Welcome to our dedicated page for SoFi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies’ Chief Risk Officer Arun Pinto reported equity compensation activity involving restricted stock units and common shares. On February 17, Pinto exercised 45,389 RSUs, converting them into an equal number of common shares at no cost. On February 18, 25,420 common shares were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, consistent with the footnote that these shares were not issued to him. After these transactions, Pinto directly holds 163,230 shares of common stock.
SOFI proposed sale of 25,420 common shares. The Form 144 lists 25,420 common shares tied to Restricted Stock Vesting with an action date of 02/17/2026. The filing also records that Arun R. Pinto sold 6,569 common shares on 12/16/2025 for $172,492.09.
SoFi Technologies, Inc. presents its annual report describing a digital-first, one-stop financial services platform built around helping members “get your money right.” The company combines lending, financial services and a technology platform to let members borrow, save, spend, invest, protect and manage finances in a single app.
SoFi operates through three segments: a Lending segment offering personal, student and home loans with end-to-end digital origination and servicing; a Technology Platform segment providing core banking and API-based infrastructure to financial and non-financial enterprises; and a Financial Services segment that includes SoFi Checking and Savings, SoFi Invest, credit cards, SoFi Relay, Lantern, SoFi Protect, SoFi Travel and SoFi At Work.
SoFi is a bank holding company, owning SoFi Bank, a nationally chartered bank that uses deposits to fund loans and support growth while providing FDIC-insured accounts and an insured deposit program offering expanded coverage. The filing highlights extensive U.S. regulatory oversight, including the BHCA, CRA, Durbin Amendment, Volcker Rule, capital and safety-and-soundness standards, consumer protection laws and anti-money-laundering rules. In 2025 SoFi also launched SoFi Crypto, a new digital asset trading platform integrated with SoFi Bank and existing products, designed to operate within its current regulatory framework and accompanied by risk disclosures and educational content.
SoFi Technologies’ General Counsel Robert S. Lavet reported an equity award in the form of restricted stock units. On February 9, 2026, he acquired 144,229 RSUs at a price of $0 per unit, held as a direct beneficial owner.
Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement for no consideration. The award will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026, September 14, 2026, and December 14, 2026, conditioned on his continued service through each vesting date.
SoFi Technologies director Steven J. Freiberg exercised stock options for 250,000 shares of common stock at an exercise price of $7.33 per share on February 6, 2026. He then sold 94,225 shares of common stock at $20.31 per share to cover the cost of the option exercise, withholding taxes, and related broker fees and commissions.
After these transactions, Freiberg directly owned 588,849 shares of SoFi common stock and held 63,704 stock options following the partial option exercise.
SoFi Technologies’ General Counsel, Robert S. Lavet, reported an indirect purchase of company stock through a trust. On February 6, 2026, the Robert S. Lavet Trust bought 5,000 shares of SoFi common stock at $21.044 per share in an open-market transaction.
After this purchase, the trust held 17,172 SoFi shares beneficially associated with Lavet, who serves as both a beneficiary and trustee of the Robert S. Lavet Trust.
SoFi Technologies has filed a Form 144 notice for a potential insider sale of common stock. The filing covers a proposed sale of 94,225 common shares through Fidelity Brokerage Services LLC on NASDAQ, with an aggregate market value of 1913709.75.
The seller acquired these shares on 02/06/2026 by exercising stock options that were originally granted on 06/01/2017, paying cash for the exercise. The notice states that the person for whose account the shares may be sold does not know of any undisclosed material adverse information about SoFi’s operations.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported a purchase of company stock. On 02/05/2026, the EVP GBUL Borrow acquired 5,000 shares of SoFi common stock at a price of $19.93 per share. Following this transaction, he directly holds 228,767.81 shares of SoFi common stock.
JPMorgan Chase & Co. filed an amended Schedule 13G reporting its beneficial ownership in SoFi Technologies, Inc. common stock. As of the event date, JPMorgan beneficially owned 47,207,186 shares, representing 3.7% of the outstanding common stock, which is below the 5% reporting threshold.
JPMorgan reports sole voting power over 42,579,387 shares and sole dispositive power over 46,976,252 shares, with smaller amounts subject to shared voting and dispositive power. The filing states that the shares were acquired and are held in the ordinary course of business and not for the purpose of influencing control of SoFi.