 was signed by an attorney-in-fact on 09/19/2025 and includes an undertaking to provide the per-trade breakdown on request.
SoFi Technologies (SOFI) Form 144/A — This notice reports a proposed sale of 30,412 common shares through J.P. Morgan Securities with an aggregate market value of $825,381.68, from a total outstanding share count of 1,197,450,100. The approximate sale date is listed as 09/18/2025. The securities were acquired on 03/03/2023 via RSU vesting and paid as compensation. The filing also discloses prior sales by the same person, totaling 92,476 shares sold in the past three months for gross proceeds of $2,270,276.41. The filer attests to no undisclosed material adverse information.
SoFi Technologies insider filings show a proposed sale under Rule 144 and several recent dispositions by an insider identified as Kelli Allen Keough. The proposed sale lists 30,412 common shares to be sold through J.P. Morgan Securities with an aggregate market value of $825,381.68 and reports 1,197,450,100 shares outstanding. The securities to be sold were acquired via RSU vesting on 03/03/2023 and paid as compensation. The filing also discloses four prior sales in the past three months totaling 92,746 shares with gross proceeds reported for each transaction.
Form 144 notice for SoFi Technologies, Inc. (SOFI): An insider, Kelli Allen Keough, proposes to sell 60,824 common shares on 09/18/2025 through J.P. Morgan Securities LLC on Nasdaq. Those shares were acquired by RSU vesting on 03/03/2023 and the filing lists the securities as part of outstanding common shares of 1,197,450,100. The form also reports four prior insider sales in the past three months: 10,267 shares on 06/20/2025 (gross proceeds $156,289), 10,267 on 07/18/2025 ($223,774), 10,578 on 08/20/2025 ($234,042), and 61,634 on 09/26/2025 ($1,656,171.14). The filing contains a standard representation that the seller is not aware of undisclosed material information.
SoFi Technologies (SOFI) Form 144: The filing notifies a proposed sale of 98,733 common shares through Fidelity Brokerage Services on 09/18/2025, with an aggregate market value of $2,715,157.50. The issuer reports 1,197,450,100 shares outstanding. The shares to be sold were acquired on 09/14/2025 via restricted stock vesting from the issuer and were paid as compensation. The filer also reported sales in the prior three months by Jeremy D. Rishel: 66,847 shares on 06/20/2025 for $1,039,470.85 and 142,578 shares on 09/16/2025 for $3,848,080.42. The form includes the required representation that the seller is not aware of undisclosed material adverse information.
Derek J. White, listed as CEO - Galileo of SoFi Technologies, Inc. (SOFI), reported stock-settled restricted stock unit activity in a Form 4. On 09/15/2025 he had 78,964 RSUs and 4,356 RSUs report as acquired/settled, increasing reported underlying common stock holdings. On 09/16/2025 he disposed of 36,190 shares at $26.989 per share; the filing states those shares were sold to satisfy tax withholding related to RSU vesting. Following the transactions, the filing reports 1,096,513 shares beneficially owned. The RSU settlements reference prior grants disclosed on Forms 4 filed March 22, 2023, March 13, 2024, and March 12, 2025.
SoFi Technologies insider activity: Stephen Simcock, General Counsel, reported settlement of restricted stock units and a subsequent sale to satisfy tax withholding. On 09/15/2025 two RSU settlement events were reported: 71,353 RSUs and 6,534 RSUs were settled (codes M, deemed as acquired) and increase the reported beneficial ownership to 241,811 shares. On 09/16/2025 a sale of 39,116 shares occurred at $26.989 per share, leaving the Reporting Person with 202,695 shares beneficially owned. The filing notes the settled RSUs convert to one share each on settlement and that shares were sold to satisfy tax withholding obligations; those withheld shares were not issued to the Reporting Person.
Jeremy Rishel, Chief Technology Officer of SoFi Technologies, had restricted stock units (RSUs) settle on 09/15/2025 and a related sale on 09/16/2025. On 09/15/2025 two RSU settlements are shown: 271,750 RSUs and 4,793 RSUs were recorded as acquired/settled. The filing reports a disposition of 142,578 shares on 09/16/2025 at a price of $26.989, noted as a sale to satisfy tax withholding; those shares were not issued to the reporting person. The report lists the resulting beneficial ownership figures following each transaction as disclosed in the Form 4 tables.
SoFi Technologies insider Arun Pinto experienced scheduled vesting and partial tax-sale of RSUs. On 09/15/2025, 11,434 restricted stock units (RSUs) vested, representing rights to receive one share per RSU. Those vested RSUs increased the Reporting Person's beneficial ownership to 170,691 shares. On 09/16/2025, 5,743 shares were disposed of to satisfy tax-withholding obligations at an average price of $26.989 per share; those shares were not newly issued to the reporting person. After the withholding sale, beneficial ownership was 164,948 shares. The transactions reflect routine settlement and tax-related dispositions of previously granted RSUs.
SoFi Technologies insider Anthony Noto settled restricted stock units and completed a partial share sale tied to RSU vesting. The Form 4 shows the Reporting Person received 559,714 and 17,133 RSUs that converted into equal numbers of common shares, and 301,821 shares were sold at $26.55 per share to satisfy tax withholding. After these transactions the Reporting Person directly beneficially owned approximately 10.34 million shares. The filing notes portions of the settled RSUs stem from prior grants disclosed on Forms 4 in 2022, 2023, 2024 and March 12, 2025, and confirms withheld shares were not issued or sold by the Reporting Person.