SONO Form 4: Julius Genachowski Receives 5,916 Immediately Vested RSUs

Rhea-AI Filing Summary

Julius Genachowski, a director and Board Chair of Sonos, Inc. (SONO), received a grant of 5,916 restricted stock units (RSUs) on 09/02/2025 for additional services as Board Chair including the search and appointment of a new CEO. The RSUs vested immediately on the grant date and each RSU converts to one share of common stock upon settlement for no consideration. After the grant, the reporting person beneficially owned 130,312 shares. The Form 4 was filed and signed by power of attorney on 09/04/2025.

Positive

• 5,916 RSUs granted and vested immediately to the Board Chair for additional services related to CEO search and appointment
• Each RSU converts to one share for no consideration, with the filing explicitly stating settlement terms
• Reporting shows beneficial ownership increased to 130,312 shares, providing clear transparency on insider holdings

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Immediate RSU vesting for Board Chair recognizes extra governance duties tied to CEO search and succession.

The filing documents a Board Chair grant of 5,916 RSUs that vested upon grant to compensate for additional 2025 duties, specifically the search and appointment of a new CEO. This is a governance-side compensation action recorded as equity-based remuneration rather than cash. The disclosure is routine for director compensation tied to extraordinary responsibilities and is clearly described in the explanation section.

Financial Analyst

TL;DR: The transaction is an equity grant with immediate vesting, increasing disclosed beneficial ownership to 130,312 shares.

The Form 4 shows acquisition of 5,916 RSUs on 09/02/2025, each convertible to one share with no consideration, and immediate vesting. The entry is a non-derivative equity grant; the filing provides exact counts and confirms settlement terms. The disclosure supplies the primary quantitative details investors would use to update insider ownership registers.

09/04/2025 - 05:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GENACHOWSKI JULIUS

(Last) (First) (Middle)

C/O SONOS, INC.

301 COROMAR DRIVE

(Street)

SANTA BARBARA CA 93117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sonos Inc [ SONO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/02/2025		A(1)		5,916	A	(2)	130,312	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares subject to restricted stock units ("RSUs") that were granted to the Reporting Person on September 2, 2025 for additional services as Board Chairperson in fiscal year 2025, including with respect to the search and appointment of a new Chief Executive Officer of the Company. The RSUs vest immediately on the date of grant.

2. Each RSU represents a right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

	/s/ Rebecca Schuster by power of attorney	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Julius Genachowski report on Form 4 for SONO?

He reported a grant/acquisition of 5,916 RSUs on 09/02/2025 that vested immediately.

How many shares does the Form 4 show Julius Genachowski beneficially owns after the transaction?

The filing reports 130,312 shares beneficially owned following the reported transaction.

What is the settlement term for the RSUs granted to the reporting person?

Each RSU represents the right to receive one share of common stock upon vesting and settlement for no consideration.

Why were the RSUs granted to the Board Chair according to the filing?

The RSUs were granted for additional services as Board Chairperson in fiscal year 2025, including the search and appointment of a new CEO.

When was the Form 4 filed and who signed it?

The Form 4 was filed with a signature executed by power of attorney on 09/04/2025.