Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
Form 144 notice by a SoFi insider to sell vested restricted common stock. The filer reports an intended sale of 61,364 shares of common stock, with an aggregate market value of $1,656,171.41, to be executed on 09/16/2025 on NASDAQ through Fidelity Brokerage Services LLC. The shares were acquired on 09/15/2025 via restricted stock vesting and the payment type is listed as compensation. The filing also discloses a prior sale by the same person of 59,962 shares on 06/17/2025 yielding $878,911.01.
The outstanding share count shown is 1,197,450,100, which places the reported sale size in context as a small fraction of total shares outstanding.
SoFi Technologies insider sale notice: This Form 144 reports that 142,578 shares of SoFi common stock, acquired on 09/15/2025 through restricted stock vesting, are proposed for sale via Fidelity Brokerage Services (Smithfield, RI) with an approximate aggregate market value of $3,848,080.42 and an approximate sale date of 09/16/2025 on NASDAQ. The filer is identified as Jeremy D. Rishel, who previously sold 140,494 shares on 06/17/2025 for $2,059,332.95 and 66,847 shares on 06/20/2025 for $1,039,470.85. The notice states the sales arise from compensation (vesting) and includes the signer’s representation that no undisclosed material adverse information is known.
Form 144 filed for SoFi Technologies, Inc. (SOFI) shows a proposed sale of 5,743 common shares through Fidelity Brokerage Services with an aggregate market value of $154,999.55 and an approximate sale date of 09/16/2025. The shares were acquired by restricted stock vesting from the issuer on 09/15/2025 as compensation. The filing also lists two recent sales by the same person: 5,611 shares on 06/17/2025 for $82,244.92 and 24,147 shares on 08/15/2025 for $551,725.14. The issuer's outstanding shares are stated as 1,197,450,100.
Form 144 filed relating to SoFi Technologies, Inc. (SOFI) reports a proposed sale of 39,116 common shares through Fidelity Brokerage Services on 09/16/2025 with an aggregate market value of $1,055,713.46. The shares were acquired on 09/15/2025 via restricted stock vesting and the payment is reported as compensation. The filing lists total outstanding common shares of 1,197,450,100 and identifies NASDAQ as the exchange.
The filer also disclosed a prior sale by Stephen Simcock of 38,222 common shares on 06/17/2025 for gross proceeds of $560,250.43. The notice includes the standard representation that the seller does not possess undisclosed material adverse information and warns against intentional misstatements.
SoFi Technologies, Inc. (SOFI) notice reports a proposed sale of 154,000 common shares on 09/10/2025 through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $4,114,448.80. The filing shows total shares outstanding of 1,186,838,020, and the securities to be sold were acquired on 08/26/2025 as a gift from an affiliate, identified as G. Thompson Hutton; the donor acquired the shares on 11/19/2021.
The filer reports no securities sold in the past three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer and carries the signed-attestation language regarding trading plans and legal penalties for misstatement.
SoFi Technologies disclosed that executive Mr. Noto entered into a prepaid variable forward contract that matures on or about August 28, 2028. He pledged 1,500,000 shares of SoFi common stock as collateral and received an upfront cash payment of $24,107,850. Mr. Noto retains all voting, dividend and other rights in the pledged shares during the pledge term. At maturity he may deliver shares or elect cash settlement; share delivery amounts depend on the then‑market price relative to a floor price of $18.21 and a cap price of $49.18. If the stock equals the cap he could surrender 555,409 shares, while at or below the floor he could surrender the full 1,500,000 shares. The filing notes Mr. Noto has not sold Company stock since early 2018 and purchased 2,775,307 shares in the open market over the past four years.
SoFi Technologies, Inc. notice reports a proposed sale of 1,500,000 shares of common stock through Goldman Sachs & Co. LLC with an aggregate market value of $39,060,000, scheduled approximately for 08/28/2025. The filing shows 1,197,450,100 shares outstanding, so the sale equals about 0.125% of outstanding shares. All 1,500,000 shares were acquired from the issuer as restricted stock units granted on multiple dates from 06/26/2022 through 06/14/2024, and payment was recorded as compensation. No securities were reported sold in the past three months and the filer certifies no undisclosed material adverse information.
Anthony Noto, Chief Executive Officer and director of SoFi Technologies, Inc. (SOFI), entered into a prepaid variable forward contract on 08/28/2025 that pledges 1,500,000 shares of SoFi common stock as collateral and provides an upfront cash payment of $24,107,850. The contract matures on or about 08/28/2028. During the pledge term the Reporting Person retains voting, dividend and other rights in the pledged shares. If the Reporting Person elects physical settlement, the number of shares deliverable at maturity depends on the settlement price relative to a Cap Level of $49.18 and a Floor Level of $18.21: if the settlement price is at or below the floor the full 1,500,000 base amount would be delivered; other formulas apply if the price falls between or exceeds the cap.
SoFi Technologies director George Thompson Hutton reported a gift of 154,000 shares of SoFi common stock on 08/26/2025. The Form 4 shows the transaction coded as a gift (transaction code G) with a disposition price of $0 and lists 56,589 shares as indirectly owned following the reported transaction through the Hutton Living Trust, of which the reporting person is sole beneficiary and trustee. The filing also corrects a prior reporting classification: 210,589 shares that had been reported as directly held were in fact indirectly held. The form is signed by an attorney-in-fact on 08/28/2025.
SoFi Technologies insider sale reported by Kelli Keough. The filing discloses that on 08/20/2025 Ms. Keough sold 10,578 shares of SoFi common stock at a weighted average price of $22.1253, executed under a Rule 10b5-1 trading plan adopted May 21, 2024. After the sale she beneficially owned 234,622 shares, reported as direct ownership.
The filing is a routine Section 16 Form 4 disclosure showing an officer-level sale executed under a pre-established trading plan; the report includes a price range of $21.34 to $22.64 for the multiple trades comprising the weighted average.