155,605 SOFI Shares Scheduled for Sale via Rule 144 (SOFI)

Rhea-AI Filing Summary

SOFI reported a Rule 144 notice to sell 155,605 shares of Common Stock dated 06/15/2026. The filing lists the sale as associated with restricted stock vesting and indicates Fidelity Brokerage Services LLC as the broker. Prior reported transactions include sales of 160,500 and 94,958 shares on 03/17/2026 and 03/18/2026, respectively, with dollar amounts recorded.

Insights

Securities Compliance Counsel

Rule 144 notice records an intended sale of vested restricted shares.

The filing lists 155,605 shares to be sold on 06/15/2026 and characterizes the transfer as resulting from restricted stock vesting. The broker is identified as Fidelity Brokerage Services LLC.

The filing also discloses prior dispositions of 160,500 and 94,958 shares on 03/17/2026 and 03/18/2026. Cash‑flow treatment and planned method of sale beyond the broker name are not detailed in the excerpt.

Key Figures

Noticed sale: 155,605 shares Prior sale 1: 160,500 shares Prior sale 2: 94,958 shares +2 more

5 metrics

Noticed sale 155,605 shares Scheduled sale dated <date>06/15/2026</date> from restricted stock vesting

Prior sale 1 160,500 shares Disposition on <date>03/17/2026</date>

Prior sale 2 94,958 shares Disposition on <date>03/18/2026</date>

Proceeds recorded (03/17/2026) <money>$2,827,464.30</money> Dollar amount listed alongside <date>03/17/2026</date> sale

Proceeds recorded (03/18/2026) <money>$1,655,117.94</money> Dollar amount listed alongside <date>03/18/2026</date> sale

Key Terms

restricted stock vesting, Rule 144 notice, broker-dealer

3 terms

restricted stock vesting regulatory

"Common | 06/15/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 notice regulatory

"Filer Information | 144: Filer Information"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

broker-dealer financial

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	155605	2739503.83	1282741200	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Restricted Stock Vesting	Issuer			155605	06/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	03/17/2026	160500	2827464.30
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	03/18/2026	94958	1655117.94

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SOFI Form 144 report?

The Form 144 reports an intended sale of 155,605 shares of common stock dated 06/15/2026. It lists the disposition as linked to restricted stock vesting and names Fidelity Brokerage Services LLC as the broker.

Who is the broker listed on the SOFI Form 144?

The filing names Fidelity Brokerage Services LLC at the Smithfield, RI address as the broker-dealer. The broker appears in the securities information line tied to the planned sale dated 06/15/2026 in the excerpt provided.

Were there recent prior sales reported for the same holder?

Yes. The excerpt shows prior reported sales by Jeremy D. Rishel of 160,500 shares on 03/17/2026 and 94,958 shares on 03/18/2026, with dollar amounts recorded alongside those transactions.

Is the sale in the Form 144 from an award or open-market transaction?

The excerpt characterizes the sale as resulting from restricted stock vesting, indicating the shares became transferable due to vesting. The filing does not specify whether the eventual disposition will be block sale, open-market, or another method.

Does the Form 144 show cash proceeds to the issuer?

The excerpt does not describe proceeds going to the issuer. The line associates the securities with compensation and issuer as the source, but it does not state any issuer receipt of sale proceeds in the provided text.