STOCK TITAN

Solstice Advanced Materials (SOLS) SVP exercises RSUs and withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. SVP and Chief HR Officer Clifford Jason Michael reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. On June 2, 2026, he exercised derivative securities tied to 11,584 RSUs, receiving common shares.

To cover related tax obligations, 5,464 common shares were withheld at $86.69 per share, a tax-withholding disposition rather than an open-market sale. Following these transactions, he held 7,764 common shares directly and maintained RSU awards that continue to vest over several future dates, subject to continued employment.

Positive

  • None.

Negative

  • None.
Insider Clifford Jason Michael
Role SVP and Chief HR Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 11,584 $0.00 --
Exercise Common Stock 11,583 $0.00 --
Tax Withholding Common Stock 5,464 $86.69 $474K
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 17,419 shares (Direct, null); Common Stock — 13,228 shares (Direct, null)
Footnotes (1)
  1. Reflects the settlement of fractional shares in cash. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Represents shares withheld for taxes upon vesting of RSUs. The RSUs vest 11,590 on June 2, 2026, 11,589 on June 2, 2027 and 5,795 on June 2, 2028 (in each case, not including dividend equivalent rights), subject to continued employment. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
RSU-derived shares exercised 11,584 shares Derivative exercise/conversion on June 2, 2026
Shares withheld for taxes 5,464 shares Tax-withholding disposition at $86.69 per share
Tax withholding price $86.69/share Value used for 5,464-share tax settlement
Common shares after transactions 7,764 shares Direct holdings following June 2, 2026 activity
Remaining RSUs (grant 1) 14,808 underlying shares Restricted Stock Units, direct ownership
Remaining RSUs (grant 2) 4,630 underlying shares Restricted Stock Units, direct ownership
Future vesting 2026–2028 11,590; 11,589; 5,795 RSUs Scheduled RSU vesting June 2, 2026–2028
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion""
continued employment financial
"subject to continued employment."
Continued employment means that an individual remains in their current job without interruption. For investors, it signals stability and ongoing work that can affect company performance and future prospects. Like a steady heartbeat for a business, sustained employment helps ensure consistent operations and financial health.
dividend equivalent rights financial
"not including dividend equivalent rights"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Clifford Jason Michael

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and Chief HR Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/02/2026M11,583(1)A(2)13,228D
Common Stock06/02/2026F5,464(3)D$86.697,764D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/02/2026M11,584 (4) (4)Common Stock11,584$017,419D
Restricted Stock Units(2) (5) (5)Common Stock4,6304,630D
Restricted Stock Units(2) (6) (6)Common Stock14,80814,808D
Explanation of Responses:
1. Reflects the settlement of fractional shares in cash.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.
3. Represents shares withheld for taxes upon vesting of RSUs.
4. The RSUs vest 11,590 on June 2, 2026, 11,589 on June 2, 2027 and 5,795 on June 2, 2028 (in each case, not including dividend equivalent rights), subject to continued employment.
5. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
6. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
Remarks:
/s/ Jay Shah for Jason M. Clifford06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did SOLS executive Clifford Jason Michael report?

Clifford Jason Michael reported exercising derivative securities tied to 11,584 RSUs and a tax-withholding disposition of 5,464 common shares. These transactions reflect equity compensation activity and tax settlement rather than open-market buying or selling.

Did the SOLS insider sell shares in the open market in this Form 4?

No open-market sales were reported. The Form 4 shows a tax-withholding disposition of 5,464 shares at $86.69 per share, used to pay taxes on RSU vesting, which differs from choosing to sell shares on the market.

How many Solstice Advanced Materials shares does the insider hold after these transactions?

After these transactions, Clifford Jason Michael directly holds 7,764 shares of Solstice Advanced Materials common stock. This reflects shares remaining after exercising RSU-related derivatives and having 5,464 shares withheld to satisfy associated tax obligations.

What restricted stock unit (RSU) positions remain for the SOLS executive?

Derivative holdings show RSUs linked to 14,808 and 4,630 underlying common shares remaining. These RSUs vest over multiple future dates, providing additional potential share deliveries if the executive continues employment through each vesting milestone.

How are the Solstice RSUs scheduled to vest for Clifford Jason Michael?

One RSU grant vests 11,590 units on June 2, 2026, 11,589 on June 2, 2027, and 5,795 on June 2, 2028. Other grants vest in tranches across February 24, 2027–2029 and October 30, 2028–2029, all subject to continued employment.