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Restricted Stock Units Sale Notice (SOPH) — 10b5-1 Transactions Listed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 listing 684 Restricted Stock Units to be sold on 03/18/2026 for SOPH. The filing also records prior 10b5-1 dispositions by Daan Guido Maria van Well on 01/05/2026 (2,051 shares), 01/06/2026 (2,056 shares), 01/20/2026 (684 shares) and 02/19/2026 (684 shares).

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the SOPH Form 144 disclose about RSUs?

It discloses a proposed sale of 684 Restricted Stock Units to be sold on 03/18/2026. The filing lists the class as Common and identifies the broker as Morgan Stanley Smith Barney LLC.

Who executed prior 10b5-1 sales reported in the SOPH filing?

The filing shows prior 10b5-1 sales by Daan Guido Maria van Well. Transactions occurred on 01/05/2026, 01/06/2026, 01/20/2026, and 02/19/2026 with the share counts listed in the notice.

Which broker is listed on the SOPH Form 144?

The broker-dealer listed is Morgan Stanley Smith Barney LLC located at 1 New York Plaza. The filing identifies NASDAQ as the exchange and the security class as Common.

Are the past sales in the SOPH filing routine or pre-arranged?

Yes. The filing specifically labels the prior dispositions as 10b5-1 Sales, indicating they were executed under a pre-arranged trading plan on the listed dates.

What dates and share counts are shown for the prior SOPH sales?

The notice records sales on 01/05/2026 (2,051), 01/06/2026 (2,056), 01/20/2026 (684), and 02/19/2026 (684) as reported in the Form 144.
Sophia Genetics Sa

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