Welcome to our dedicated page for SOS SEC filings (Ticker: SOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Filing overview: On 27 June 2025 SOS Limited submitted Post-Effective Amendment No. 3 to its Form F-6 registration statement covering American Depositary Shares (ADSs). The amendment is procedural rather than financial and refreshes the legal documentation that underpins the company’s ADR programme.
Key elements: (1) it introduces Amendment No. 4 to the Deposit Agreement between SOS Limited and Citibank, N.A. (depositary); (2) it consolidates a full exhibit list, including earlier Amendments 1-3 (2019-2024) and nine Warrant Exercise Letter Agreements signed between 2020-2024; (3) it details the cross-reference sheet that maps investor rights—voting, dividend distribution, fee schedule, liability limits and withdrawal restrictions—to specific paragraphs of the revised ADR certificate.
Regulatory undertakings: Citibank commits to supply ADR holders with issuer reports received and to provide 30-day notice before any fee changes, in line with Rule 466. The filing states no new securities are being registered, contains no financial statements, and does not modify the economic rights or share count of existing ADS investors.
SOS Limited has filed Amendment No. 1 to its Form F-3 shelf registration, requesting authority to issue up to US$500 million of securities, including Class A ordinary shares/ADSs, preferred shares, debt, warrants, rights and units. The filing also registers 484,281,240 Class A ordinary shares issuable upon exercise of warrants dated 19 June 2024 for potential resale by existing holders.
The company’s public float is approximately US$45.8 million, meaning sales under this “baby shelf” are capped at one-third of that value within any 12-month period, and SOS confirms it has not used this capacity over the preceding year. Its ADSs trade on the NYSE under the symbol “SOS” and closed at US$5.89 on 24 June 2025.
SOS is a Cayman Islands holding company operating through subsidiaries in China and the United States. The prospectus highlights extensive PRC regulatory and compliance risks, including recent CSRC filing requirements, cybersecurity oversight and potential restrictions on offshore offerings that could materially affect operations or security values. Company counsel believes the selling shareholders’ resale does not trigger an immediate CSRC filing. The registration statement is not yet effective; SOS may amend further and cannot sell securities until SEC effectiveness.