[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filed for SoFi Technologies, Inc. (SOFI) shows a proposed sale of 5,743 common shares through Fidelity Brokerage Services with an aggregate market value of $154,999.55 and an approximate sale date of 09/16/2025. The shares were acquired by restricted stock vesting from the issuer on 09/15/2025 as compensation. The filing also lists two recent sales by the same person: 5,611 shares on 06/17/2025 for $82,244.92 and 24,147 shares on 08/15/2025 for $551,725.14. The issuer's outstanding shares are stated as 1,197,450,100.

Insights

Financial Analyst

TL;DR: Routine insider sale from vested compensation; the size is immaterial relative to outstanding shares.

The filing documents a proposed sale of 5,743 common shares acquired upon restricted stock vesting and intended to be sold through Fidelity on 09/16/2025 for about $155k. Two prior sales by the same individual in June and August 2025 totaled 29,758 shares for roughly $633k. Comparing the proposed sale to the issuer's stated 1.197 billion outstanding shares shows the transaction is de minimis in ownership terms and unlikely to affect market valuation by itself.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 reporting for sales following vesting; no unusual disclaimers or trading-plan statement present.

The notice indicates the shares arose from restricted stock vesting and were paid as compensation, which is a standard trigger for Rule 144 notices when insiders sell newly vested shares. The form includes the required representation that the seller is unaware of undisclosed material adverse information. There is no indication in the filing of a 10b5-1 plan date or other written trading-plan specifics, only the standard certification language.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5743	154999.55	1197450100	09/16/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted Stock Vesting	Issuer			5743	09/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	06/17/2025	5611	82244.92
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	08/15/2025	24147	551725.14

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for SOFI report?

The form reports a proposed sale of 5,743 common shares through Fidelity on 09/16/2025 with aggregate market value $154,999.55.

Who acquired the shares being sold and how?

The filing states the shares were acquired on 09/15/2025 via restricted stock vesting from the issuer and were paid as compensation.

Has the seller made recent sales of SOFI shares?

Yes. The filer sold 5,611 shares on 06/17/2025 for $82,244.92 and 24,147 shares on 08/15/2025 for $551,725.14.

Through which broker will the proposed sale be executed?

The proposed sale is to be executed through Fidelity Brokerage Services LLC (address listed in the filing).

How large is the proposed sale relative to outstanding shares?

The proposed sale of 5,743 shares is small compared with the stated 1,197,450,100 shares outstanding, making it immaterial in percentage terms.