SoundHound AI (SOUN) awards 4,000 RSUs to board director Diana Sroka

Rhea-AI Filing Summary

SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. reported that director Diana Sroka received an equity compensation grant of 4,000 restricted stock units of Class A Common Stock on July 31, 2026, at a stated price of $0.0000 per share. The award was granted under the SoundHound AI, Inc. 2022 Incentive Award Plan and will vest in four equal quarterly installments, providing time-based alignment with ongoing board service. Following this grant, Sroka directly holds 174,614 shares of Class A Common Stock.

Insider Trade Summary

Net Buyer: 4,000 shares

Net Buy 1 txn

Insider SROKA DIANA

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1	4,000	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 174,614 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Key Figures

RSUs granted: 4,000 shares of Class A Common Stock Grant price: $0.0000 per share Shares after transaction: 174,614 shares +1 more

4 metrics

RSUs granted 4,000 shares of Class A Common Stock Grant of restricted stock units to director on July 31, 2026

Grant price $0.0000 per share Stated price for the RSU award to the director

Shares after transaction 174,614 shares Director’s direct Class A Common Stock holdings following the grant

Vesting schedule installments 4 quarterly installments Restricted stock units vest in four equal quarterly installments

Key Terms

restricted stock units, 2022 Incentive Award Plan, Class A Common Stock

3 terms

restricted stock units financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2022 Incentive Award Plan financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Class A Common Stock financial

"Security title reported as Class A Common Stock for the director’s holdings and RSU grant."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 07:46 PM Accepted by SEC EDGAR 08/03/2026 - 07:45 PM Learn about SEC filing dates

FAQ

What insider transaction did SOUNDHOUND AI (SOUN) disclose for director Diana Sroka?

SOUNDHOUND AI (SOUN) disclosed that director Diana Sroka was granted 4,000 restricted stock units of Class A Common Stock. The RSUs were issued as equity compensation at a stated price of $0.0000 per share under the company’s 2022 Incentive Award Plan.

How many SoundHound AI (SOUN) shares does Diana Sroka hold after the latest grant?

After the reported grant, Diana Sroka directly holds 174,614 shares of SoundHound AI Class A Common Stock. This figure includes the impact of the new 4,000 restricted stock units awarded on July 31, 2026, as reported in the Form 4.

What are the vesting terms of the 4,000 RSUs granted by SOUNDHOUND AI (SOUN)?

The 4,000 restricted stock units granted to Diana Sroka vest in four equal quarterly installments. This means the award will become fully vested over four quarters, aligning the director’s compensation with continued service over that period.

Was the SoundHound AI (SOUN) RSU grant to Diana Sroka made under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not checked, so the grant is not affirmed as made under a Rule 10b5-1 trading plan. It is reported simply as a compensation-related equity award.

What type of security was granted to the SoundHound AI (SOUN) director in this Form 4?

The transaction reports an award of restricted stock units that settle in Class A Common Stock of SoundHound AI. These RSUs were granted under the 2022 Incentive Award Plan and vest quarterly, rather than being purchased in the open market.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SROKA DIANA

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/31/2026		A		4,000(1)	A	$0.00	174,614	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Remarks:

	/s /Warren Heit, attorney-in-fact for SROKA DIANA	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)