Sono-Tek VP discloses insider stock and options

Sono-Tek Corp VP Brian Lewis Booth has filed an initial insider ownership report.

Rhea-AI Filing Summary

Sono-Tek Corp VP Brian Lewis Booth has filed an initial insider ownership report. The filing shows he directly holds 653 shares of Sono-Tek Corp common stock. It also lists three option positions over Sono-Tek Corp stock, all held directly.

These options are exercisable for 1,650 shares at an exercise price of $4.45 per share expiring in 2034, 5,792 shares at $4.12 per share expiring in 2034, and 7,317 shares at $3.25 per share expiring in 2035. The filing records these as existing holdings rather than new market transactions.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Booth Brian Lewis

Role VP

Type	Security	Shares	Price	Value
holding	Sono-Tek Stock Options	--	--	--
holding	Sono-Tek Corp Options	--	--	--
holding	Sono-Tek Corp Options	--	--	--
holding	Sono-Tek Corp Common Stock	--	--	--

Holdings After Transaction: Sono-Tek Stock Options — 1,650 contracts (Direct); Sono-Tek Corp Options — 13,109 contracts (Direct); Sono-Tek Corp Common Stock — 653 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Sono-Tek (SOTK) Form 3 filing by Brian Lewis Booth show?

The Form 3 shows VP Brian Lewis Booth’s existing holdings in Sono-Tek. He directly owns 653 common shares and several option grants over Sono-Tek Corp stock with different exercise prices and expirations, providing a baseline of his equity exposure as an insider.

How many Sono-Tek (SOTK) common shares does Brian Lewis Booth directly own?

Brian Lewis Booth directly owns 653 shares of Sono-Tek Corp common stock. This figure reflects his reported direct ownership as of the Form 3 filing date and excludes the additional shares he could acquire through his outstanding stock options.

What stock options over Sono-Tek (SOTK) shares are reported for Brian Lewis Booth?

The filing lists options over 1,650 shares at $4.45, 5,792 shares at $4.12, and 7,317 shares at $3.25. All are options on Sono-Tek Corp stock and have expiration dates in 2034 and 2035, representing potential future share acquisitions.

Are there any buy or sell transactions in this Sono-Tek (SOTK) Form 3 filing?

No, the Form 3 records existing holdings rather than buy or sell transactions. The entries are categorized as holdings, establishing Brian Lewis Booth’s starting position in Sono-Tek securities as an insider without indicating recent market trades.

Does the Sono-Tek (SOTK) Form 3 indicate direct or indirect ownership for Brian Lewis Booth?

All positions in this Form 3 are reported as directly owned. The common shares and each of the listed option positions over Sono-Tek stock are shown with direct ownership, with no trusts, partnerships, or other entities referenced in the ownership descriptions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/26/2026 - 04:26 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Booth Brian Lewis

(Last) (First) (Middle)

2012 RT 9W

(Street)

MILTON NEW YORK 12547

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2026

3. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Sono-Tek Corp Common Stock	653	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Sono-Tek Stock Options	01/15/2022	01/15/2034	Sono-Tek Corp Stock	1,650	$4.45	D
Sono-Tek Corp Options	08/22/2025	08/22/2034	Sono-Tek Corp Stock	5,792	$4.12	D
Sono-Tek Corp Options	08/21/2026	08/21/2035	Sono-Tek Corp Stock	7,317	$3.25	D

Explanation of Responses:

	Stephen Bagley (attorney-in-fact)	03/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)