[Form 4] SoundHound AI, Inc. Insider Trading Activity

Rhea-AI Filing Summary

SoundHound AI Chief Product Officer and Director James Ming Hom reported multiple transactions on June 20, 2025:

• Acquisition: Received 80,000 shares of Class A Common Stock at $0.00 from vested Performance Stock Units (PSUs) granted in August 2022
• Disposals: - Sold 38,833 shares at $9.3559 for tax obligations from PSU vesting - Sold 40,697 shares at $9.3559 for tax obligations from RSU vesting
• Final Position: Following these transactions, Hom directly owns 637,560 shares of Class A Common Stock

The sales were specifically executed to cover tax withholding obligations related to the vesting of both PSUs and RSUs granted between August 2022 and August 2024. The PSU vesting was triggered by achieving certain performance criteria.

Positive

• Chief Product Officer James Ming Hom received 80,000 shares from vested Performance Stock Units (PSUs), indicating achievement of performance targets
• After all transactions, the insider still maintains a significant position of 637,560 shares, showing continued alignment with shareholders

Negative

• The insider sold a total of 79,530 shares (38,833 + 40,697) at $9.3559 per share, though these sales were primarily for tax obligations
• The sales represent approximately 11% of the insider's holdings prior to the transactions

Insights

Insider Transaction Analyst

James Ming Hom's Form 4 filing reveals a neutral pattern typical of executive compensation events rather than discretionary trading. The Chief Product Officer received 80,000 shares from Performance Stock Units (PSUs) vesting after achieving specific performance criteria, originally granted in August 2022. Both subsequent sales (38,833 and 40,697 shares) were specifically executed to satisfy tax withholding obligations at $9.3559 per share - not representing discretionary selling decisions.

After these transactions, Hom still maintains a substantial position of 637,560 shares, suggesting continued alignment with shareholders. This represents approximately a 48% retention rate from this vesting event, which is typical when executives need to cover tax obligations on vested equity.

Notably, these PSUs vested based on performance criteria achievement, indicating the company has met certain predetermined targets - a positive signal for operational execution. The absence of any discretionary selling beyond tax obligations suggests the executive maintains confidence in SOUN's future prospects despite the stock's volatility in the AI sector.

Equity Compensation Specialist

This filing demonstrates SoundHound AI's utilization of a sophisticated executive compensation structure that aligns leadership incentives with company performance. The vesting of 80,000 PSU shares for James Hom indicates the company has achieved specific performance targets established in 2022, which is particularly significant in the competitive AI landscape.

The equity award mix reveals a balanced approach, with PSUs comprising a substantial portion of Hom's compensation, complemented by RSUs granted across multiple dates (August 2022, September 2022, August 2023, and August 2024). This staggered vesting schedule promotes long-term retention while the performance conditions incentivize specific business outcomes.

At approximately $9.36 per share, the value of this vesting event represents roughly $748,472, with about $744,000 retained after tax withholding sales. The company's use of automatic share withholding (rather than cash payment for taxes) is standard practice that helps executives maintain compliance without needing to find additional capital for tax obligations. Overall, this compensation structure appears well-designed to retain key AI talent while aligning with shareholder interests.

AI Industry Investment Strategist

This Form 4 provides valuable insights beyond the mere transaction details. The vesting of performance-based stock units for SoundHound's Chief Product Officer signals that specific business metrics have been achieved, which is particularly noteworthy in the rapidly evolving AI voice recognition space where SoundHound operates.

At the current share price of approximately $9.36, the market is valuing SoundHound more optimistically than in previous years, potentially reflecting improvements in commercial traction. The company has been expanding its conversational AI platform across automotive, restaurant, and smart device verticals, and this PSU vesting may correlate with success in these initiatives.

Despite competitive pressures from larger players like Microsoft, Google, and Amazon in the voice AI space, the retention of a significant equity position by the CPO (637,560 shares following these transactions) suggests internal confidence in SoundHound's differentiated technology and market position. Investors should view this as a moderately positive indicator for SoundHound's competitive execution, though it's important to monitor whether other executives meet similar performance thresholds in their equity compensation.

Corporate Tax Compliance Expert

This Form 4 filing demonstrates standard tax compliance procedures for equity compensation. James Hom's tax withholding sales totaling 79,530 shares (approximately 99.4% of the newly vested 80,000 shares) suggests a combined federal and state tax withholding rate approaching 50%, which aligns with expectations for a California-based executive with substantial income.

The distinction between the two separate withholding transactions (38,833 shares for PSU-related taxes and 40,697 shares for RSU-related taxes) indicates proper segregation of tax obligations across different equity award types, which is essential for accurate tax reporting and compliance. This structured approach suggests robust internal controls around executive compensation tax matters.

The immediate execution of the tax withholding sales on the same day as vesting (June 20, 2025) represents best practice compliance, eliminating exposure to market fluctuations between vesting and tax settlement. Additionally, the attorney-in-fact signature on the filing indicates proper delegation of SEC reporting responsibilities, further suggesting strong compliance processes. Overall, this filing reveals no tax-related red flags and demonstrates standard protocols for handling executive equity compensation tax obligations.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOM JAMES MING

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CA 95054

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Product Officer

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/20/2025		A		80,000(1)	A	$0.00	717,090	D
Class A Common Stock	06/20/2025		S		38,833(2)	D	$9.3559	678,257	D
Class A Common Stock	06/20/2025		S		40,697(3)	D	$9.3559	637,560	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares of common stock issued upon the vesting of certain Performance Stock Units ("PSUs") originally granted on August 4, 2022, the vesting of which was subject to the achievement of certain performance criteria. A portion of the PSUs has vested as a result of the achievement of the applicable performance criteria.

2. The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units granted to the reporting person on August 4, 2022.

3. The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Remarks:

	/s /Warren Heit, attorney-in-fact for HOM JAMES MING	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many SOUN shares did James Hom acquire on June 20, 2025?

James Hom acquired 80,000 shares of Class A Common Stock on June 20, 2025 through the vesting of Performance Stock Units (PSUs) that were originally granted on August 4, 2022.

What is James Hom's position at SOUN?

James Hom serves as both a Director and Chief Product Officer at SoundHound AI, Inc. (SOUN).

How many SOUN shares did James Hom sell on June 20, 2025?

James Hom sold a total of 79,530 shares on June 20, 2025, consisting of 38,833 shares and 40,697 shares in two separate transactions, both at a price of $9.3559 per share.

What was the purpose of James Hom's SOUN stock sales?

The sales were made to satisfy tax withholding obligations related to the vesting of performance stock units and restricted stock units that were granted on various dates including August 4, 2022, September 7, 2022, August 3, 2023, and August 1, 2024.

How many SOUN shares does James Hom own after these transactions?

Following these transactions, James Hom directly owns 637,560 shares of SOUN Class A Common Stock.