Sony Group (NYSE: SONY) exec exercises options to add 7,000 shares
Rhea-AI Filing Summary
Sony Group Corp (SONY) reported that Business CEO in charge of Imaging & Sensing Solutions Business, Shinji Sashida, exercised employee stock options on August 17, 2026. He converted options into 7,000 shares of common stock (3,000 at an exercise price of $8.42 and 4,000 at $11.61 per share), all held directly. No sales were reported, and the filing notes a USD/JPY conversion rate of $0.00628 for price translation. The Rule 10b5-1 trading plan box was not checked.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 7,000 shares
Net Buy
4 txns
Insider
Sashida Shinji
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) F1, F2 | 3,000 | $0.00 | $0.00 |
| Exercise | Employee Stock Option (right to buy) F1, F3 | 4,000 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 3,000 | $8.42 | $25K |
| Exercise | Common Stock F1 | 4,000 | $11.61 | $46K |
Holdings After Transaction:
Employee Stock Option (right to buy) — 21,000 shares (Direct);
Common Stock — 12,700 shares (Direct)
Footnotes (3)
- F1. For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 was used.
- F2. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2021, November 20, 2021 and November 20, 2022. The option was granted on November 20, 2019.
- F3. The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2022, November 18, 2022 and November 18, 2023. The option was granted on November 18, 2020.
Key Figures
Options exercised (total shares): 7,000 shares
Shares from $8.42 options: 3,000 shares
Shares from $11.61 options: 4,000 shares
+3 more
6 metrics
Options exercised (total shares)
7,000 shares
Total underlying common shares from option exercises on August 17, 2026
Shares from $8.42 options
3,000 shares
Common stock acquired by exercising options at $8.4200 per share
Shares from $11.61 options
4,000 shares
Common stock acquired by exercising options at $11.6100 per share
Exercise price (grant 2019)
$8.4200 per share
Employee Stock Option expiring October 30, 2029
Exercise price (grant 2020)
$11.6100 per share
Employee Stock Option expiring October 28, 2030
FX conversion rate
$0.00628 per JPY 1.00
Rate used for translating figures into U.S. dollars
Key Terms
Employee Stock Option, derivative security, exercise price, conversion rate
4 terms
Employee Stock Option financial
"security_title: "Employee Stock Option (right to buy)""
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
exercise price financial
"conversion_or_exercise_price": "8.4200""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
conversion rate financial
"a conversion rate of USD $0.00628 for each JPY 1.00 was used"
Conversion rate is the proportion of items, people or contracts that take a desired action out of the total possible — for example the share of website visitors who make a purchase, or the number of convertible bonds that are exchanged for shares. Investors care because it measures how effectively a business or financial instrument turns opportunity into real outcomes, like sales or share issuance, which directly affects revenue, cash flow and ownership dilution.
FAQ
What did Shinji Sashida report in this Form 4 for SONY?
Shinji Sashida reported exercising employee stock options to acquire 7,000 SONY common shares on August 17, 2026. The transactions converted derivative options into directly held common stock, with no sales disclosed in this filing.
At what exercise prices were Shinji Sashida’s SONY options exercised?
The options were exercised at $8.42 and $11.61 per share. Specifically, 3,000 shares were acquired at $8.42 and 4,000 shares at $11.61, reflecting the converted exercise prices in U.S. dollars.
Were Shinji Sashida’s SONY transactions under a Rule 10b5-1 plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirmative. This indicates the reported option exercises were not designated in the form as being made pursuant to a Rule 10b5-1 trading plan.
What currency conversion rate was used for Shinji Sashida’s SONY option prices?
The Form 4 states a conversion rate of $0.00628 per JPY 1.00 was used. This rate was applied for purposes of translating the option-related figures into U.S. dollars in the filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
