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Sonos (SONO) director receives new restricted stock unit awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENACHOWSKI JULIUS reported acquisition or exercise transactions in this Form 4 filing.

Sonos Inc director Julius Genachowski reported receiving two equity awards in the form of restricted stock units tied to the company’s common stock on March 5, 2026. The awards cover 12,725 shares and 4,772 shares, each granted for no cash consideration.

The RSUs will vest in full on the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to his continued service, including service as Chairperson for one grant. Following these awards, he directly holds 69,202 shares and indirectly holds 1,550 and 77,057 shares through two trusts as of that date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GENACHOWSKI JULIUS

(Last) (First) (Middle)
C/O SONOS, INC.
301 COROMAR DRIVE

(Street)
SANTA BARBARA CA 93117

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sonos Inc [ SONO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 A(1)(2) 12,725 A (3) 64,430 D
Common Stock 03/05/2026 A(1)(4) 4,772 A (3) 69,202 D
Common Stock 1,550 I By Trust 1
Common Stock 77,057 I By Trust 2
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 5, 2026.
2. The RSUs will vest in full upon the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.
3. Each RSU represents a right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
4. The RSUs will vest in full upon the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person as Chairperson on the vesting date.
/s/ Rebecca Schuster by power of attorney 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sonos (SONO) director Julius Genachowski report?

Julius Genachowski reported receiving two equity awards in the form of restricted stock units tied to Sonos common stock. The awards were granted on March 5, 2026 and involve future delivery of shares if vesting conditions are met.

How many Sonos (SONO) shares are covered by Julius Genachowski’s new RSU grants?

The new restricted stock unit awards cover 12,725 shares and 4,772 shares of Sonos common stock. Each RSU represents the right to receive one share upon vesting and settlement, with no cash payment required from the director.

When do Julius Genachowski’s Sonos (SONO) RSUs vest?

The RSUs vest in full on the earlier of March 5, 2027 or the next annual meeting of stockholders. Vesting is contingent on Julius Genachowski’s continuing service, including service as Chairperson for one of the grants on the vesting date.

How many Sonos (SONO) shares does Julius Genachowski hold after these awards?

After the reported awards, Julius Genachowski holds 69,202 Sonos common shares directly. He also has indirect ownership of 1,550 shares through one trust and 77,057 shares through another trust, as reflected in the filing’s ownership details.

What does each Sonos (SONO) restricted stock unit represent in this Form 4?

Each restricted stock unit represents the right to receive one share of Sonos common stock upon vesting and settlement. The filing states that these shares are delivered for no consideration, meaning the director does not pay cash to receive them.

Are Julius Genachowski’s Sonos (SONO) RSUs tied to his board role?

Yes. The filing explains that vesting is subject to his continuing service, and one RSU grant specifically requires continued service as Chairperson. If he satisfies these conditions through the vesting date, the awards deliver Sonos common shares.
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