Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies (SOFI) reported an insider equity award vesting by its CFO and PAO. On November 5, 2025, 276,963 performance stock units (PSUs) vested after certain performance criteria were achieved, and converted into common stock on a one-for-one basis.
To cover taxes on the stock-settled PSUs, 146,534 shares were withheld at $27.16 per share; these shares were not issued to or sold by the executive. Following these transactions, the executive directly beneficially owned 1,637,029 shares.
SoFi Technologies (SOFI) reported an insider equity event by its Chief Executive Officer and Director. On November 5, 2025, 2,142,859 performance stock units were converted to common stock (Code M) as 33% of a 2021 PSU award vested after performance criteria were met. The company withheld 1,133,722 shares to cover taxes (Code F) at $27.16; these shares were not issued to or sold by the reporting person.
Following these transactions, the reporting person directly owned 11,347,906 shares of common stock. Derivative holdings included 4,285,719 PSUs remaining after the vesting event. PSUs convert into common stock on a one-for-one basis.
SoFi Technologies (SOFI) director reported a Form 4 reflecting a bona fide gift. On 10/29/2025, the reporting person transferred 121,349 shares of common stock to the Hutton Living Trust, 12/10/96, of which the reporting person is the sole beneficiary and trustee. The gift price was $0, consistent with a non-sale transfer.
Following the transaction, the reporting person held 0 shares directly and 664,938 shares indirectly through the trust. The filing also notes that 487,000 shares indirectly held were previously reported as directly held, clarifying the form of ownership.
SoFi Technologies reported strong growth and profitability for the quarter ended September 30, 2025. Total net revenue rose to $961.6 million from $697.1 million a year earlier, driven mainly by higher net interest income of $585.1 million and increased loan platform fees.
Net income more than doubled to $139.4 million, with diluted earnings per share of $0.11 versus $0.05 a year ago. For the first nine months of 2025, net income reached $307.8 million. The balance sheet expanded as total assets grew to $45.3 billion, while deposits climbed to $32.9 billion, reflecting continued scaling of SoFi Bank and loan growth.
SoFi Technologies, Inc. furnished a press release reporting its financial results for the three and nine months ended September 30, 2025. The release is provided as Exhibit 99.1 and is incorporated by reference.
The information was furnished under Item 2.02 and is not deemed filed under the Exchange Act, limiting potential liabilities associated with that designation. The company’s common stock trades on the Nasdaq Global Select Market under the symbol SOFI.
SoFi Technologies (SOFI) disclosed an insider sale by an executive. On 10/20/2025, an officer listed as EVP, GBUL, SIPS sold 10,036 shares of common stock at a weighted average price of $28.3257 per share, executed in multiple trades within a price range of $27.1300 to $28.8800. Following the sale, the reporting person directly owns 275,374 shares.
The filing states the transaction was completed under a Rule 10b5-1 trading plan adopted on May 21, 2024, which pre-schedules trades. The report is filed by one reporting person and reflects a direct ownership position after the transaction.
Jeremy Rishel, Chief Technology Officer of SoFi Technologies, Inc. (SOFI), reported a set of insider transactions. On June 9, 2025 he acquired 1,033 shares at $12.104 under the company's 2024 Employee Stock Purchase Plan. On September 18, 2025 he sold 98,733 shares at $27.50; the Form 4 states that the sale was completed pursuant to a Rule 10b5-1 trading plan adopted June 2, 2025. The filing lists beneficial ownership levels after the transactions (e.g., 759,553 and 760,586 shares in different rows) and notes corrections to amounts reported in prior Form 4 filings. The Form 4 was signed by an attorney-in-fact on September 19, 2025.
SoFi Technologies insider sale disclosed. Kelli Keough, an executive (EVP, GBUL, SIPS), sold 10,036 shares of SoFi common stock on 09/18/2025 under a pre-established Rule 10b5-1 trading plan. The trades executed at a weighted average price of $27.8616 per share within a range of $27.10 to $28.57. After the sale, Ms. Keough beneficially owned 285,410 shares, reported as direct ownership. The Form 4 was signed by an attorney-in-fact on 09/19/2025 and includes an undertaking to provide the per-trade breakdown on request.
SoFi Technologies (SOFI) Form 144/A — This notice reports a proposed sale of 30,412 common shares through J.P. Morgan Securities with an aggregate market value of $825,381.68, from a total outstanding share count of 1,197,450,100. The approximate sale date is listed as 09/18/2025. The securities were acquired on 03/03/2023 via RSU vesting and paid as compensation. The filing also discloses prior sales by the same person, totaling 92,476 shares sold in the past three months for gross proceeds of $2,270,276.41. The filer attests to no undisclosed material adverse information.
SoFi Technologies insider filings show a proposed sale under Rule 144 and several recent dispositions by an insider identified as Kelli Allen Keough. The proposed sale lists 30,412 common shares to be sold through J.P. Morgan Securities with an aggregate market value of $825,381.68 and reports 1,197,450,100 shares outstanding. The securities to be sold were acquired via RSU vesting on 03/03/2023 and paid as compensation. The filing also discloses four prior sales in the past three months totaling 92,746 shares with gross proceeds reported for each transaction.