SoundHound AI director granted 4,000 stock units

Amended Form 4 for SOUN director Eric R. Ball corrects the grant date on a 4,000‑unit restricted stock award that now brings his direct holdings to 153,500 shares.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) director Eric R. Ball reported an amended Form 4 for an equity award. On July 30, 2026, he received a grant of 4,000 restricted stock units of Class A Common Stock under the company’s 2022 Incentive Award Plan, vesting in four equal quarterly installments. Following this grant, he directly holds 153,500 shares of Class A Common Stock. The amendment corrects the previously reported grant date from July 31, 2026, to July 30, 2026, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 4,000 shares

Grant/Award 1 txn

Insider Ball Eric R.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	4,000	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 153,500 shares (Direct)

Footnotes (2)

1. F1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.
2. F2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Key Figures

Restricted stock units granted: 4,000 units Shares held after transaction: 153,500 shares Vesting schedule: 4 equal quarterly installments +1 more

4 metrics

Restricted stock units granted 4,000 units Grant of restricted stock units on July 30, 2026 to director Eric R. Ball

Shares held after transaction 153,500 shares Direct holdings of Class A Common Stock following the July 30, 2026 grant

Vesting schedule 4 equal quarterly installments Restricted stock units vest in four equal quarterly installments

Grant date corrected July 30, 2026 Amendment corrects previously reported date of July 31, 2026

Key Terms

restricted stock units, 2022 Incentive Award Plan, Form 4/A

3 terms

restricted stock units financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2022 Incentive Award Plan financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Form 4/A regulatory

"This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SOUN director Eric R. Ball report in this amended Form 4?

He reported an amended equity award showing a grant of 4,000 restricted stock units of SoundHound AI, Inc. Class A Common Stock on July 30, 2026, under the company’s 2022 Incentive Award Plan, vesting in four equal quarterly installments.

How many SOUN shares does Eric R. Ball hold after this reported grant?

After the reported grant, Eric R. Ball directly holds 153,500 shares of SoundHound AI, Inc. Class A Common Stock, as stated in the amended Form 4/A.

What change does this Form 4/A make compared with the original filing for SOUN?

The amendment corrects the grant date of the restricted stock units from July 31, 2026, to July 30, 2026. All other terms of the 4,000-unit restricted stock unit grant remain as previously reported.

Under what plan were the 4,000 SOUN restricted stock units granted to Eric R. Ball?

The 4,000 restricted stock units were granted under the SoundHound AI, Inc. 2022 Incentive Award Plan, according to the footnotes in the Form 4/A.

How do the 4,000 SOUN restricted stock units vest for Eric R. Ball?

The 4,000 restricted stock units vest in four equal quarterly installments, as disclosed in the footnote to the Form 4/A for SoundHound AI, Inc.

Was Eric R. Ball’s SOUN equity grant made under a Rule 10b5-1 plan?

No. The Form 4/A indicates no Rule 10b5-1 trading plan for this transaction; the document-level checkbox is not marked as being under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:18 PM Accepted by SEC EDGAR 09/17/2026 - 05:18 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ball Eric R.

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/30/2026(1)		A		4,000(2)	A	$0.00	153,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.

2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Remarks:

	/s /Warren Heit, attorney-in-fact for Ball Eric R.	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)