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SoFi Technologies, Inc. (SOFI) SEC Filings, Jun 12-16, 2026

SOFI NASDAQ

SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.

Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.

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SOFI reported a Rule 144 notice to sell 155,605 shares of Common Stock dated 06/15/2026. The filing lists the sale as associated with restricted stock vesting and indicates Fidelity Brokerage Services LLC as the broker. Prior reported transactions include sales of 160,500 and 94,958 shares on 03/17/2026 and 03/18/2026, respectively, with dollar amounts recorded.

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SoFi Technologies submitted a Form 144 reporting the proposed sale of 14,914 shares of Common Stock arising from restricted stock vesting on 06/15/2026. The filing names Fidelity Brokerage Services LLC as the broker and records prior dispositions by Robert S. Lavet of 16,669 shares on 03/17/2026 and 1,020 shares on 06/10/2026.

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SOFI filing a Form 144 notice reporting proposed resale of 11,029 shares of Common Stock in connection with a restricted stock vesting event dated 06/15/2026. The filing also lists two reported sales by Arun R. Pinto: 6,375 shares on 03/17/2026 and 24,805 shares on 05/15/2026, with reported sale amounts.

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SoFi Technologies submitted a Rule 144 notice reporting a proposed sale of 61,479 shares of Common Stock. The filing lists the disposition method as arising from Restricted Stock Vesting dated 06/15/2026. It also records a prior sale of 63,145 shares on 03/17/2026 with proceeds of $1,112,400.20.

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SoFi Technologies, Inc. CEO Anthony Noto reported an open-market purchase of common stock. He bought 13,888 shares on 2026-06-16 at a weighted average price of $18.0578 per share across multiple trades. After this transaction, he directly owns 11,960,507 shares.

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SoFi Technologies director Magdalena Yesil exercised restricted stock units into common stock. On 2026-06-09, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting routine equity compensation settlement rather than an open-market purchase.

After this RSU conversion, Yesil directly owned 433,104 shares of SoFi common stock. The derivative RSU position tied to these shares was fully settled, with no remaining RSUs from this grant. The filing reports no share sales, gifts, or tax-withholding dispositions in connection with this transaction.

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SoFi Technologies director Ruzwana Bashir exercised previously granted restricted stock units into common shares. On June 9, 2026, RSUs covering 18,388 shares converted into 18,388 shares of common stock at a stated price of $0.00 per share.

After this non-cash settlement, Bashir directly holds 79,359 shares of SoFi common stock. The RSU award referenced in the footnotes now has a remaining balance of zero, reflecting full settlement of that grant on a one-for-one basis into common stock.

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SoFi Technologies director Steven J. Freiberg exercised restricted stock units that converted into 5,149 shares of common stock on a one-for-one basis. These RSUs were previously granted and have now settled into ordinary shares, bringing his direct common stock holdings to 593,998 shares after the transaction.

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SoFi Technologies director George Thompson Hutton acquired 18,388 shares of common stock through restricted stock unit settlement. On June 9, 2026, 18,388 restricted stock units converted into 18,388 common shares on a one-for-one basis, leaving him with 18,388 directly held shares and no remaining RSUs from this grant.

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SoFi Technologies director Clara Liang exercised restricted stock units into common stock. On June 9, 2026, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting non-cash settlement of equity awards. Following this transaction, Liang directly holds 115,645 shares of SoFi common stock. The footnotes explain that RSUs convert into common stock on a one-for-one basis and that this transaction represents settlement of RSUs previously disclosed on an earlier Form 4.

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FAQ

How many SoFi Technologies (SOFI) SEC filings are available on StockTitan?

StockTitan tracks 186 SEC filings for SoFi Technologies (SOFI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SoFi Technologies (SOFI)?

The most recent SEC filing for SoFi Technologies (SOFI) was filed on June 16, 2026.