SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies director Gary Meltzer reported the conversion of restricted stock units into common shares as part of his equity compensation. On June 9, 2026, he exercised RSU awards covering a total of 23,537 shares of SoFi common stock at a stated conversion price of $0.00 per share. The RSUs convert into common stock on a one-for-one basis, and this filing reflects the settlement of RSUs previously granted and disclosed in a prior Form 4, with no open-market purchases or sales reported.
SoFi Technologies' General Counsel Robert S. Lavet reported routine equity compensation activity. On June 9, 2026, restricted stock units converted into 5,149 shares of Common Stock at $0.00 per share as part of a derivative exercise. The RSUs convert into common stock on a one-for-one basis.
On June 10, 2026, 1,020 shares of Common Stock were disposed of at $16.0590 per share to satisfy tax withholding obligations related to the RSU vesting, and these withheld shares were not issued to the reporting person. Following these transactions, Lavet directly holds 65,422 shares of Common Stock.
Robert S. Lavet submitted a Form 144 reporting a proposed sale of 1,020 shares of Common Stock tied to restricted stock vesting on 06/09/2026. The filing also records that 16,669 shares of Common Stock were sold on 03/17/2026.
SoFi Technologies, Inc. executive vice president Kelli Keough reported an open-market sale of common stock. Keough sold 10,037 shares of SoFi common stock at a weighted average price of $15.5346 per share. After this transaction, Keough directly holds 323,247 shares of SoFi common stock.
The sale was completed under a pre-arranged Rule 10b5-1 Trading Plan adopted by the reporting person on July 30, 2025. The transaction was executed in multiple trades within a price range of $15.0700 to $15.7100 per share, with the reported price representing the weighted average for the shares sold.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported routine equity compensation activity tied to restricted stock units (RSUs). On May 14, 2026, RSUs covering 55,731 shares were settled into the same number of common shares at $0.00 per share, reflecting a vesting event.
On May 15, 2026, 22,542 shares of common stock at a price of $15.493 per share were used to satisfy tax withholding obligations related to these stock-settled RSUs, and the filing notes these shares were not issued to the reporting person. Following the transactions, he directly holds 294,604.81 shares of SoFi common stock, and 501,579 RSUs remain outstanding.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity. He acquired 45,388 shares of common stock on settlement of restricted stock units, each RSU converting into one share of common stock for no cash consideration.
To cover related tax obligations, 24,805 shares of common stock valued at $15.493 per share were withheld and not issued to him. After these transactions, Pinto directly holds 188,872 shares of SoFi common stock, and the filing shows no remaining derivative equity awards tied to this RSU grant.
SOFI files a Rule 144 notice for the proposed sale of 24,805 shares of its Common Stock, tied to restricted stock vesting on 05/14/2026. The filing also lists prior open-market dispositions by Arun R. Pinto of 25,420 shares on 02/18/2026 and 6,375 shares on 03/17/2026.
SOFI submitted a Form 144 disclosing a proposed sale of 22,542 shares of Common Stock tied to a Restricted Stock Vesting event dated 05/14/2026. The filing names Fidelity Brokerage Services LLC in connection with the transaction. The filing also records a prior sale of 23,083 shares on 02/18/2026 by Eric Schuppenhauer, with a reported amount of $452,941.55.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported an open-market purchase of 15,545 shares of common stock. The shares were bought on May 11, 2026 at a weighted average price of $16.0039 per share. According to the filing, the trades were executed in multiple transactions within a price range of $15.99 to $16.05 per share. Following this purchase, Noto directly holds 11,946,619 SoFi common shares.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto bought 15,878 shares of common stock in an open-market purchase. The shares were acquired at a weighted average price of $15.7305 per share, within a range of $15.68 to $15.75.
Following this transaction, Noto directly owns 11,931,074 shares of SoFi common stock. The trade was executed through multiple transactions on the same date, with full price-by-lot details available upon request as noted in the filing footnote.