Welcome to our dedicated page for Sono Tek SEC filings (Ticker: SOTK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sono-Tek Corporation filings document formal disclosures for a New York operating company that manufactures precision ultrasonic coating systems. Recent Form 8-K reports furnish quarterly operating results, Regulation FD materials, annual meeting presentations, and press releases tied to significant medical device coating system orders. Proxy and shareholder-meeting filings cover board elections, director service changes, auditor ratification, security-holder voting results, and governance matters.
Sono-Tek Corporation reported fiscal 2026 net sales of $20,909,000, up slightly from $20,504,000 in fiscal 2025. Gross profit rose to $10,560,000 with margin improving to 51% from 48%, helped by a favorable mix of higher-value systems and strong U.S. sales.
Operating income increased to $1,825,000 from $1,010,000, as total operating expenses were essentially flat at $8,735,000. Medical market sales grew 54% to $5,004,000 and Electronics/Microelectronics sales rose 16% to $6,290,000, while Alternative Energy revenue declined 19% to $7,974,000.
U.S. and Canada sales increased 12% to $13,946,000 and represented 67% of total revenue, with international regions declining. The company invested $2,554,000 in research and development, or 12% of sales, and ended the year with 79 full-time and 10 part-time employees.
Sono-Tek Corporation reported stronger profitability for fiscal 2026 despite modest revenue growth. Net sales for the year ended February 28, 2026 rose 2% to $20.9 million, but gross profit increased 8% to $10.6 million as gross margin expanded to 51% from 48%.
Operating income climbed 81% to $1.8 million and net income grew 42% to about $1.8 million, with diluted earnings per share at $0.11. Fourth quarter results were also stronger, with net sales up 10% to $5.6 million and net income up 70% to $0.6 million.
The company ended the year with $14.8 million in cash, cash equivalents and marketable securities and no debt, and reported an equipment and service backlog of approximately $9.12 million, up 5% and near record levels. Management expects continued revenue growth and profitability in the first half of fiscal 2027, while projecting total fiscal 2027 revenue to be relatively flat to modestly higher than 2026.
Sono-Tek Corp Vice President Brian Lewis Booth reported exercising vested stock options and adjusting his equity position in the company. On May 1, 2026, he exercised options into Sono-Tek Corp Common Stock at prices of $5.48, $4.45, and $4.12 per share.
Footnotes state that Booth exercised vested options and surrendered 3,299 shares of Sono-Tek Common Stock as payment for the option exercise, a non‑market transfer rather than an open‑market sale. Following these transactions, he continues to hold common stock directly and retains 12,153 Sono-Tek Corp Options with future expiration dates, reflecting an ongoing equity stake tied to the company’s performance.
Sono-Tek Corp VP Brian Lewis Booth has filed an initial insider ownership report. The filing shows he directly holds 653 shares of Sono-Tek Corp common stock. It also lists three option positions over Sono-Tek Corp stock, all held directly.
These options are exercisable for 1,650 shares at an exercise price of $4.45 per share expiring in 2034, 5,792 shares at $4.12 per share expiring in 2034, and 7,317 shares at $3.25 per share expiring in 2035. The filing records these as existing holdings rather than new market transactions.
Sono-Tek Corp director Lawal Adeniyi reported two related transactions. He bought 2,400 shares of common stock at $4.12 per share in an open-market purchase and simultaneously disposed of 2,400 stock options back to the company at the same price. Following these moves, he holds 2,400 common shares directly and 9,951 options on Sono-Tek stock.
Sono-Tek Corporation reported improved profitability for its third quarter of fiscal 2026 despite nearly flat sales. Net sales for the quarter were $5.0 million, down 3.6% from $5.19 million a year earlier, but gross margin expanded to 50% from 45% as product mix shifted toward higher-margin systems and U.S. sales with lower distributor discounts. Operating income rose to $319,000, up 61% from $198,000, and net income increased 24% to $340,000.
For the first nine months of fiscal 2026, revenue was essentially flat at $15.3 million, while net income grew 32% to $1.25 million as gross profit improved to $7.77 million and gross margin reached 51%. The company ended the period with no debt and cash, cash equivalents and marketable securities totaling $12.26 million, and reported a record combined equipment and service backlog of $12.26 million, up 16% year over year. Shares outstanding were 15,710,389 as of January 9, 2026.
Sono-Tek Corporation filed a current report to notify investors that it has released a press release with its financial results for the quarter ended November 30, 2025. The press release is included as Exhibit 99.1 to the report and provides details on the company’s results of operations and financial condition for that quarter.
The company notes that the information in the furnished exhibit, including the press release, is being provided under Regulation FD and is not considered filed for liability purposes under the Securities Exchange Act. The report is signed by the company’s Chief Financial Officer, Stephen J. Bagley.
Sono-Tek Corporation furnished a press release announcing financial results for the quarter ended August 31, 2025. The company reported this under Item 2.02 and included Regulation FD disclosure under Item 7.01. The release is attached as Exhibit 99.1 and is designated as “furnished,” not “filed,” under the Exchange Act.
Sono‑Tek (SOTK) disclosed an insider transaction. Director Christopher Coccio sold 12,320 shares of common stock on 10/23/2025 at a weighted average price of $4.7803 (Transaction Code: S). Following the sale, he beneficially owns 309,447 shares, held directly.
The footnote states the sale was executed in multiple trades at prices ranging from $4.77 to $4.89, and detailed trade breakdowns are available upon request.
Sono-Tek (SOTK) director Christopher Coccio reported open-market sales of common stock. On 10/21/2025, he sold 100 shares at $4.665, 100 shares at $4.67, 2,097 shares at $4.66, and 2,015 shares at $4.65. Following these transactions, he beneficially owns 321,767 shares, held directly.
This is a routine Form 4 disclosure of insider transactions and changes in direct ownership.