SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SOFI submitted a Form 144 notice reporting 160,500 shares of Common Stock associated with restricted stock vesting on 03/16/2026. The filing lists the sale reason as compensation. It also shows 91,837 shares sold in the past three months on 12/17/2025 with an indicated value of $2,446,537.68.
SoFi Technologies CEO Anthony Noto reported an open-market purchase of 28,900 shares of common stock. The transaction took place on March 17, 2026 at a weighted average price of $17.3189 per share, within a trade range of $17.255 to $17.340.
Following this purchase, Noto directly holds 11,704,352 SoFi shares. The filing notes that the transaction was executed in multiple trades and that full trade-by-trade price details are available upon request.
Rishel Jeremy reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs), each representing the right to receive one share of common stock for no cash payment. The RSUs vest over four years: 6.25% vests three months after March 14, 2026, with 6.25% vesting each quarter for the following fifteen quarters, as long as he remains employed. After this grant, Rishel is reported as holding 181,805 RSUs directly.
Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it vests.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters, as long as Pinto continues to serve at the company. After this grant, Pinto is shown as directly holding 155,833 RSUs, reflecting a compensation-related equity award rather than an open-market share purchase.
Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that CFO and PAO Christopher Lapointe received a grant of 233,749 restricted stock units. Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters. Vesting is conditioned on Lapointe’s continued service with the company through each vesting date.
Schuppenhauer Eric reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Eric Schuppenhauer, EVP GBUL Borrow, received a grant of 103,889 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs vest three months after March 14, 2026, and another 6.25% vest each following quarter for fifteen additional quarters, as long as he remains with the company. This filing reflects a compensation-related equity grant rather than an open-market share purchase or sale.
Keough Kelli reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Kelli Keough received a grant of 90,903 restricted stock units. Each RSU represents a right to receive one share of SoFi common stock for no cash payment when it settles.
The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, as long as Keough remains in service with the company. Following this grant, Keough holds 90,903 RSUs directly.
Noto Anthony reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Executive Officer Anthony Noto received a grant of 883,049 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no cash consideration. The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, in each case conditioned on his continued service with the company.
SoFi Technologies Chief Executive Officer Anthony Noto bought additional company stock in the open market. He acquired 56,000 shares of SoFi common stock in an open-market purchase at a weighted average price of $17.8842 per share, within a trade price range of $17.500 to $18.205 per share.
Following this transaction, Noto directly owns 11,675,452 shares of SoFi common stock. The filing notes that the 56,000 shares were executed in multiple trades and that detailed trade-by-trade pricing information is available upon request from the company, the SEC staff, or any SoFi security holder.