STOCK TITAN

Sonos (NASDAQ: SONO) COO awarded 102,447 RSUs in new equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barbieri Frank reported acquisition or exercise transactions in this Form 4 filing.

Sonos Inc Chief Operating Officer Frank Barbieri received a grant of 102,447 restricted stock units. These RSUs give him the right to receive an equal number of Sonos common shares for no cash payment when they vest.

The award will vest over three years. One-third of the RSUs (33.33% of the 102,447 units) will vest on the first anniversary of the grant date of May 15, 2026, and the rest will vest in equal quarterly installments over the following two years, as long as he remains employed on each vesting date. The RSUs are also subject to double-trigger acceleration, which generally allows faster vesting if specified employment and change-of-control conditions are both met.

Positive

  • None.

Negative

  • None.
Insider Barbieri Frank
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 102,447 $0.00 --
Holdings After Transaction: Restricted Stock Units — 102,447 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of May 15, 2026 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
RSUs granted 102,447 units Restricted stock unit award to COO on May 15, 2026
Underlying common stock 102,447 shares Shares of Sonos common stock deliverable upon RSU vesting
Initial vesting tranche 33.33% of 102,447 units First tranche vests on first anniversary of May 15, 2026 grant date
Exercise/settlement price $0.00 per share RSUs settle for no cash consideration upon vesting
Post-transaction derivative holdings 102,447 RSUs Total restricted stock units held following this award
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
double-trigger acceleration financial
"The RSUs are subject to double-trigger acceleration."
vesting financial
"These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barbieri Frank

(Last)(First)(Middle)
C/O SONOS, INC.
301 COROMAR DRIVE

(Street)
SANTA BARBARA CALIFORNIA 93117

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sonos Inc [ SONO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/15/2026A102,447 (2) (2)Common Stock102,447$0102,447D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration
2. These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of May 15, 2026 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
/s/ Rebecca Schuster by power of attorney05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Sonos (SONO) report for Frank Barbieri?

Sonos reported that Chief Operating Officer Frank Barbieri received 102,447 restricted stock units. Each RSU represents the right to receive one share of Sonos common stock at no cost when vesting conditions are met.

How many Sonos (SONO) RSUs were granted to the COO in this Form 4?

The Form 4 shows a grant of 102,447 restricted stock units to the Chief Operating Officer. These RSUs correspond to 102,447 underlying shares of Sonos common stock if fully vested and settled.

What is the vesting schedule for Frank Barbieri’s Sonos (SONO) RSU grant?

The RSUs vest over three years: 33.33% of the 102,447 units vest on May 15, 2027, the first anniversary of the grant date, with the remaining units vesting in equal quarterly installments over the next two years, subject to continued employment.

Does the Sonos (SONO) RSU grant to the COO have double-trigger acceleration?

Yes. The filing states the RSUs are subject to double-trigger acceleration, meaning vesting can accelerate if two specified conditions are met, typically involving a change-of-control event combined with qualifying employment-related conditions.

Did Frank Barbieri buy or sell Sonos (SONO) shares on the market in this filing?

No open-market trades are reported. The Form 4 shows a compensation-related acquisition coded as a grant of 102,447 restricted stock units, not a purchase or sale of shares in the market.