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[Form 4] SoFi Technologies, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel reported multiple transactions related to Restricted Stock Units (RSUs) on June 16-17, 2025:

  • Acquired 271,752 shares through RSU settlement from previous grants disclosed in July 2022 and March 2024
  • Acquired additional 4,792 shares from RSU settlement related to March 2025 grant
  • Disposed of 140,494 shares at $14.658 per share to satisfy tax withholding obligations

Following these transactions, Rishel directly owns 791,168 shares of common stock and continues to hold 1,351,951 and 282,695 unvested RSUs from different grant dates. The transactions were executed pursuant to the standard RSU vesting schedule and tax withholding requirements, not representing discretionary sales by the insider.

Jeremy Rishel, Chief Technology Officer di SoFi Technologies (SOFI), ha riportato diverse operazioni relative a Restricted Stock Units (RSU) effettuate il 16 e 17 giugno 2025:

  • Ha acquisito 271.752 azioni tramite il regolamento di RSU da precedenti concessioni comunicate a luglio 2022 e marzo 2024
  • Ha acquisito ulteriori 4.792 azioni da regolamento RSU legate alla concessione di marzo 2025
  • Ha ceduto 140.494 azioni a 14,658 $ per azione per soddisfare gli obblighi di ritenuta fiscale

Dopo queste operazioni, Rishel possiede direttamente 791.168 azioni ordinarie e detiene ancora 1.351.951 e 282.695 RSU non maturate da diverse date di concessione. Le transazioni sono state eseguite in conformità con il normale calendario di maturazione delle RSU e i requisiti fiscali, senza rappresentare vendite discrezionali da parte dell’insider.

Jeremy Rishel, Director de Tecnología de SoFi Technologies (SOFI), reportó varias transacciones relacionadas con Restricted Stock Units (RSU) los días 16 y 17 de junio de 2025:

  • Adquirió 271,752 acciones mediante el asentamiento de RSU de concesiones previas divulgadas en julio de 2022 y marzo de 2024
  • Adquirió adicionalmente 4,792 acciones por el asentamiento de RSU relacionado con la concesión de marzo de 2025
  • Dispuso de 140,494 acciones a $14.658 por acción para cumplir con obligaciones de retención fiscal

Tras estas transacciones, Rishel posee directamente 791,168 acciones ordinarias y mantiene 1,351,951 y 282,695 RSU no adquiridas de diferentes fechas de concesión. Las operaciones se realizaron conforme al calendario estándar de adquisición de RSU y los requisitos fiscales, sin representar ventas discrecionales por parte del insider.

SoFi Technologies (SOFI)의 최고기술책임자(CTO) 제레미 리셸(Jeremy Rishel)은 2025년 6월 16일부터 17일까지 제한 주식 단위(RSU)와 관련된 여러 거래를 보고했습니다:

  • 2022년 7월과 2024년 3월에 공개된 이전 부여분의 RSU 정산을 통해 271,752주를 취득
  • 2025년 3월 부여분과 관련된 RSU 정산으로 추가 4,792주를 취득
  • 세금 원천징수 의무를 충족하기 위해 주당 $14.658140,494주를 처분

이 거래들 이후 리셸은 직접적으로 791,168주의 보통주를 보유하고 있으며, 서로 다른 부여일로부터 1,351,951주와 282,695주의 미확정 RSU를 계속 보유하고 있습니다. 이 거래들은 표준 RSU 베스팅 일정과 세금 원천징수 요건에 따라 실행되었으며, 내부자의 임의 매도를 의미하지 않습니다.

Jeremy Rishel, Directeur Technique de SoFi Technologies (SOFI), a déclaré plusieurs transactions liées aux Restricted Stock Units (RSU) les 16 et 17 juin 2025 :

  • A acquis 271 752 actions via le règlement de RSU issues de précédentes attributions divulguées en juillet 2022 et mars 2024
  • A acquis en plus 4 792 actions suite au règlement de RSU lié à l’attribution de mars 2025
  • A cédé 140 494 actions à 14,658 $ par action pour satisfaire aux obligations de retenue fiscale

Après ces transactions, Rishel détient directement 791 168 actions ordinaires et continue de posséder 1 351 951 et 282 695 RSU non acquises provenant de différentes dates d’attribution. Ces opérations ont été réalisées conformément au calendrier standard d’acquisition des RSU et aux exigences fiscales, sans constituer des ventes discrétionnaires de la part de l’initié.

Jeremy Rishel, Chief Technology Officer von SoFi Technologies (SOFI), meldete mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs) am 16. und 17. Juni 2025:

  • Erwarb 271.752 Aktien durch RSU-Abrechnung aus früheren Zuteilungen, die im Juli 2022 und März 2024 offengelegt wurden
  • Erwarb zusätzlich 4.792 Aktien aus der RSU-Abrechnung im Zusammenhang mit der Zuteilung im März 2025
  • Veräußerte 140.494 Aktien zu je 14,658 $, um Steuerabzugsverpflichtungen zu erfüllen

Nach diesen Transaktionen besitzt Rishel direkt 791.168 Stammaktien und hält weiterhin 1.351.951 und 282.695 unverfallbare RSUs aus verschiedenen Zuteilungsdaten. Die Transaktionen wurden gemäß dem standardmäßigen RSU-Vesting-Zeitplan und den steuerlichen Abzugsanforderungen durchgeführt und stellen keine freiwilligen Verkäufe durch den Insider dar.

Positive
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Negative
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Jeremy Rishel, Chief Technology Officer di SoFi Technologies (SOFI), ha riportato diverse operazioni relative a Restricted Stock Units (RSU) effettuate il 16 e 17 giugno 2025:

  • Ha acquisito 271.752 azioni tramite il regolamento di RSU da precedenti concessioni comunicate a luglio 2022 e marzo 2024
  • Ha acquisito ulteriori 4.792 azioni da regolamento RSU legate alla concessione di marzo 2025
  • Ha ceduto 140.494 azioni a 14,658 $ per azione per soddisfare gli obblighi di ritenuta fiscale

Dopo queste operazioni, Rishel possiede direttamente 791.168 azioni ordinarie e detiene ancora 1.351.951 e 282.695 RSU non maturate da diverse date di concessione. Le transazioni sono state eseguite in conformità con il normale calendario di maturazione delle RSU e i requisiti fiscali, senza rappresentare vendite discrezionali da parte dell’insider.

Jeremy Rishel, Director de Tecnología de SoFi Technologies (SOFI), reportó varias transacciones relacionadas con Restricted Stock Units (RSU) los días 16 y 17 de junio de 2025:

  • Adquirió 271,752 acciones mediante el asentamiento de RSU de concesiones previas divulgadas en julio de 2022 y marzo de 2024
  • Adquirió adicionalmente 4,792 acciones por el asentamiento de RSU relacionado con la concesión de marzo de 2025
  • Dispuso de 140,494 acciones a $14.658 por acción para cumplir con obligaciones de retención fiscal

Tras estas transacciones, Rishel posee directamente 791,168 acciones ordinarias y mantiene 1,351,951 y 282,695 RSU no adquiridas de diferentes fechas de concesión. Las operaciones se realizaron conforme al calendario estándar de adquisición de RSU y los requisitos fiscales, sin representar ventas discrecionales por parte del insider.

SoFi Technologies (SOFI)의 최고기술책임자(CTO) 제레미 리셸(Jeremy Rishel)은 2025년 6월 16일부터 17일까지 제한 주식 단위(RSU)와 관련된 여러 거래를 보고했습니다:

  • 2022년 7월과 2024년 3월에 공개된 이전 부여분의 RSU 정산을 통해 271,752주를 취득
  • 2025년 3월 부여분과 관련된 RSU 정산으로 추가 4,792주를 취득
  • 세금 원천징수 의무를 충족하기 위해 주당 $14.658140,494주를 처분

이 거래들 이후 리셸은 직접적으로 791,168주의 보통주를 보유하고 있으며, 서로 다른 부여일로부터 1,351,951주와 282,695주의 미확정 RSU를 계속 보유하고 있습니다. 이 거래들은 표준 RSU 베스팅 일정과 세금 원천징수 요건에 따라 실행되었으며, 내부자의 임의 매도를 의미하지 않습니다.

Jeremy Rishel, Directeur Technique de SoFi Technologies (SOFI), a déclaré plusieurs transactions liées aux Restricted Stock Units (RSU) les 16 et 17 juin 2025 :

  • A acquis 271 752 actions via le règlement de RSU issues de précédentes attributions divulguées en juillet 2022 et mars 2024
  • A acquis en plus 4 792 actions suite au règlement de RSU lié à l’attribution de mars 2025
  • A cédé 140 494 actions à 14,658 $ par action pour satisfaire aux obligations de retenue fiscale

Après ces transactions, Rishel détient directement 791 168 actions ordinaires et continue de posséder 1 351 951 et 282 695 RSU non acquises provenant de différentes dates d’attribution. Ces opérations ont été réalisées conformément au calendrier standard d’acquisition des RSU et aux exigences fiscales, sans constituer des ventes discrétionnaires de la part de l’initié.

Jeremy Rishel, Chief Technology Officer von SoFi Technologies (SOFI), meldete mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs) am 16. und 17. Juni 2025:

  • Erwarb 271.752 Aktien durch RSU-Abrechnung aus früheren Zuteilungen, die im Juli 2022 und März 2024 offengelegt wurden
  • Erwarb zusätzlich 4.792 Aktien aus der RSU-Abrechnung im Zusammenhang mit der Zuteilung im März 2025
  • Veräußerte 140.494 Aktien zu je 14,658 $, um Steuerabzugsverpflichtungen zu erfüllen

Nach diesen Transaktionen besitzt Rishel direkt 791.168 Stammaktien und hält weiterhin 1.351.951 und 282.695 unverfallbare RSUs aus verschiedenen Zuteilungsdaten. Die Transaktionen wurden gemäß dem standardmäßigen RSU-Vesting-Zeitplan und den steuerlichen Abzugsanforderungen durchgeführt und stellen keine freiwilligen Verkäufe durch den Insider dar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rishel Jeremy

(Last) (First) (Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 M 271,752 A (1) 926,870 D
Common Stock 06/16/2025 M 4,792 A (1) 931,662 D
Common Stock 06/17/2025 F 140,494 D $14.658(2) 791,168 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 06/16/2025 M 271,752 (3) (3) Common Stock 271,752 $0 1,351,951 D
Restricted Stock Unit (1) 06/16/2025 M 4,792 (4) (4) Common Stock 4,792 $0 282,695 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many SOFI shares did CTO Jeremy Rishel acquire on June 16, 2025?

Jeremy Rishel acquired a total of 276,544 shares of SOFI common stock on June 16, 2025, consisting of 271,752 shares from one RSU settlement and 4,792 shares from another RSU settlement.

How many SOFI shares did Jeremy Rishel sell for tax purposes?

On June 17, 2025, Jeremy Rishel disposed of 140,494 shares at a price of $14.658 per share to satisfy tax withholding obligations related to the vesting of his RSUs. These shares were not issued to him directly.

What is Jeremy Rishel's total SOFI stock ownership after the reported transactions?

Following the reported transactions, Jeremy Rishel directly owns 791,168 shares of SOFI common stock. He also holds 1,351,951 RSUs and 282,695 RSUs from different grant dates that have not yet vested.

What position does Jeremy Rishel hold at SOFI?

Jeremy Rishel serves as the Chief Technology Officer (CTO) of SoFi Technologies, Inc.

What was the net change in Jeremy Rishel's SOFI share ownership from these transactions?

The net change in Rishel's direct share ownership was an increase of 136,050 shares, calculated from acquiring 276,544 shares from RSU settlements and disposing of 140,494 shares for tax withholding purposes.
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