[144] SOPHiA GENETICS SA SEC Filing

Rhea-AI Filing Summary

Worthington Steel, Inc. (WS) filed a Form 4 reporting that Chief Financial Officer Timothy A. Adams received an award of 9,485 restricted common shares on 06/27/2025 under the company’s 2023 Long-Term Incentive Plan. The grant was made at $0 cost and will vest on 06/27/2028, three years after the grant date. After the transaction, Adams directly holds 45,069 common shares. No sales, derivative security exercises, or Rule 10b5-1 trading plans were disclosed. The filing represents routine executive equity compensation intended to align management and shareholder interests and is not expected to have a material near-term market impact.

Insights

Securities Analyst

TL;DR: Routine restricted-stock grant to CFO; neutral valuation impact.

This Form 4 reveals a standard equity incentive: 9,485 restricted shares granted to CFO Timothy Adams at no cost, vesting in three years. Post-grant ownership rises to 45,069 shares, a modest stake relative to Worthington Steel’s total float. No insider selling or derivative activity was reported, so the filing neither signals insider confidence nor concern. Given the award’s deferred vesting and small size, I view the disclosure as non-impactful for short-term valuation, though it modestly enhances management-shareholder alignment.

Corporate Governance Expert

TL;DR: Standard LTIP grant; governance practices appear routine.

The grant was issued under the 2023 Long-Term Incentive Plan, reinforcing a typical three-year vesting horizon that promotes retention and performance alignment. The absence of a Rule 10b5-1 designation indicates the shares are not tied to a preset selling program. From a governance standpoint, the transaction meets disclosure norms and carries no red flags. Impact on shareholder rights or dilution is immaterial at this scale; hence, the event is neutral in governance significance.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	30900.00	66687085	06/30/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2024	Restricted Stock Units	Issuer			10000	06/24/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Worthington Steel (WS) shares did CFO Timothy Adams acquire?

9,485 restricted common shares were granted on 06/27/2025.

When will the newly granted restricted stock vest?

The shares will vest on 06/27/2028, three years from the grant date.

What is Timothy Adams’ total share ownership after the transaction?

Following the grant, the CFO directly owns 45,069 common shares.

Was any cash paid for the restricted stock award?

No. The shares were issued at $0 cost as part of the 2023 Long-Term Incentive Plan.

Does the Form 4 mention a Rule 10b5-1 trading plan?

No Rule 10b5-1 plan was indicated in the filing.