SoundHound director granted 4,000 RSUs

Amended Form 4 corrects the grant date for a 4,000-unit RSU award to a SoundHound AI director.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

SOUNDHOUND AI, INC. (symbol: SOUN) is the issuer of record for a Form 4/A filing submitted to the SEC. SROKA DIANA reported acquisition or exercise transactions in this Form 4 filing.

SOUNDHOUND AI, INC. (SOUN) reports that director Diana Sroka received a grant of 4,000 restricted stock units of Class A Common Stock under the SoundHound AI, Inc. 2022 Incentive Award Plan. This amended report corrects the grant date to July 30, 2026.

The restricted stock units vest in four equal quarterly installments, and following this award Sroka is reported to hold 174,614 shares of Class A Common Stock directly.

Insider Trade Summary

Grant/Award: 4,000 shares

Grant/Award 1 txn

Insider SROKA DIANA

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	4,000	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 174,614 shares (Direct)

Footnotes (2)

1. F1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.
2. F2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Key Figures

Restricted stock units granted: 4,000 units Transaction price per share: $0.0000 Total shares held after transaction: 174,614 shares +2 more

5 metrics

Restricted stock units granted 4,000 units Equity grant to director under 2022 Incentive Award Plan

Transaction price per share $0.0000 Reported for the RSU grant on July 30, 2026

Total shares held after transaction 174,614 shares Director’s direct holdings of Class A Common Stock after award

Vesting installments 4 quarterly installments RSUs vest in four equal quarterly installments

Original Form 4 filing date referenced August 3, 2026 Date of the Form 4 that this Form 4/A amends

Key Terms

restricted stock units, Incentive Award Plan, Form 4/A

3 terms

restricted stock units financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Incentive Award Plan financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.

Form 4/A regulatory

"This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SOUN disclose for director Diana Sroka?

SOUNDHOUND AI, INC. disclosed that director Diana Sroka received a grant of 4,000 restricted stock units of Class A Common Stock under the company’s 2022 Incentive Award Plan, with the grant date corrected to July 30, 2026 in this amended Form 4.

How many SOUN shares does Diana Sroka hold after this RSU grant?

After the reported grant, Diana Sroka is shown as directly holding 174,614 shares of SoundHound AI, Inc. Class A Common Stock. This total reflects her position following the acquisition of the 4,000 restricted stock units reported in the filing.

What is the vesting schedule for Diana Sroka’s 4,000 SOUN RSUs?

The 4,000 restricted stock units granted to Diana Sroka vest in four equal quarterly installments. Each quarter, one-quarter of the RSUs is scheduled to vest, subject to the terms of the SoundHound AI, Inc. 2022 Incentive Award Plan.

Did Diana Sroka pay anything per share for the SOUN RSU grant?

No cash price per share is reported for the award. The filing lists a transaction price per share of $0.0000, consistent with a grant of restricted stock units provided as equity compensation rather than a market purchase.

What change does this Form 4/A make compared with the prior SOUN Form 4?

The amended filing states it corrects the grant date of the restricted stock units from July 31, 2026 to July 30, 2026. All other details of the 4,000-unit RSU grant remain the same according to the description provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:18 PM Accepted by SEC EDGAR 09/17/2026 - 05:18 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SROKA DIANA

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/30/2026(1)		A		4,000(2)	A	$0.00	174,614	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 filed on August 3, 2026, solely to correct the grant date of the restricted stock units reported herein from July 31, 2026, to July 30, 2026.

2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in four equal quarterly installments.

Remarks:

	/s /Warren Heit, attorney-in-fact for SROKA DIANA	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)