Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SoFi Technologies (SOFI) EVP Kelli Keough reported a significant insider transaction on June 20, 2025, selling 10,267 shares at a weighted average price of $15.2224 per share (ranging from $15.02 to $15.57). The total transaction value amounts to approximately $156,300.
Key details of the transaction:
- The sale was executed according to a pre-established Rule 10b5-1 Trading Plan adopted on May 21, 2024
- Following the transaction, Keough retains direct ownership of 255,467 shares
- The transaction was completed in multiple trades within the specified price range
This insider sale by a senior executive provides important information for investors monitoring insider trading patterns at SoFi Technologies. The structured nature of the sale through a 10b5-1 plan suggests this was a planned transaction rather than a reactive market decision.
SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel has reported a significant insider transaction on June 20, 2025. The executive sold 66,847 shares at a price of $15.55 per share, resulting in a transaction value of approximately $1.04 million.
Following the transaction, Rishel continues to hold 724,321 shares directly. The sale was executed according to a Rule 10b5-1 Trading Plan established on May 23, 2024, which provides a pre-scheduled trading framework to help avoid accusations of insider trading.
Key transaction details:
- Transaction Type: Sale of Common Stock
- Ownership Type: Direct Ownership
- Trading Plan: Executed under Rule 10b5-1
- Filing Status: Form 4 filed within required timeframe
SoFi Technologies, Inc. (SOFI) filed a Form 144 indicating that Kelli Keough intends to sell 31,112 common shares through J.P. Morgan Securities on or about 20 June 2025. The filing lists an aggregate market value of $477,880, implying a transaction price based on recent market quotations. The shares represent an immaterial fraction of the company’s 1,105,363,096 shares outstanding.
The document also discloses Keough’s prior sales over the last three months: 11,181 shares on 21 Apr 2025, 11,520 shares on 20 May 2025, and 59,962 shares on 17 Jun 2025, generating combined gross proceeds of $1,152,744. The current sale arises from the vesting of restricted stock units on 14 Jun 2025 and is classified as compensation.
No comments were provided in the remarks section, and there is no indication of a Rule 10b5-1 trading plan adoption date. By signing the notice, the filer asserts the absence of undisclosed material adverse information, as required under Rule 144.
SoFi Technologies, Inc. (SOFI) – Form 144 insider sale notice. The filing discloses that Jeremy D. Rishel has notified the SEC of an intention to sell 66,847 common shares on or about 20 June 2025. The shares were acquired through restricted-stock vesting on 14 June 2025 and will be routed through Fidelity Brokerage Services LLC for execution on the NASDAQ.
The planned sale represents an estimated market value of $1.04 million based on the filing’s reference price, and equals roughly 0.006% of SoFi’s 1.11 billion shares outstanding, indicating an immaterial dilution impact. However, it follows prior insider sales by the same individual over the last three months:
- 68,625 shares on 20 Mar 2025 for $867,420
- 140,494 shares on 17 Jun 2025 for $2,059,333
No adverse, non-public information is claimed by the filer, and the disclosure appears routine under Rule 144. Nonetheless, the consecutive insider sales could be interpreted by some investors as a negative sentiment signal, albeit the absolute quantities are small relative to float.
Derek J. White, CEO of Galileo at SoFi Technologies (SOFI), reported significant insider transactions on June 16-17, 2025:
- Acquired 152,759 shares through RSU settlements: - 148,404 shares from previous grants (2021-2024) - 4,355 shares from March 2025 grant
- Disposed of 64,467 shares at $14.658 per share to satisfy tax withholding obligations
- Following these transactions, White directly owns 1,049,383 shares
- Maintains additional unvested RSUs: - 509,227 units from 2021-2024 grants - 256,997 units from 2025 grant
These transactions reflect scheduled RSU vesting events and associated tax-related share sales, rather than discretionary trading activity. The substantial holdings indicate significant alignment with shareholder interests.