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Solstice (SOLS) director receives new RSUs following Honeywell spin-off

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lee Rose reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. director Lee Rose reported routine equity compensation. On March 10, 2026, Rose received two small grants of 2 restricted stock units (RSUs) each, with each RSU representing the right to receive one share of Solstice common stock.

Following these awards, Rose holds 2,476 RSUs, plus 368 shares of common stock, which were received in connection with the spin-off of Solstice from Honeywell International Inc. Some RSUs reflect dividend equivalent rights and will vest at the next Solstice annual meeting, while others vest on April 15, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Rose

(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NJ 07950

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 368(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/10/2026 A(3) 2 (4) (4) Common Stock 2 $0 1,786 D
Restricted Stock Units (2) 03/10/2026 A(3) 2 (5) (5) Common Stock 2 $0 2,476 D
Explanation of Responses:
1. Consists of shares received in connection with the spin-off of Solstice Advanced Materials Inc. (the "Issuer") from Honeywell International Inc.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
3. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.
4. The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.
5. The RSUs will vest on April 15, 2026.
Remarks:
/s/ Jay Shah for Rose Lee 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Solstice (SOLS) director Lee Rose report?

Lee Rose reported receiving two small RSU grants of 2 units each. These restricted stock units are equity-based compensation, not open-market share purchases or sales, and each RSU converts into one share of Solstice Advanced Materials Inc. common stock when it vests.

How many Solstice (SOLS) restricted stock units does Lee Rose now hold?

After the reported grants, Lee Rose holds 2,476 RSUs. These units represent future rights to receive an equal number of Solstice common shares once vesting conditions are met, supplementing Rose’s existing common stock position disclosed in the same Form 4 filing.

When do Lee Rose’s new Solstice (SOLS) RSUs vest?

The new RSUs vest on two different schedules. One set of restricted stock units will vest on the date of Solstice’s next annual meeting of shareowners, while another set is scheduled to vest on April 15, 2026, subject to continued service conditions.

What are dividend equivalent RSUs mentioned in the Solstice (SOLS) filing?

Dividend equivalent RSUs accrue in connection with Solstice’s dividend. They give Lee Rose additional RSUs that mirror cash dividends, and these units vest at the same times as the underlying RSUs, effectively reinvesting dividend value into additional stock units rather than cash payments.

How did Lee Rose acquire 368 Solstice (SOLS) common shares?

The 368 Solstice common shares came from the Honeywell spin-off. The filing notes these shares were received in connection with the separation of Solstice Advanced Materials Inc. from Honeywell International Inc., rather than through market purchases or sales by the director.
SOLSTICE ADVANCED MATLS INC

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Chemicals & Allied Products
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MORRIS PLAINS