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Solstice (SOLS) CEO David Sewell granted 46,244 RSUs in new award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sewell David B reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. President and CEO David B. Sewell received a grant of 46,244 restricted stock units (RSUs) on February 24, 2026 at a price of $0.00 per unit. Each RSU represents a contingent right to receive one share of Solstice Advanced Materials Inc. common stock.

According to the vesting schedule, these RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment. Following the reported transactions, Sewell directly holds RSU awards with reported balances of 98,620 and 28,514 units in addition to this new grant.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sewell David B

(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NJ 07950

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/24/2026 A 46,244 (2) (2) Common Stock 46,244 $0 46,244 D
Restricted Stock Units (1) (3) (3) Common Stock 98,620 98,620 D
Restricted Stock Units (1) (4) (4) Common Stock 28,514 28,514 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. common stock.
2. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
3. The RSUs will vest in equal installments on each of October 30, 2028 and October 30, 2029, subject to continued employment.
4. The RSUs will vest 9,410 on March 17, 2026, 9,409 on March 17, 2027 and 9,695 on March 17, 2028, subject to continued employment.
Remarks:
/s/ Jay Shah for David B. Sewell 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Solstice Advanced Materials (SOLS) CEO receive?

Solstice Advanced Materials CEO David B. Sewell received a grant of 46,244 restricted stock units. Each RSU represents a contingent right to one share of Solstice Advanced Materials Inc. common stock, providing him additional equity-based compensation tied to future vesting dates.

When do David B. Sewell’s new Solstice (SOLS) RSUs vest?

The new RSUs for David B. Sewell vest over three years. They vest 33% on February 24, 2027, 33% on February 24, 2028, and 34% on February 24, 2029, all subject to his continued employment with Solstice Advanced Materials Inc.

How many Solstice (SOLS) RSUs were granted to the CEO on February 24, 2026?

On February 24, 2026, Solstice Advanced Materials President and CEO David B. Sewell was granted 46,244 restricted stock units. The grant price was reported as $0.00 per unit, reflecting a typical equity compensation award rather than an open-market purchase.

What does each Solstice (SOLS) RSU granted to the CEO represent?

Each restricted stock unit granted to the CEO represents a contingent right to receive one share of Solstice Advanced Materials Inc. common stock. The units convert into shares only upon vesting, assuming the continued employment conditions are met over the specified schedule.

What ongoing Solstice (SOLS) RSU holdings does the CEO have after this filing?

After the reported transactions, David B. Sewell is shown with RSU awards having reported post-transaction balances of 98,620 units and 28,514 units. These represent separate restricted stock unit positions, in addition to the newly granted 46,244-unit award.

Are the Solstice (SOLS) CEO’s RSUs immediately exercisable or subject to conditions?

The CEO’s RSUs are subject to vesting conditions rather than immediate exercise. The filing states that vesting occurs on specified future dates and is conditioned on continued employment with Solstice Advanced Materials Inc., meaning the units settle into shares only as they vest.
SOLSTICE ADVANCED MATLS INC

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MORRIS PLAINS