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Director at Solstice Advanced Materials (SOLS) receives new RSU equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gautam Rajeev reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. director Gautam Rajeev received a small equity grant in the form of restricted stock units. On 2026-03-10, he was awarded 2 RSUs, each representing the right to receive one share of Solstice common stock.

These RSUs will vest on the date of the next annual meeting of shareowners, aligning his compensation with shareholder outcomes. Following the transactions, he holds 1,786 RSUs and 448 shares of common stock directly. A portion of his holdings consists of shares received in connection with the spin-off of Solstice Advanced Materials Inc. from Honeywell International Inc.

Positive

  • None.

Negative

  • None.
Insider Gautam Rajeev
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,786 shares (Direct); Common Stock — 448 shares (Direct)
Footnotes (1)
  1. Consists of shares received in connection with the spin-off of Solstice Advanced Materials Inc. (the "Issuer") from Honeywell International Inc. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gautam Rajeev

(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NJ 07950

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 448(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/10/2026 A(3) 2 (4) (4) Common Stock 2 $0 1,786 D
Explanation of Responses:
1. Consists of shares received in connection with the spin-off of Solstice Advanced Materials Inc. (the "Issuer") from Honeywell International Inc.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
3. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
4. The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Rajeev Gautam 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Solstice Advanced Materials (SOLS) disclose for Gautam Rajeev?

Solstice Advanced Materials reported that director Gautam Rajeev received a grant of 2 restricted stock units (RSUs) on 2026-03-10. Each RSU entitles him to one share of Solstice common stock, reflecting equity-based director compensation.

How many Solstice Advanced Materials (SOLS) RSUs does Gautam Rajeev hold after this filing?

After the reported grant, Gautam Rajeev holds 1,786 restricted stock units in Solstice Advanced Materials. These RSUs represent future rights to receive the company’s common stock, subject to vesting conditions tied to the next annual meeting of shareowners.

When will Gautam Rajeev’s new Solstice (SOLS) RSUs vest?

The newly granted 2 RSUs awarded to director Gautam Rajeev will vest on the date of Solstice Advanced Materials’ next annual meeting of shareowners. This schedule links his equity compensation timing directly to the company’s regular shareholder meeting cycle.

How many Solstice Advanced Materials (SOLS) common shares does Gautam Rajeev own directly?

Following the reported transactions, Gautam Rajeev directly owns 448 shares of Solstice Advanced Materials common stock. Some of his holdings consist of shares received in connection with the company’s spin-off from Honeywell International Inc., as noted in the filing’s footnotes.

What does each Solstice Advanced Materials (SOLS) RSU granted to Gautam Rajeev represent?

Each restricted stock unit granted to Gautam Rajeev represents a contingent right to receive one share of Solstice Advanced Materials common stock. RSUs typically convert into shares when they vest, aligning director compensation with the company’s long-term equity performance.

How are dividend equivalents treated on Gautam Rajeev’s Solstice (SOLS) RSUs?

The filing notes that dividend equivalent rights accrue on Gautam Rajeev’s Solstice RSUs in connection with the company’s dividend. These equivalents are credited in additional RSUs that vest at the same time as the underlying RSUs, mirroring dividend benefits on common shares.