[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

SoFi Technologies submitted a Form 144 reporting the proposed sale of 14,914 shares of Common Stock arising from restricted stock vesting on 06/15/2026. The filing names Fidelity Brokerage Services LLC as the broker and records prior dispositions by Robert S. Lavet of 16,669 shares on 03/17/2026 and 1,020 shares on 06/10/2026.

Insights

Securities Compliance Counsel

Routine Rule 144 notice for affiliate sales; no new corporate action.

The filing lists 14,914 shares to be sold that vest on 06/15/2026 and identifies Fidelity Brokerage Services LLC as the broker. This is a notification under resale rules rather than a capital-raising event.

Timing and exact sale mechanics are not detailed in the excerpt; subsequent reports or trade confirmations would show actual execution and any proceeds received.

Equity Markets Analyst

Small issuer-affiliate disposition; limited market impact.

The amounts shown—$293,651.11 and $16,380.59 from prior dispositions—indicate prior secondary sales by the same holder. The current 14,914-share notice is modest relative to typical public floats.

Market impact depends on execution method and timing; the filing does not specify order type or price range.

Key Figures

Shares proposed for sale: 14,914 shares Prior disposition (Mar 17, 2026): 16,669 shares Prior disposition (Jun 10, 2026): 1,020 shares +2 more

5 metrics

Shares proposed for sale 14,914 shares restricted stock vesting on <date>06/15/2026</date>

Prior disposition (Mar 17, 2026) 16,669 shares sold on <date>03/17/2026</date> for <money>$293,651.11</money>

Prior disposition (Jun 10, 2026) 1,020 shares sold on <date>06/10/2026</date> for <money>$16,380.59</money>

Broker Fidelity Brokerage Services LLC listed as broker on Form 144

Exchange NASDAQ exchange listing noted in excerpt

Key Terms

Rule 144/Form 144, Restricted Stock Vesting, Broker-dealer (Fidelity Brokerage Services LLC)

3 terms

Rule 144/Form 144 regulatory

"Notice of proposed resale of restricted or control securities"

Restricted Stock Vesting financial

"Securities To Be Sold line showing vesting date and compensation source"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-dealer (Fidelity Brokerage Services LLC) financial

"Broker name and address shown for the planned transaction"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	14914	262568.43	1282741200	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Restricted Stock Vesting	Issuer			14914	06/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	03/17/2026	16669	293651.11
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	06/10/2026	1020	16380.59

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)