STOCK TITAN

Solstice (SOLS) chief accounting officer granted additional RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barresi John S reported acquisition or exercise transactions in this Form 4 filing.

Solstice Advanced Materials Inc. chief accounting officer John S. Barresi reported routine equity compensation activity, receiving two awards of restricted stock units (RSUs) tied to company common stock. The filing shows grants of 4 RSUs and 25 RSUs, both at a price of $0.00 per unit.

Each RSU represents a contingent right to receive one share of common stock. Footnotes explain that some RSUs are dividend equivalent rights that accrue in connection with Solstice’s dividends and vest on the same schedule as the underlying RSUs, subject to continued employment.

The vesting terms disclosed include RSUs scheduled to vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, as well as 8,584 RSUs on June 16, 2026, 8,584 on June 16, 2027, and 7,357 on June 16, 2028, all conditioned on continued employment.

Positive

  • None.

Negative

  • None.
Insider Barresi John S
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4 $0.00 --
Grant/Award Restricted Stock Units 25 $0.00 --
Holdings After Transaction: Restricted Stock Units — 3,562 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment. The RSUs will vest 8,584 on June 16, 2026, 8,584 on June 16, 2027 and 7,357 on June 16, 2028 (in each case, not including dividend equivalent rights), subject to continued employment.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barresi John S

(Last) (First) (Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NJ 07950

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/10/2026 A(2) 4 (3) (3) Common Stock 4 $0 3,562 D
Restricted Stock Units (1) 03/10/2026 A(2) 25 (4) (4) Common Stock 25 $0 24,550 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.
2. Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.
3. The RSUs will vest 33% on each of February 24, 2027 and February 24, 2028, and 34% on February 24, 2029, subject to continued employment.
4. The RSUs will vest 8,584 on June 16, 2026, 8,584 on June 16, 2027 and 7,357 on June 16, 2028 (in each case, not including dividend equivalent rights), subject to continued employment.
Remarks:
/s/ Jay Shah for John S. Barresi 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Solstice Advanced Materials (SOLS) report in this Form 4?

Solstice’s chief accounting officer John S. Barresi reported receiving two grants of restricted stock units, one for 4 RSUs and another for 25 RSUs. These are compensation-related awards with a stated price of $0.00 per unit, not open-market share purchases or sales.

What do the restricted stock units (RSUs) for SOLS represent for the insider?

Each restricted stock unit represents a contingent right to receive one share of Solstice Advanced Materials common stock. The units convert into shares only when they vest, and vesting depends on the executive continuing employment with the company through specified future dates.

How are dividend equivalent rights treated in this Solstice (SOLS) Form 4 filing?

The Form 4 notes that dividend equivalent rights accrue to the reporting person in the form of RSUs when Solstice pays dividends. These dividend-related RSUs vest at the same times as the underlying RSUs they are linked to, aligning additional awards with the main vesting schedule.

What vesting schedule is disclosed for Solstice (SOLS) RSU awards?

The filing states that certain RSUs will vest 33% on February 24, 2027, 33% on February 24, 2028, and 34% on February 24, 2029. Another RSU grant will vest 8,584 units in 2026, 8,584 in 2027, and 7,357 in 2028, all subject to continued employment.

Does this Solstice (SOLS) Form 4 indicate any insider share sales?

No insider sales are reported in this Form 4. The transactions are coded as “A” for grant, award, or other acquisition of derivative securities, specifically restricted stock units. The reported direction is acquisition only, reflecting stock-based compensation rather than market disposals.