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Small RSU dividend grant to Solstice Advanced Materials (SOLS) director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ward Pat reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. director Ward Pat reported a small compensation-related equity award rather than an open-market trade. On March 10, 2026, he received a grant of 2 restricted stock units as dividend-equivalent rights, each representing one share of common stock.

After this grant, his direct holdings in restricted stock units total 1,786 units. The filing also notes indirect ownership of 6, 9 and 9 common shares through three separate irrevocable trusts for which he serves as trustee, while disclaiming beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ward Pat

(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NJ 07950

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6(1) I By Trust(2)
Common Stock 9(1) I By Trust(3)
Common Stock 9(1) I By Trust(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (5) 03/10/2026 A(6) 2 (7) (7) Common Stock 2 $0 1,786 D
Explanation of Responses:
1. Consists of shares received in connection with the spin-off of Solstice Advanced Materials Inc. (the "Issuer") from Honeywell International Inc.
2. These securities are held by the Diane Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
3. These securities are held by the Caitlin Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
4. These securities are held by the Daniel Ward Irrevocable Trust, of which Mr. Ward serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
6. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
7. The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Pat Ward 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ward Pat report for Solstice Advanced Materials (SOLS)?

Director Ward Pat reported receiving 2 restricted stock units on March 10, 2026 as a grant. These RSUs are dividend-equivalent rights tied to Solstice Advanced Materials’ dividend and increase his direct RSU holdings to 1,786 units, with no open-market buying or selling.

How many Solstice Advanced Materials RSUs does Ward Pat hold after this Form 4?

Following the March 10, 2026 grant, Ward Pat directly holds 1,786 restricted stock units in Solstice Advanced Materials. Each RSU represents a contingent right to receive one share of common stock, subject to vesting on the date of the company’s next annual meeting of shareowners.

What do the new Solstice (SOLS) restricted stock units represent for Ward Pat?

The 2 newly reported restricted stock units are dividend-equivalent rights that accrue in RSUs when Solstice pays dividends. Each RSU equals one future share of common stock and will vest at the same time as the underlying RSUs, on the next annual shareowner meeting date.

When will Ward Pat’s newly granted Solstice RSUs vest?

The filing states that the restricted stock units granted to Ward Pat will vest on the date of Solstice Advanced Materials’ next annual meeting of shareowners. Vesting converts each RSU into one share of common stock, assuming all applicable conditions are satisfied at that time.

How are Ward Pat’s indirect Solstice (SOLS) shareholdings structured?

The Form 4 shows 6, 9 and 9 Solstice common shares held indirectly through three separate irrevocable trusts. Ward Pat serves as trustee for each trust and disclaims beneficial ownership of those securities except to the extent of his pecuniary interest in the trust assets.

Did Ward Pat buy or sell any Solstice common stock in the market in this filing?

The Form 4 does not report any open-market purchases or sales of Solstice common stock by Ward Pat. It instead records a small grant of 2 restricted stock units and discloses existing direct and indirect holdings, including shares held in several irrevocable trusts.
SOLSTICE ADVANCED MATLS INC

NASDAQ:SOLS

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United States
MORRIS PLAINS