[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) notice reports a proposed sale of 154,000 common shares on 09/10/2025 through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $4,114,448.80. The filing shows total shares outstanding of 1,186,838,020, and the securities to be sold were acquired on 08/26/2025 as a gift from an affiliate, identified as G. Thompson Hutton; the donor acquired the shares on 11/19/2021.

The filer reports no securities sold in the past three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer and carries the signed-attestation language regarding trading plans and legal penalties for misstatement.

Positive

• No securities sold in the past three months by the selling account as reported
• Filing discloses acquisition details (gift from affiliate and donor acquisition date), supporting transparency

Negative

• Proposed sale of 154,000 shares with aggregate market value of $4,114,448.80
• Sale will occur on 09/10/2025, indicating imminent disposition of shares

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice for an affiliate gift sale; small position relative to outstanding shares, likely immaterial to market.

This Form 144 documents a proposed sale of 154,000 common shares with an aggregate market value of $4.11M to be executed via Morgan Stanley Smith Barney on NASDAQ. The shares were acquired as a gift from an affiliate and no securities were reported sold by the account in the prior three months. Given the issuer's reported outstanding share count, the volume represents a very small fraction of total shares, reducing the likelihood of market impact. The filing fulfills procedural disclosure and the seller attests to absence of nonpublic material information.

Corporate Governance Specialist

TL;DR: Compliance-focused disclosure; filing meets Rule 144 requirements but raises standard insider-sale control points.

The Form 144 provides acquisition provenance (gift from affiliate) and donor acquisition date, aligning with Rule 144 transparency expectations. The notice affirms no recent sales and includes the signature attestation language concerning material information and 10b5-1 trading plan references. From a governance viewpoint, this is a routine transfer/sale disclosure rather than a signal of corporate events.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	154000	4114448.80	1186838020	09/10/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/26/2025	Gift from Affiliate	G. Thompson Hutton		11/19/2021	154000		NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SOFI disclose about the proposed sale?

The filing discloses a proposed sale of 154,000 common shares on 09/10/2025 via Morgan Stanley Smith Barney on NASDAQ, with aggregate market value $4,114,448.80.

How many SoFi (SOFI) shares are outstanding per this filing?

The filing reports 1,186,838,020 shares outstanding.

How were the shares being sold acquired according to the Form 144?

The shares were acquired on 08/26/2025 as a gift from an affiliate, identified as G. Thompson Hutton; donor's acquisition date is 11/19/2021.

Does the filing report any securities sold in the past three months?

The filing states Nothing to Report for securities sold during the past three months by the account.

What attestations does the Form 144 include?

The notice includes the seller's representation that they do not know of any undisclosed material adverse information and contains standard attestation and legal-warning language about intentional misstatements.