SoFi (NASDAQ: SOFI) holder plans 102K-share sale after recent stock sales

Rhea-AI Filing Summary

Jeremy D. Rishel submitted Form 144 notices proposing sales of Common Stock, reflecting recent transactions and a restricted stock vesting. The filing lists a restricted stock vesting of 102,123 shares dated 06/14/2026 described as Compensation. It also records three sale entries in the prior three months: 160,500 shares on 03/17/2026, 94,958 shares on 03/18/2026, and 155,605 shares on 06/16/2026, with corresponding dollar amounts shown in the excerpt. The broker shown is Fidelity Brokerage Services LLC and the securities are listed on NASDAQ.

Insights

Equity Compliance Specialist

Form 144 notices document proposed sales tied to a recent vesting and prior dispositions.

The filing lists a 102,123-share restricted stock vesting on 06/14/2026 categorized as compensation and identifies proposed sales via Form 144. It also itemizes three prior sales of Common Stock: 160,500, 94,958, and 155,605 shares on the dates shown.

These entries signal routine affiliate dispositions and compensation-related vesting. Cash‑flow treatment and whether sales were completed or simply reported as proposed under Form 144 are not specified in the excerpt; subsequent filings would show actual execution.

Key Figures

Restricted stock vesting: 102,123 shares Sale on 03/17/2026: 160,500 shares Sale on 03/18/2026: 94,958 shares +4 more

7 metrics

Restricted stock vesting 102,123 shares 06/14/2026, Compensation

Sale on 03/17/2026 160,500 shares Recorded sale date in excerpt

Sale on 03/18/2026 94,958 shares Recorded sale date in excerpt

Sale on 06/16/2026 155,605 shares Recorded sale date in excerpt

Proceeds shown (03/17/2026) $2,827,464.30 Amount paired with 160,500-share entry

Proceeds shown (03/18/2026) $1,655,117.94 Amount paired with 94,958-share entry

Proceeds shown (06/16/2026) $2,739,503.83 Amount paired with 155,605-share entry

Key Terms

Form 144, Restricted Stock Vesting, Compensation, Fidelity Brokerage Services LLC

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 06/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"102123 | 06/14/2026 | Compensation"

Fidelity Brokerage Services LLC market

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

FAQ

What does Jeremy D. Rishel's Form 144 for SOFI report?

It reports proposed sales and a compensation vesting: 102,123 restricted shares vested on 06/14/2026 and proposed sales disclosed in the Form 144 notice.

How many shares did Rishel sell in the past three months according to the excerpt?

The excerpt lists three dispositions: 160,500 shares on 03/17/2026, 94,958 shares on 03/18/2026, and 155,605 shares on 06/16/2026 as shown in the filing.

Who is the broker listed on the Form 144 filing for SOFI?

The filing shows Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI as the broker for the reported transactions.

Are the dollar values of the past sales included in the excerpt?

Yes; the excerpt pairs each sale with a dollar amount: $2,827,464.30, $1,655,117.94, and $2,739,503.83 corresponding to the listed share disposals.

Does this Form 144 confirm the sales were completed?

The filing shows proposed sales and recorded prior dispositions but does not explicitly state execution status; Form 144s notify intended brokered sales and timing details are not included here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/17/2026 - 10:50 AM Accepted by SEC EDGAR 06/17/2026 - 10:50 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	102123	1815746.94	1282741200	06/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/14/2026	Restricted Stock Vesting	Issuer			102123	06/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	03/17/2026	160500	2827464.30
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	03/18/2026	94958	1655117.94
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	06/16/2026	155605	2739503.83

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)