[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for SoFi Technologies, Inc. (SOFI): The filing reports a proposed sale of 36,190 common shares through Fidelity Brokerage Services on 09/16/2025, with an aggregate market value of $976,742.77. The shares were acquired on 09/15/2025 by restricted stock vesting from the issuer as compensation and payment was recorded on 09/15/2025. The filing also discloses a prior sale by the same person on 06/17/2025 of 64,467 shares for $944,944.39. The notice includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.

Positive

• Complete disclosure of the proposed sale including broker, amounts, dates, acquisition nature, and prior three-month sale
• Compliance with Rule 144 formalities and inclusion of seller representation about material nonpublic information

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider sale disclosed; amounts are small relative to outstanding shares, so limited market impact.

The filer reports a sale of 36,190 shares valued at $976,742.77, following a restricted stock vesting event the prior day. Compared with the reported outstanding share count of 1,197,450,100, the proposed sale represents an immaterial percentage of the float. The prior sale of 64,467 shares for $944,944.39 is similarly small. From a market-movement perspective, these transactions are routine insider liquidity events and unlikely to affect valuation materially.

Compliance / Corporate Governance Expert

TL;DR: Filing appears compliant with Rule 144 disclosure requirements; includes standard seller representation.

The notice provides required transactional details: acquisition date and nature (restricted stock vesting), sale broker, aggregate value, and historical sales over the past three months, plus the seller's representation regarding material nonpublic information. These elements satisfy typical Form 144 disclosure obligations and support regulatory transparency. No indications of omitted mandatory fields are present in the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	36190	976742.77	1197450100	09/16/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted Stock Vesting	Issuer			36190	09/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Derek J. White 234 1st Street San Francisco CA 94105	Common	06/17/2025	64467	944944.39

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares of SOFI are proposed for sale in this Form 144?

The filing reports a proposed sale of 36,190 common shares of SOFI.

When will the SOFI shares be sold and through which broker?

The shares are scheduled for sale on 09/16/2025 through Fidelity Brokerage Services LLC.

How were the shares acquired by the seller?

The 36,190 shares were acquired on 09/15/2025 via restricted stock vesting from the issuer as compensation.

Has the seller sold any SOFI shares recently?

Yes, the filing discloses a sale on 06/17/2025 of 64,467 shares for $944,944.39.

What is the aggregate market value of the proposed sale?

The aggregate market value reported is $976,742.77.