SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies director Magdalena Yesil reported two bona fide gifts totaling 866,208 shares of Common Stock. Each transaction involved 433,104 shares at an indicated price of $0.00 per share, reflecting that these were gifts rather than market trades.
Following the transactions, 433,104 shares are reported as indirectly owned through The Magdalena Yesil Living Trust, where she is the sole beneficiary and trustee, and her direct holdings are reported as zero. The filing shows no option exercises or open-market purchases or sales, so the activity reflects estate or personal planning rather than trading.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity involving restricted stock units (RSUs). On this date, RSUs converted into 104,152 shares of common stock for no cash consideration, reflecting previously granted awards that vested.
To cover tax withholding obligations on these stock-settled RSUs, 55,219 shares of common stock were withheld at a price of $16.58 per share. According to the footnotes, these withheld shares were not issued to or sold by Lapointe, so the filings do not show any open-market purchases or sales.
SoFi Technologies CEO Anthony Noto reported RSU settlements and related tax withholding in stock. On June 15, 2026, he exercised restricted stock units into a total of 345,553 shares of common stock in several transactions coded “M.”
In a separate “F” transaction, 187,018 shares of common stock were withheld to cover tax obligations tied to the vesting of stock‑settled RSUs; these shares were not issued to or sold by him. After these transactions, he directly holds 12,119,042 shares of common stock and 953,158 RSUs, reflecting a routine compensation and tax‑settlement pattern rather than open‑market trading.
SoFi Technologies EVP Kelli Keough reported routine equity compensation activity involving restricted stock units that converted into common shares and related tax withholding.
On June 15, multiple batches of RSUs vested and were settled into a total of 127,868 shares of common stock at a stated price of $0.00 per share, reflecting stock-settled awards with no cash exercise cost. In a related transaction on June 16, 61,479 shares of common stock, valued at $17.606 per share, were disposed of to cover tax withholding obligations tied to these vestings, and were not issued to Keough personally.
After these transactions, Keough directly holds 389,636 shares of SoFi common stock. The filing shows compensation-related vesting and tax withholding rather than open-market buying or selling, so it primarily reflects ongoing equity compensation rather than a change in investment view.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On June 15, 2026, he exercised 36,057 restricted stock units, receiving an equivalent number of SoFi common shares for no cash consideration. This reflects the settlement of previously granted RSUs.
In connection with this vesting, 14,914 common shares were withheld on June 16, 2026 at $17.606 per share to cover tax obligations, and these withheld shares were not issued to him. After these transactions, he directly holds 86,565 shares of common stock and 72,115 RSUs, indicating a routine compensation-related adjustment rather than an open-market trade.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine stock-based compensation activity and related tax withholding. On June 15, 2026, Pinto exercised restricted stock units into 9,739 and 11,434 shares of common stock for no cash consideration as part of RSU settlements. A total of 21,173 RSUs converted into the same number of common shares.
On June 16, 2026, 11,029 shares of common stock valued at $17.606 per share were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs; these shares were not issued to Pinto as personal holdings. After these transactions, Pinto directly held 199,016 shares of SoFi common stock, while 125,776 RSUs remained outstanding.
SoFi Technologies EVP Eric Schuppenhauer reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On 2026-06-15, he exercised RSUs covering 6,493 shares of common stock at an exercise price of $0.00 per share, converting them into common stock.
On 2026-06-16, 2,509 common shares were disposed of at $17.6060 per share to satisfy the tax withholding obligation tied to the RSU vesting; the footnotes state these shares were not issued to him. After these transactions, he directly holds about 298,588.81 shares of common stock and 97,396 RSUs, indicating he retains a substantial equity position. The filing does not show any open-market purchases or sales.
SoFi Technologies Chief Technology Officer Jeremy Rishel reported a series of equity transactions involving company common stock and restricted stock units. On June 17, 2026, he completed an open-market sale of 102,123 shares at $17.78 per share under a pre-arranged Rule 10b5-1 trading plan, and continued to hold 895,089.443 shares directly afterward.
On June 15, 2026, multiple restricted stock unit awards vested and were settled into a total of 311,862 shares of common stock, and 155,605 shares were disposed of on June 16, 2026 to satisfy tax withholding obligations related to stock-settled RSUs, which were not issued to him. Earlier, on June 8, 2026, he acquired 1,315.471 shares through the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan in an exempt transaction funded by prior contributions.
Jeremy D. Rishel submitted Form 144 notices proposing sales of Common Stock, reflecting recent transactions and a restricted stock vesting. The filing lists a restricted stock vesting of 102,123 shares dated 06/14/2026 described as Compensation. It also records three sale entries in the prior three months: 160,500 shares on 03/17/2026, 94,958 shares on 03/18/2026, and 155,605 shares on 06/16/2026, with corresponding dollar amounts shown in the excerpt. The broker shown is Fidelity Brokerage Services LLC and the securities are listed on NASDAQ.
SOFI filed a Form 144 reporting a proposed sale related to vested restricted common stock. The notice lists 2,509 shares tied to a Restricted Stock Vesting event with an aggregate value shown as $44,172.20 and a transaction date of 06/15/2026. The filing also discloses prior dispositions of 22,542 shares on 05/15/2026 with an aggregate value of $349,243.21.