SoundHound CFO reports no stock holdings

SOUNDHOUND AI, INC. filed an initial Form 3 for its Chief Financial Officer without reporting any current share or derivative holdings.

Rhea-AI Filing Summary

SOUNDHOUND AI, INC. (SOUN) reported an initial statement of beneficial ownership on Form 3 for Collins John DeNeen, who serves as Chief Financial Officer. The filing does not list any equity holdings or report any transactions or derivative positions for him at this time and references an Exhibit 24 Power of Attorney.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Reported holdings entries: 0 entries

3 metrics

Reported buy transactions 0 transactions BuyCount in the transaction summary for Chief Financial Officer Collins John DeNeen

Reported sell transactions 0 transactions SellCount in the transaction summary for Chief Financial Officer Collins John DeNeen

Reported holdings entries 0 entries Holding entries in the transaction summary; no non-derivative or derivative holdings shown

Key Terms

Form 3, beneficial ownership, Power of Attorney

3 terms

Form 3 regulatory

"reported an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"reported an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Power of Attorney regulatory

"and references an Exhibit 24 Power of Attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does the Form 3 filed for SOUN’s Chief Financial Officer report?

The Form 3 for SOUNDHOUND AI, INC. (SOUN) reports that Chief Financial Officer Collins John DeNeen is a reporting person but does not list any beneficially owned shares or derivative securities and shows no reportable transactions as of the filing.

Does the SOUN Form 3 show any stock transactions by the Chief Financial Officer?

No. The Form 3 for SOUNDHOUND AI, INC. indicates no reported purchases, sales, or other transactions by Chief Financial Officer Collins John DeNeen, with all transaction counts and share amounts shown as zero.

Are any stock or option holdings reported for SOUN’s Chief Financial Officer on this Form 3?

No. The Form 3 shows no non-derivative or derivative holdings for Chief Financial Officer Collins John DeNeen; holding entries and derivative positions are both reported as zero in the summary data.

Does the SOUN Form 3 mention a Rule 10b5-1 trading plan for the Chief Financial Officer?

No. The Form 3 data do not indicate that the reported status involves a Rule 10b5-1 trading plan; the related indicator is not marked, and no footnote describes any such plan.

What additional document is referenced in the SOUN Form 3 for the Chief Financial Officer?

The Form 3 remarks reference “Exhibit 24 - Power of Attorney”, indicating that a Power of Attorney document is associated with Chief Financial Officer Collins John DeNeen’s reporting obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 05:37 PM Accepted by SEC EDGAR 09/09/2026 - 05:36 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Collins John DeNeen

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DR

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2026

3. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s /Warren Heit, attorney-in-fact for Collins John DeNeen	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)