Restricted Stock Units Sale Notice (SOPH) — 10b5-1 Transactions Listed
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 listing 684 Restricted Stock Units to be sold on 03/18/2026 for SOPH. The filing also records prior 10b5-1 dispositions by Daan Guido Maria van Well on 01/05/2026 (2,051 shares), 01/06/2026 (2,056 shares), 01/20/2026 (684 shares) and 02/19/2026 (684 shares).
Positive
- None.
Negative
- None.
FAQ
What does the SOPH Form 144 disclose about RSUs?
It discloses a proposed sale of 684 Restricted Stock Units to be sold on 03/18/2026. The filing lists the class as Common and identifies the broker as Morgan Stanley Smith Barney LLC.
Who executed prior 10b5-1 sales reported in the SOPH filing?
The filing shows prior 10b5-1 sales by Daan Guido Maria van Well. Transactions occurred on 01/05/2026, 01/06/2026, 01/20/2026, and 02/19/2026 with the share counts listed in the notice.
Which broker is listed on the SOPH Form 144?
The broker-dealer listed is Morgan Stanley Smith Barney LLC located at 1 New York Plaza. The filing identifies NASDAQ as the exchange and the security class as Common.
Are the past sales in the SOPH filing routine or pre-arranged?
Yes. The filing specifically labels the prior dispositions as 10b5-1 Sales, indicating they were executed under a pre-arranged trading plan on the listed dates.