SOPH Form 144: Affiliate plans and reports share sales

SOPH affiliate reports planned and completed share sales under Form 144, including multiple 10b5-1 sales.

Rhea-AI Filing Summary

SOPH affiliate reports planned and completed share sales under Form 144, including multiple 10b5-1 sales. The notice lists proposed securities to be sold of 15,000 Restricted Stock Units (07/03/2025) and 10,000 Pre-IPO shares (02/02/2020). The filing also documents numerous 10b5-1 sales by Philippe Menu between 04/07/2026 and 06/25/2026, with individual sale amounts reported per trade.

Insights

Securities Compliance Attorney

Form 144 documents affiliate sales and scheduled disposals under written plans.

The notice lists proposed dispositions of 15,000 Restricted Stock Units (dated 07/03/2025) and 10,000 Pre-IPO shares (dated 02/02/2020), and records multiple 10b5-1 sales by Philippe Menu from 04/07/2026 to 06/25/2026.

Because these are sale notices and planned-plan transactions, the report is routine disclosure of affiliate activity; cash‑flow treatment and total aggregate proceeds are not summarized in the excerpt.

Key Figures

Restricted Stock Units to be sold: 15,000 shares Pre-IPO shares to be sold: 10,000 shares 10b5-1 sale on 06/25/2026: 5,000 shares +2 more

5 metrics

Restricted Stock Units to be sold 15,000 shares dated 07/03/2025

Pre-IPO shares to be sold 10,000 shares dated 02/02/2020

10b5-1 sale on 06/25/2026 5,000 shares trade amount $27,524.50

10b5-1 sale on 06/12/2026 5,000 shares trade amount $24,752.00

Smaller 10b5-1 trade example 608 shares trade amount $2,800.39 on 05/19/2026

Key Terms

10b5-1, Restricted Stock Units, Pre-IPO

3 terms

10b5-1 regulatory

"10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 15000 | 07/03/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Pre-IPO financial

"Pre-IPO | Issuer | 10000 | 02/02/2020"

Pre-IPO describes the stage when a privately held company offers shares or commitments to investors before its initial public offering. For investors, pre-IPO deals can provide a chance to buy equity at lower prices—like getting into a house before it goes on the market—but they come with higher uncertainty, limited ability to sell quickly, and the risk that the public listing may be delayed, changed, or never occur.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What shares does SOPH list for sale in this Form 144?

The filing lists 15,000 Restricted Stock Units dated 07/03/2025 and 10,000 Pre-IPO shares dated 02/02/2020 as securities to be sold, with those dates shown alongside each security type.

Who executed the recent 10b5-1 sales reported in the filing?

The filing shows multiple 10b5-1 sales by Philippe Menu with trades recorded between 04/07/2026 and 06/25/2026, each trade listing shares sold and corresponding trade amounts.

How large were individual 10b5-1 trades listed in the Form 144?

Individual trades in the excerpt include sales of 5,000 shares on several dates with amounts such as $24,752.00 and $27,524.50, and smaller trades like 608 shares on certain dates.

Does the Form 144 disclose who receives proceeds from the sales?

The excerpt does not state proceeds recipients explicitly; the listing identifies selling parties and trade amounts, but it does not attach a recipient or use‑of‑proceeds statement within the provided content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:42 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002014308
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SOPHIA GENETICS SA
SEC File Number	001-40627
Address of Issuer	La Piece 12 ch-1180 Rolle SWITZERLAND 00000
Phone	41216941060
Name of Person for Whose Account the Securities are To Be Sold	PHILIPPE MENU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	32393	173302.55	71790366	07/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/03/2025	Restricted Stock Units	Issuer			15000	07/03/2025	N/A
Common	02/02/2020	Pre-IPO	Issuer			10000	02/02/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	06/25/2026	5000	27524.50
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	06/12/2026	5000	24752.00
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	05/26/2026	5000	24774.00
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	05/19/2026	608	2800.39
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	05/12/2026	5000	23344.50
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/27/2026	5000	24089.00
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/20/2026	608	3161.72
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/14/2026	1600	7932.96
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/13/2026	4400	20962.48
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/10/2026	3725	17441.20
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/09/2026	1931	9151.59
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/08/2026	2800	13543.60
10b5-1 Sales for PHILIPPE MENU La Piece 12 ch-1180 Rolle V8 00000	Common	04/07/2026	2400	11676.72

144: Remarks and Signature

Remarks	The 15,000 securities to be sold were acquired upon the vesting of restricted stock units during the period of 07/03/2025 through 01/03/2026.
Date of Notice	07/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Philippe Menu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)