Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
Form 144 notice for SoFi Technologies, Inc. (SOFI): An insider, Kelli Allen Keough, proposes to sell 60,824 common shares on 09/18/2025 through J.P. Morgan Securities LLC on Nasdaq. Those shares were acquired by RSU vesting on 03/03/2023 and the filing lists the securities as part of outstanding common shares of 1,197,450,100. The form also reports four prior insider sales in the past three months: 10,267 shares on 06/20/2025 (gross proceeds $156,289), 10,267 on 07/18/2025 ($223,774), 10,578 on 08/20/2025 ($234,042), and 61,634 on 09/26/2025 ($1,656,171.14). The filing contains a standard representation that the seller is not aware of undisclosed material information.
SoFi Technologies (SOFI) Form 144: The filing notifies a proposed sale of 98,733 common shares through Fidelity Brokerage Services on 09/18/2025, with an aggregate market value of $2,715,157.50. The issuer reports 1,197,450,100 shares outstanding. The shares to be sold were acquired on 09/14/2025 via restricted stock vesting from the issuer and were paid as compensation. The filer also reported sales in the prior three months by Jeremy D. Rishel: 66,847 shares on 06/20/2025 for $1,039,470.85 and 142,578 shares on 09/16/2025 for $3,848,080.42. The form includes the required representation that the seller is not aware of undisclosed material adverse information.
Derek J. White, listed as CEO - Galileo of SoFi Technologies, Inc. (SOFI), reported stock-settled restricted stock unit activity in a Form 4. On 09/15/2025 he had 78,964 RSUs and 4,356 RSUs report as acquired/settled, increasing reported underlying common stock holdings. On 09/16/2025 he disposed of 36,190 shares at $26.989 per share; the filing states those shares were sold to satisfy tax withholding related to RSU vesting. Following the transactions, the filing reports 1,096,513 shares beneficially owned. The RSU settlements reference prior grants disclosed on Forms 4 filed March 22, 2023, March 13, 2024, and March 12, 2025.
SoFi Technologies insider activity: Stephen Simcock, General Counsel, reported settlement of restricted stock units and a subsequent sale to satisfy tax withholding. On 09/15/2025 two RSU settlement events were reported: 71,353 RSUs and 6,534 RSUs were settled (codes M, deemed as acquired) and increase the reported beneficial ownership to 241,811 shares. On 09/16/2025 a sale of 39,116 shares occurred at $26.989 per share, leaving the Reporting Person with 202,695 shares beneficially owned. The filing notes the settled RSUs convert to one share each on settlement and that shares were sold to satisfy tax withholding obligations; those withheld shares were not issued to the Reporting Person.
Jeremy Rishel, Chief Technology Officer of SoFi Technologies, had restricted stock units (RSUs) settle on 09/15/2025 and a related sale on 09/16/2025. On 09/15/2025 two RSU settlements are shown: 271,750 RSUs and 4,793 RSUs were recorded as acquired/settled. The filing reports a disposition of 142,578 shares on 09/16/2025 at a price of $26.989, noted as a sale to satisfy tax withholding; those shares were not issued to the reporting person. The report lists the resulting beneficial ownership figures following each transaction as disclosed in the Form 4 tables.
SoFi Technologies insider Arun Pinto experienced scheduled vesting and partial tax-sale of RSUs. On 09/15/2025, 11,434 restricted stock units (RSUs) vested, representing rights to receive one share per RSU. Those vested RSUs increased the Reporting Person's beneficial ownership to 170,691 shares. On 09/16/2025, 5,743 shares were disposed of to satisfy tax-withholding obligations at an average price of $26.989 per share; those shares were not newly issued to the reporting person. After the withholding sale, beneficial ownership was 164,948 shares. The transactions reflect routine settlement and tax-related dispositions of previously granted RSUs.
SoFi Technologies insider Anthony Noto settled restricted stock units and completed a partial share sale tied to RSU vesting. The Form 4 shows the Reporting Person received 559,714 and 17,133 RSUs that converted into equal numbers of common shares, and 301,821 shares were sold at $26.55 per share to satisfy tax withholding. After these transactions the Reporting Person directly beneficially owned approximately 10.34 million shares. The filing notes portions of the settled RSUs stem from prior grants disclosed on Forms 4 in 2022, 2023, 2024 and March 12, 2025, and confirms withheld shares were not issued or sold by the Reporting Person.
SoFi Technologies insider Christopher Lapointe settled restricted stock units and reported share withholding for taxes and a disposition. On 09/15/2025 Mr. Lapointe had 135,248 RSUs and 6,099 RSUs deemed acquired/settled, and a sale/disposition of 73,965 shares at $26.55 each to satisfy tax withholding. After the transactions the filings show beneficial ownership figures of 1,506,600 and 1,580,565 shares in different reporting lines, and derivative holdings tied to RSUs of 678,189 and 353,695 underlying shares. The form was signed by an attorney-in-fact on 09/17/2025.
SoFi Technologies insider Kelli Keough reported settlement of previously granted restricted stock units (RSUs) and a subsequent share sale to cover tax withholding. On 09/15/2025 the reporting person had RSUs settled in three tranches totaling 122,188 RSUs, which represent the contingent right to one share each upon settlement. These settlements increased the reported beneficial position in stages, with intermediate balances of 317,265, 343,742 and 356,810 shares.
On 09/16/2025 the filing shows a sale of 61,364 shares at $26.989 to satisfy tax withholding, leaving the reporting person with 295,446 shares beneficially owned after the transactions. The filing is a routine disclosure of equity compensation settlement and associated tax withholding.
Form 144 notice for SoFi Technologies, Inc. (SOFI): The filing reports a proposed sale of 36,190 common shares through Fidelity Brokerage Services on 09/16/2025, with an aggregate market value of $976,742.77. The shares were acquired on 09/15/2025 by restricted stock vesting from the issuer as compensation and payment was recorded on 09/15/2025. The filing also discloses a prior sale by the same person on 06/17/2025 of 64,467 shares for $944,944.39. The notice includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.