SOFI (NASDAQ: SOFI) Form 144 lists 2,509 vested shares for resale

Rhea-AI Filing Summary

SOFI filed a Form 144 reporting a proposed sale related to vested restricted common stock. The notice lists 2,509 shares tied to a Restricted Stock Vesting event with an aggregate value shown as $44,172.20 and a transaction date of 06/15/2026. The filing also discloses prior dispositions of 22,542 shares on 05/15/2026 with an aggregate value of $349,243.21.

Insights

Corporate Governance Advisor

Form 144 records a planned resale tied to vested compensation, not an immediate market impact.

Form 144 is a notice of an intent to sell restricted or control securities under resale rules. The entry lists 2,509 shares from a Restricted Stock Vesting event dated 06/15/2026, with an aggregate value of $44,172.20. This indicates a planned resale by an affiliate through a broker-dealer.

Cash-flow treatment and timing of any actual sales are not specified in the excerpt; subsequent broker reports or Form 4/5 filings would show executed trades and final proceeds. Future filings will clarify execution method and whether sales occur under an exemption or under Rule 144 conditions.

Key Figures

Proposed resale quantity: 2,509 shares Aggregate value (vested shares): $44,172.20 Prior dispositions (past 3 months): 22,542 shares +2 more

5 metrics

Proposed resale quantity 2,509 shares Restricted Stock Vesting dated <date>06/15/2026</date>

Aggregate value (vested shares) <money>$44,172.20</money> Associated with the 2,509 shares entry dated <date>06/16/2026</date>

Prior dispositions (past 3 months) 22,542 shares Disposed on <date>05/15/2026</date>

Aggregate value (prior dispositions) <money>$349,243.21</money> Associated with 22,542 shares disposed on <date>05/15/2026</date>

Broker-dealer Fidelity Brokerage Services LLC Listed as broker-dealer for the transaction

Key Terms

Form 144, Restricted Stock Vesting, Broker-Dealer

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Securities To Be Sold | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-Dealer regulatory

"Common | Fidelity Brokerage Services LLC 900 Salem Street"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2509	44172.20	1282741200	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Restricted Stock Vesting	Issuer			2509	06/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Eric Schuppenhauer 234 1st Street San Francisco CA 94105	Common	05/15/2026	22542	349243.21

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SOFI's Form 144 report?

It reports a proposed resale of vested restricted common stock. The filing lists 2,509 shares tied to a Restricted Stock Vesting event dated 06/15/2026, with an aggregate value of $44,172.20.

Who is the selling party in the SOFI Form 144?

The excerpt identifies Fidelity Brokerage Services LLC as the broker-dealer and references an issuer-related vesting event. The filing shows transactions routed through Fidelity Brokerage Services LLC on 06/16/2026.

Does the Form 144 show recent prior sales for SOFI insiders?

Yes. The filing discloses prior dispositions of 22,542 shares on 05/15/2026 with an aggregate value of $349,243.21, reported in the same excerpt.

Does Form 144 mean the shares were already sold?

No. Form 144 is a notice of intent to resell restricted or control shares under resale rules. The excerpt lists the proposed resale quantities and dates but does not confirm executed sales or final proceeds.

What information about pricing or proceeds does SOFI's excerpt include?

The excerpt shows aggregate dollar figures: $44,172.20 for 2,509 shares and $349,243.21 for 22,542 shares. It does not provide per-share sale prices or final proceeds beyond those aggregates.