Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SoFi Technologies (SOFI) General Counsel Stephen Simcock reported multiple transactions on June 16-17, 2025:
- Acquired 71,353 shares through RSU settlement from July 2024 grant
- Acquired additional 6,533 shares through RSU settlement from March 2025 grant
- Disposed of 38,222 shares at $14.658 per share to satisfy tax withholding obligations
Following these transactions, Simcock directly owns 163,924 shares of common stock. He continues to hold 856,238 RSUs from the July 2024 grant and 98,008 RSUs from the March 2025 grant. The transactions were executed pursuant to predetermined RSU vesting schedules, with share sales specifically for tax withholding purposes.
SoFi Technologies (SOFI) EVP Kelli Keough reported multiple transactions involving Restricted Stock Units (RSUs) and common stock on June 16-17, 2025:
- Acquired 122,187 shares through RSU settlements: - 82,643 shares from August 2024 grant - 26,477 shares from August 2024 grant - 13,067 shares from March 2025 grant
- Disposed of 59,962 shares at $14.658 per share to satisfy tax withholding obligations
- Following these transactions, Keough holds: - 265,734 shares of common stock (direct ownership) - 578,501 unvested RSUs from first grant - 291,244 unvested RSUs from second grant - 196,015 unvested RSUs from third grant
These transactions represent standard RSU vesting events and associated tax withholding dispositions for an executive officer, indicating continued alignment with shareholder interests through equity-based compensation.
SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel reported multiple transactions related to Restricted Stock Units (RSUs) on June 16-17, 2025:
- Acquired 271,752 shares through RSU settlement from previous grants disclosed in July 2022 and March 2024
- Acquired additional 4,792 shares from RSU settlement related to March 2025 grant
- Disposed of 140,494 shares at $14.658 per share to satisfy tax withholding obligations
Following these transactions, Rishel directly owns 791,168 shares of common stock and continues to hold 1,351,951 and 282,695 unvested RSUs from different grant dates. The transactions were executed pursuant to the standard RSU vesting schedule and tax withholding requirements, not representing discretionary sales by the insider.
SoFi Technologies (SOFI) CFO and PAO Christopher Lapointe reported multiple transactions on June 16, 2025, involving the vesting and settlement of Restricted Stock Units (RSUs):
- Acquired 135,247 shares through RSU settlement from grants disclosed in 2022-2024
- Acquired additional 6,098 shares from RSU grant disclosed in March 2025
- Disposed of 74,703 shares at $14.09 per share to satisfy tax withholding obligations
Following these transactions, Lapointe directly owns 1,439,218 shares of common stock. Additionally, he maintains 813,437 and 359,794 unvested RSUs from previous grants. These transactions were executed under standard RSU vesting terms, with shares withheld for tax purposes rather than being sold on the open market.
SoFi Technologies Chief Risk Officer Arun Pinto reported multiple transactions on Form 4 involving company stock and restricted stock units (RSUs):
- On June 16, 2025, Pinto acquired 11,434 shares of common stock through the settlement of RSUs
- On June 17, 2025, disposed of 5,611 shares at $14.658 per share to satisfy tax withholding obligations
- Following these transactions, Pinto directly owns 138,015 shares of common stock
- Additionally holds 171,512 RSUs that will convert to common stock upon vesting
These transactions were executed under a previously disclosed RSU grant from March 2025. The share disposal was specifically for tax withholding purposes and these shares were not issued to Pinto. All transactions appear to be routine equity compensation activities for the executive.
SoFi Technologies CEO and Director Anthony Noto reported significant insider transactions on June 16, 2025. The transactions involved the following key activities:
- Settlement of 576,851 Restricted Stock Units (RSUs) (559,717 + 17,134 shares)
- 304,867 shares were withheld at $14.09 per share for tax obligations
- Following these transactions, Noto directly owns 10,063,743 shares
- Maintains additional 3,525,253 RSUs (2,514,404 + 1,010,849) that will vest in the future
These transactions were part of previously disclosed RSU grants from 2022-2025. The share withholding for tax purposes indicates a standard practice for executive compensation rather than an open market sale. This level of ownership demonstrates significant alignment between the CEO and shareholder interests.