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SoundHound AI (SOUN) grants 4,000 RSUs to director Eric R. Ball

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Eric R. reported acquisition or exercise transactions in this Form 4 filing.

SoundHound AI, Inc. director Eric R. Ball reported an equity award of 4,000 restricted stock units of Class A Common Stock on 2026-07-31 under the company’s 2022 Incentive Award Plan. These units vest in four equal quarterly installments. Following this grant, he directly holds 153,500 shares.

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Insider Ball Eric R.
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 4,000 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 153,500 shares (Direct)
Footnotes (1)
  1. F1. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.
RSUs Granted 4,000 shares Restricted stock units of Class A Common Stock granted to director on 2026-07-31
Grant Price 0.0000 per share Reported transaction price per share for the RSU grant
Post-Grant Holdings 153,500 shares Direct Class A Common Stock holdings following the reported transaction
Vesting Installments 4 quarterly installments Restricted stock units vest in four equal quarterly installments
Equity Plan Year 2022 Grant made under the SoundHound AI, Inc. 2022 Incentive Award Plan
restricted stock units financial
"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Incentive Award Plan financial
"grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan"
An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.
Class A Common Stock financial
"security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SoundHound AI (SOUN) director Eric R. Ball report?

Director Eric R. Ball reported an equity award of 4,000 restricted stock units of SoundHound AI, Inc. Class A Common Stock. The grant was made under the company’s 2022 Incentive Award Plan and is structured to vest over time in quarterly installments.

How many SoundHound AI (SOUN) shares were granted to Eric R. Ball and at what price?

Eric R. Ball was granted 4,000 restricted stock units of Class A Common Stock at a reported price of 0.0000 per share. This reflects a typical equity award structure rather than a market purchase, as indicated by the grant code and footnote description.

What is the vesting schedule for Eric R. Ball’s 4,000 SoundHound AI (SOUN) RSUs?

The 4,000 restricted stock units granted to Eric R. Ball vest in four equal quarterly installments. This means the award will become fully vested over a one-year period, with one-quarter of the RSUs vesting at each quarterly vesting date.

How many SoundHound AI (SOUN) shares does Eric R. Ball hold after this award?

After the reported award, Eric R. Ball directly holds 153,500 shares of SoundHound AI, Inc. Class A Common Stock. This post-transaction figure includes the effect of the newly granted restricted stock units as reflected in the Form 4 filing data.

Under which plan were Eric R. Ball’s SoundHound AI (SOUN) RSUs granted?

The 4,000 restricted stock units granted to Eric R. Ball were issued under the SoundHound AI, Inc. 2022 Incentive Award Plan. This plan provides for equity-based awards such as RSUs to directors and other eligible participants of the company.

What type of security was involved in Eric R. Ball’s SoundHound AI (SOUN) Form 4 filing?

The filing reports Class A Common Stock of SoundHound AI, Inc., delivered in the form of restricted stock units. These RSUs convert into shares as they vest according to the four-quarter vesting schedule described in the award footnote.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ball Eric R.

(Last)(First)(Middle)
C/O SOUNDHOUND AI, INC.
5400 BETSY ROSS DRIVE

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/31/2026A4,000(1)A$0.00153,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.
Remarks:
/s /Warren Heit, attorney-in-fact for Ball Eric R.08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)