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Solstice (NASDAQ: SOLS) director adds shares through RSU exercises and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solstice Advanced Materials Inc. director Gautam Rajeev reported equity compensation activity involving restricted stock units. On May 22, 2026, he exercised derivative awards into 1,785 shares of Common Stock and separately converted 1,786 RSUs into the right to receive Common Stock, reflecting RSU vesting. He also received a new grant of 1,889 RSUs, each representing one future share of Common Stock. Following these transactions, he directly holds 2,233 Common shares, with additional exposure through the newly granted RSUs. Footnotes note RSU vesting, a future vesting schedule for the new grant, fractional share settlement in cash, and a small amount of stock acquired through dividend reinvestment.

Positive

  • None.

Negative

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Insider Gautam Rajeev
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,786 $0.00 --
Grant/Award Restricted Stock Units 1,889 $0.00 --
Exercise Common Stock 1,785 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 2,233 shares (Direct, null)
Footnotes (1)
  1. Reflects the settlement of fractional shares in cash. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Includes 0.222 shares acquired pursuant to a dividend reinvestment. The RSUs vested on May 22, 2026. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Common shares from derivative exercise 1,785 shares Exercise of derivative security into Common Stock on May 22, 2026
RSUs exercised 1,786 RSUs Exercise or conversion of RSUs into rights to Common Stock
New RSU grant 1,889 RSUs Grant of restricted stock units on May 22, 2026
Shares owned after transactions 2,233 shares Total direct Common Stock holdings following reported transactions
Exercise price per RSU $0.00 per unit Conversion or exercise price for reported RSU transactions
Dividend reinvestment addition 0.222 shares Common shares acquired via dividend reinvestment per footnote
Restricted Stock Units financial
"security_title: "Restricted Stock Units" and footnote defining each RSU as one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
dividend reinvestment financial
"Includes 0.222 shares acquired pursuant to a dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
vest financial
"The RSUs vested on May 22, 2026."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"represents a contingent right to receive one share of Solstice common stock"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gautam Rajeev

(Last)(First)(Middle)
C/O SOLSTICE ADVANCED MATERIALS INC.
115 TABOR ROAD

(Street)
MORRIS PLAINS NEW JERSEY 07950

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solstice Advanced Materials Inc. [ SOLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026M1,785(1)A(2)2,233(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/22/2026M1,786 (4) (4)Common Stock1,786$00D
Restricted Stock Units(2)05/22/2026A1,889 (5) (5)Common Stock1,889$01,889D
Explanation of Responses:
1. Reflects the settlement of fractional shares in cash.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.
3. Includes 0.222 shares acquired pursuant to a dividend reinvestment.
4. The RSUs vested on May 22, 2026.
5. The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Remarks:
/s/ Jay Shah for Rajeev Gautam05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Solstice (SOLS) director Gautam Rajeev report?

Director Gautam Rajeev reported equity compensation activity, including exercises of restricted stock units into Common Stock and a new RSU grant. These transactions increased his direct shareholdings and added new contingent rights to receive future Solstice Advanced Materials Inc. common shares.

How many Solstice (SOLS) common shares does Gautam Rajeev hold after these transactions?

After the reported transactions, Gautam Rajeev directly holds 2,233 shares of Solstice common stock. This total reflects RSU exercises, fractional share adjustments described in the footnotes, and a small number of shares acquired through the company’s dividend reinvestment.

What RSU grant did Solstice (SOLS) award to Gautam Rajeev on May 22, 2026?

On May 22, 2026, Solstice granted Gautam Rajeev 1,889 restricted stock units. Each RSU represents a contingent right to receive one share of Solstice common stock, subject to vesting terms tied to an anniversary date or the next annual meeting of shareowners.

What RSU exercises did Solstice (SOLS) director Gautam Rajeev complete?

Gautam Rajeev exercised previously awarded RSUs covering 1,786 underlying shares, converting them into rights to receive Solstice common stock. A related non-derivative entry shows 1,785 common shares, with a footnote indicating that fractional shares were settled in cash rather than issued.

Were any Solstice (SOLS) shares sold in Gautam Rajeev’s latest Form 4 filing?

The Form 4 shows no open-market sales by Gautam Rajeev. All reported transactions are classified as acquisitions, including RSU exercises and a new RSU grant, with no entries marked as sales, gifts, or tax-withholding dispositions in the transaction summary.

How do Solstice (SOLS) RSUs reported by Gautam Rajeev vest and convert into shares?

Footnotes state each RSU equals one Solstice common share upon vesting. One RSU tranche vested on May 22, 2026, while the new grant vests on the earlier of the first grant anniversary or the next annual shareowner meeting, then can settle in common stock.