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Sono-Tek (SOTK) VP Brian Booth reports insider stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sono-Tek Corp VP Brian Lewis Booth has filed an initial insider ownership report. The filing shows he directly holds 653 shares of Sono-Tek Corp common stock. It also lists three option positions over Sono-Tek Corp stock, all held directly.

These options are exercisable for 1,650 shares at an exercise price of $4.45 per share expiring in 2034, 5,792 shares at $4.12 per share expiring in 2034, and 7,317 shares at $3.25 per share expiring in 2035. The filing records these as existing holdings rather than new market transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Booth Brian Lewis

(Last)(First)(Middle)
2012 RT 9W

(Street)
MILTON NEW YORK 12547

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2026
3. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Sono-Tek Corp Common Stock653D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Sono-Tek Stock Options01/15/202201/15/2034Sono-Tek Corp Stock1,650$4.45D
Sono-Tek Corp Options08/22/202508/22/2034Sono-Tek Corp Stock5,792$4.12D
Sono-Tek Corp Options08/21/202608/21/2035Sono-Tek Corp Stock7,317$3.25D
Explanation of Responses:
Stephen Bagley (attorney-in-fact)03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Sono-Tek (SOTK) Form 3 filing by Brian Lewis Booth show?

The Form 3 shows VP Brian Lewis Booth’s existing holdings in Sono-Tek. He directly owns 653 common shares and several option grants over Sono-Tek Corp stock with different exercise prices and expirations, providing a baseline of his equity exposure as an insider.

How many Sono-Tek (SOTK) common shares does Brian Lewis Booth directly own?

Brian Lewis Booth directly owns 653 shares of Sono-Tek Corp common stock. This figure reflects his reported direct ownership as of the Form 3 filing date and excludes the additional shares he could acquire through his outstanding stock options.

What stock options over Sono-Tek (SOTK) shares are reported for Brian Lewis Booth?

The filing lists options over 1,650 shares at $4.45, 5,792 shares at $4.12, and 7,317 shares at $3.25. All are options on Sono-Tek Corp stock and have expiration dates in 2034 and 2035, representing potential future share acquisitions.

Are there any buy or sell transactions in this Sono-Tek (SOTK) Form 3 filing?

No, the Form 3 records existing holdings rather than buy or sell transactions. The entries are categorized as holdings, establishing Brian Lewis Booth’s starting position in Sono-Tek securities as an insider without indicating recent market trades.

Does the Sono-Tek (SOTK) Form 3 indicate direct or indirect ownership for Brian Lewis Booth?

All positions in this Form 3 are reported as directly owned. The common shares and each of the listed option positions over Sono-Tek stock are shown with direct ownership, with no trusts, partnerships, or other entities referenced in the ownership descriptions.
Sono Tek Corp

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63.47M
13.18M
Scientific & Technical Instruments
Special Industry Machinery, Nec
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United States
MILTON