SoundHound CEO awarded 1.5M RSUs, 375K PSUs

CEO and major holder Keyvan Mohajer received time‑based RSUs and performance‑based PSUs, and the filing corrects their grant date.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

SOUNDHOUND AI, INC. reported that CEO, director and ten percent owner Keyvan Mohajer received two equity awards of Class A Common Stock effective July 30, 2026, and this Form 4/A corrects the previously reported grant date. The awards comprise 1,500,000 restricted stock units vesting in 36 equal monthly installments and 375,000 Performance Stock Units, which may convert into shares if stock-price performance conditions are met by July 30, 2029. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 1,875,000 shares

Grant/Award 2 txns

Insider MOHAJER KEYVAN

Role CEO

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	1,500,000	$0.00	$0.00
Grant/Award	Class A Common Stock F1, F3	375,000	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 3,822,237 shares (Direct)

Footnotes (3)

1. F1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.
2. F2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.
3. F3. Represents a grant of Performance Stock Units ("PSUs") under the SoundHound AI, Inc. 2022 Incentive Award Plan. Each PSU represents a contingent right to receive one share of Class A Common Stock. The PSUs will satisfy the performance-based vesting condition if the closing sales price of the Company's Common Stock reaches certain levels during the performance window ending July 30, 2029.

Key Figures

Restricted stock units granted: 1,500,000 shares Performance Stock Units granted: 375,000 shares RSU vesting period: 36 months +2 more

5 metrics

Restricted stock units granted 1,500,000 shares Grant of RSUs to CEO Keyvan Mohajer on July 30, 2026

Performance Stock Units granted 375,000 shares Grant of PSUs to CEO Keyvan Mohajer on July 30, 2026

RSU vesting period 36 months RSUs vest in 36 equal monthly installments

PSU performance window end date July 30, 2029 Performance window for PSU stock-price conditions

Grant date corrected July 30, 2026 Amendment corrects prior grant date previously reported as July 31, 2026

Key Terms

restricted stock units, Performance Stock Units ("PSUs"), contingent right, performance-based vesting condition, +1 more

5 terms

restricted stock units financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Units ("PSUs") financial

"Represents a grant of Performance Stock Units ("PSUs") under the SoundHound AI, Inc. 2022 Incentive Award Plan."

contingent right financial

"Each PSU represents a contingent right to receive one share of Class A Common Stock."

performance-based vesting condition financial

"The PSUs will satisfy the performance-based vesting condition if the closing sales price..."

performance window financial

"reaches certain levels during the performance window ending July 30, 2029."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity grants did SOUN CEO Keyvan Mohajer report in this Form 4/A?

The CEO reported two equity awards on July 30, 2026: 1,500,000 restricted stock units vesting over 36 months and 375,000 Performance Stock Units, each PSU representing a contingent right to receive one share of Class A Common Stock if performance conditions are met.

Why is this SOUN filing labeled Form 4/A (amendment)?

It amends a Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units and Performance Stock Units from July 31, 2026, to July 30, 2026. No other terms of the reported awards are changed.

How do the 1,500,000 SOUN restricted stock units for the CEO vest?

The 1,500,000 restricted stock units granted under the SoundHound AI, Inc. 2022 Incentive Award Plan vest in 36 equal monthly installments. Each vested unit represents a right to receive one share of Class A Common Stock, subject to the plan’s terms.

What are the performance conditions for the 375,000 SOUN Performance Stock Units?

The 375,000 Performance Stock Units vest based on stock performance. Their performance-based vesting condition is satisfied if the closing sales price of the company’s common stock reaches specified levels during a performance window ending on July 30, 2029.

Are these SOUN insider equity awards part of a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and the footnotes do not state that these awards were granted under a Rule 10b5-1 trading plan, indicating no Rule 10b5-1 plan is reported for these transactions.

What role does Keyvan Mohajer hold at SOUN according to this filing?

Keyvan Mohajer is identified as CEO, a director, and a ten percent owner of SOUNDHOUND AI, INC. in this Form 4/A, indicating both an executive management role and significant ownership position in the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:20 PM Accepted by SEC EDGAR 09/17/2026 - 05:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MOHAJER KEYVAN

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/30/2026(1)		A		1,500,000(2)	A	$0.00	3,447,237	D
Class A Common Stock	07/30/2026(1)		A		375,000(3)	A	$0.00	3,822,237	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.

2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.

3. Represents a grant of Performance Stock Units ("PSUs") under the SoundHound AI, Inc. 2022 Incentive Award Plan. Each PSU represents a contingent right to receive one share of Class A Common Stock. The PSUs will satisfy the performance-based vesting condition if the closing sales price of the Company's Common Stock reaches certain levels during the performance window ending July 30, 2029.

Remarks:

	/s /Warren Heit, attorney-in-fact for MOHAJER KEYVAN	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)