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[Form 3] Sow Good Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Sow Good Inc. (SOWG) – Form 3 filing overview: Newly appointed Chief Financial Officer Donna Lee Guy has filed an Initial Statement of Beneficial Ownership with the SEC dated 06/18/2025, disclosing her equity incentives in the company.

Equity position: Guy currently holds no direct or indirect common shares. Her only reported interest is a stock-option grant for 7,500 common shares at an exercise price of $0.77 per share.

Vesting terms: The option vests 60% on the third anniversary of the 06/05/2025 grant date and 20% on each of the fourth and fifth anniversaries, contingent upon continued employment.

Implications: This routine disclosure establishes Guy’s initial ownership baseline under Section 16(a). The option size is modest and does not materially alter insider ownership levels or capital structure. No other transactions, share purchases, or sales were reported.

Sow Good Inc. (SOWG) – Panoramica della presentazione del Modulo 3: La nuova Chief Financial Officer, Donna Lee Guy, ha presentato una Dichiarazione Iniziale di Proprietà Beneficiaria alla SEC in data 18/06/2025, rivelando i suoi incentivi azionari nella società.

Posizione azionaria: Attualmente, Guy non detiene azioni ordinarie dirette o indirette. Il suo unico interesse segnalato è una concessione di opzioni su azioni per 7.500 azioni ordinarie con un prezzo di esercizio di 0,77 $ per azione.

Termini di maturazione: L’opzione matura per il 60% al terzo anniversario della data di concessione del 05/06/2025 e per il 20% rispettivamente al quarto e quinto anniversario, subordinatamente alla permanenza in servizio.

Implicazioni: Questa comunicazione di routine stabilisce il punto di partenza della proprietà di Guy ai sensi della Sezione 16(a). La dimensione dell’opzione è modesta e non modifica in modo significativo i livelli di proprietà degli insider né la struttura del capitale. Non sono state riportate altre transazioni, acquisti o vendite di azioni.

Sow Good Inc. (SOWG) – Resumen de la presentación del Formulario 3: La nueva Directora Financiera, Donna Lee Guy, ha presentado una Declaración Inicial de Propiedad Beneficiaria ante la SEC con fecha 18/06/2025, revelando sus incentivos accionarios en la empresa.

Posición accionaria: Actualmente, Guy no posee acciones ordinarias directas o indirectas. Su único interés reportado es una concesión de opciones sobre 7,500 acciones ordinarias con un precio de ejercicio de $0.77 por acción.

Términos de adquisición: La opción se adquiere en un 60% al tercer aniversario de la fecha de concesión del 05/06/2025 y un 20% en cada uno de los aniversarios cuarto y quinto, condicionado a la continuidad en el empleo.

Implicaciones: Esta divulgación rutinaria establece la línea base inicial de propiedad de Guy bajo la Sección 16(a). El tamaño de la opción es modesto y no altera materialmente los niveles de propiedad interna ni la estructura de capital. No se reportaron otras transacciones, compras o ventas de acciones.

Sow Good Inc. (SOWG) – Form 3 제출 개요: 새로 임명된 최고재무책임자 Donna Lee Guy는 2025년 6월 18일자로 SEC에 최초 소유권 신고서를 제출하여 회사 내 주식 인센티브를 공개했습니다.

지분 현황: Guy는 현재 직접 또는 간접 보통주를 보유하고 있지 않습니다. 그녀가 보고한 유일한 관심사는 주당 행사 가격이 0.77달러인 7,500주 보통주 스톡옵션 부여입니다.

베스팅 조건: 이 옵션은 2025년 6월 5일 부여일로부터 3주년 때 60%가 베스팅되며, 4주년과 5주년 때 각각 20%씩 베스팅되며 계속 고용 상태여야 합니다.

의미: 이 일상적인 공시는 Section 16(a) 하에서 Guy의 초기 소유 기준선을 설정합니다. 옵션 규모는 적당하며 내부자 소유 수준이나 자본 구조에 실질적인 변화를 주지 않습니다. 다른 거래, 주식 매수 또는 매도는 보고되지 않았습니다.

Sow Good Inc. (SOWG) – Aperçu du dépôt du formulaire 3 : Donna Lee Guy, nouvelle Directrice Financière, a déposé une Déclaration Initiale de Détention Bénéficiaire auprès de la SEC datée du 18/06/2025, divulguant ses incitations en actions dans la société.

Position en actions : Guy ne détient actuellement aucune action ordinaire directe ou indirecte. Son seul intérêt déclaré est une attribution d’options d’achat portant sur 7 500 actions ordinaires au prix d’exercice de 0,77 $ par action.

Conditions d’acquisition : L’option s’acquiert à hauteur de 60 % au troisième anniversaire de la date d’attribution du 05/06/2025, puis à 20 % aux quatrième et cinquième anniversaires, sous réserve de la poursuite de l’emploi.

Implications : Cette divulgation de routine établit la base initiale de propriété de Guy selon la Section 16(a). La taille de l’option est modeste et ne modifie pas de manière significative les niveaux de propriété des initiés ni la structure du capital. Aucune autre transaction, achat ou vente d’actions n’a été signalée.

Sow Good Inc. (SOWG) – Übersicht der Form 3-Einreichung: Die neu ernannte Chief Financial Officer Donna Lee Guy hat am 18.06.2025 eine Erstmeldung zum wirtschaftlichen Eigentum bei der SEC eingereicht und ihre Aktienanreize im Unternehmen offengelegt.

Aktienposition: Guy hält derzeit keine direkten oder indirekten Stammaktien. Ihr einzig gemeldetes Interesse ist eine Aktienoptionszuteilung über 7.500 Stammaktien mit einem Ausübungspreis von 0,77 $ pro Aktie.

Vesting-Bedingungen: Die Option wird zu 60 % am dritten Jahrestag des Zuteilungsdatums 05.06.2025 und jeweils zu 20 % an den vierten und fünften Jahrestagen fällig, vorbehaltlich einer fortgesetzten Anstellung.

Auswirkungen: Diese routinemäßige Offenlegung legt die anfängliche Eigentumsbasis von Guy gemäß Abschnitt 16(a) fest. Die Optionsgröße ist moderat und verändert die Insider-Besitzverhältnisse oder die Kapitalstruktur nicht wesentlich. Weitere Transaktionen, Aktienkäufe oder -verkäufe wurden nicht gemeldet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 3—CFO discloses 7,500 options; no immediate share ownership impact.

The filing is an obligatory Form 3 that records Donna Lee Guy’s initial beneficial ownership upon becoming CFO. With zero common shares and only 7,500 options priced at $0.77, the stake is immaterial relative to Sow Good’s total shares outstanding. The five-year vesting schedule aligns incentives but offers no near-term dilution or signaling effect. Because there are no purchases, sales, or large grants, the market impact should be neutral. Investors will primarily note that required compliance steps have been taken.

Sow Good Inc. (SOWG) – Panoramica della presentazione del Modulo 3: La nuova Chief Financial Officer, Donna Lee Guy, ha presentato una Dichiarazione Iniziale di Proprietà Beneficiaria alla SEC in data 18/06/2025, rivelando i suoi incentivi azionari nella società.

Posizione azionaria: Attualmente, Guy non detiene azioni ordinarie dirette o indirette. Il suo unico interesse segnalato è una concessione di opzioni su azioni per 7.500 azioni ordinarie con un prezzo di esercizio di 0,77 $ per azione.

Termini di maturazione: L’opzione matura per il 60% al terzo anniversario della data di concessione del 05/06/2025 e per il 20% rispettivamente al quarto e quinto anniversario, subordinatamente alla permanenza in servizio.

Implicazioni: Questa comunicazione di routine stabilisce il punto di partenza della proprietà di Guy ai sensi della Sezione 16(a). La dimensione dell’opzione è modesta e non modifica in modo significativo i livelli di proprietà degli insider né la struttura del capitale. Non sono state riportate altre transazioni, acquisti o vendite di azioni.

Sow Good Inc. (SOWG) – Resumen de la presentación del Formulario 3: La nueva Directora Financiera, Donna Lee Guy, ha presentado una Declaración Inicial de Propiedad Beneficiaria ante la SEC con fecha 18/06/2025, revelando sus incentivos accionarios en la empresa.

Posición accionaria: Actualmente, Guy no posee acciones ordinarias directas o indirectas. Su único interés reportado es una concesión de opciones sobre 7,500 acciones ordinarias con un precio de ejercicio de $0.77 por acción.

Términos de adquisición: La opción se adquiere en un 60% al tercer aniversario de la fecha de concesión del 05/06/2025 y un 20% en cada uno de los aniversarios cuarto y quinto, condicionado a la continuidad en el empleo.

Implicaciones: Esta divulgación rutinaria establece la línea base inicial de propiedad de Guy bajo la Sección 16(a). El tamaño de la opción es modesto y no altera materialmente los niveles de propiedad interna ni la estructura de capital. No se reportaron otras transacciones, compras o ventas de acciones.

Sow Good Inc. (SOWG) – Form 3 제출 개요: 새로 임명된 최고재무책임자 Donna Lee Guy는 2025년 6월 18일자로 SEC에 최초 소유권 신고서를 제출하여 회사 내 주식 인센티브를 공개했습니다.

지분 현황: Guy는 현재 직접 또는 간접 보통주를 보유하고 있지 않습니다. 그녀가 보고한 유일한 관심사는 주당 행사 가격이 0.77달러인 7,500주 보통주 스톡옵션 부여입니다.

베스팅 조건: 이 옵션은 2025년 6월 5일 부여일로부터 3주년 때 60%가 베스팅되며, 4주년과 5주년 때 각각 20%씩 베스팅되며 계속 고용 상태여야 합니다.

의미: 이 일상적인 공시는 Section 16(a) 하에서 Guy의 초기 소유 기준선을 설정합니다. 옵션 규모는 적당하며 내부자 소유 수준이나 자본 구조에 실질적인 변화를 주지 않습니다. 다른 거래, 주식 매수 또는 매도는 보고되지 않았습니다.

Sow Good Inc. (SOWG) – Aperçu du dépôt du formulaire 3 : Donna Lee Guy, nouvelle Directrice Financière, a déposé une Déclaration Initiale de Détention Bénéficiaire auprès de la SEC datée du 18/06/2025, divulguant ses incitations en actions dans la société.

Position en actions : Guy ne détient actuellement aucune action ordinaire directe ou indirecte. Son seul intérêt déclaré est une attribution d’options d’achat portant sur 7 500 actions ordinaires au prix d’exercice de 0,77 $ par action.

Conditions d’acquisition : L’option s’acquiert à hauteur de 60 % au troisième anniversaire de la date d’attribution du 05/06/2025, puis à 20 % aux quatrième et cinquième anniversaires, sous réserve de la poursuite de l’emploi.

Implications : Cette divulgation de routine établit la base initiale de propriété de Guy selon la Section 16(a). La taille de l’option est modeste et ne modifie pas de manière significative les niveaux de propriété des initiés ni la structure du capital. Aucune autre transaction, achat ou vente d’actions n’a été signalée.

Sow Good Inc. (SOWG) – Übersicht der Form 3-Einreichung: Die neu ernannte Chief Financial Officer Donna Lee Guy hat am 18.06.2025 eine Erstmeldung zum wirtschaftlichen Eigentum bei der SEC eingereicht und ihre Aktienanreize im Unternehmen offengelegt.

Aktienposition: Guy hält derzeit keine direkten oder indirekten Stammaktien. Ihr einzig gemeldetes Interesse ist eine Aktienoptionszuteilung über 7.500 Stammaktien mit einem Ausübungspreis von 0,77 $ pro Aktie.

Vesting-Bedingungen: Die Option wird zu 60 % am dritten Jahrestag des Zuteilungsdatums 05.06.2025 und jeweils zu 20 % an den vierten und fünften Jahrestagen fällig, vorbehaltlich einer fortgesetzten Anstellung.

Auswirkungen: Diese routinemäßige Offenlegung legt die anfängliche Eigentumsbasis von Guy gemäß Abschnitt 16(a) fest. Die Optionsgröße ist moderat und verändert die Insider-Besitzverhältnisse oder die Kapitalstruktur nicht wesentlich. Weitere Transaktionen, Aktienkäufe oder -verkäufe wurden nicht gemeldet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Guy Donna Lee

(Last) (First) (Middle)
1440 N. UNION BOWER

(Street)
IRVING TX 75061

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2025
3. Issuer Name and Ticker or Trading Symbol
Sow Good Inc. [ SOWG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) (1) 06/03/2035 Common Stock 7,500 $0.77 D
Explanation of Responses:
1. The option shall vest as follows: 60% shall vest on the third anniversary of the grant date, 20% shall vest on the fourth and fifth anniversary of the grant date, subject to the continued employment with the Company through each applicable vesting date. No shares are beneficially owned.
/s/ Donna Lee Guy 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sow Good (SOWG) disclose in the latest Form 3?

CFO Donna Lee Guy holds 7,500 stock options at $0.77 and no common shares.

How many Sow Good shares does the CFO currently own?

None; the Form 3 reports zero direct or indirect share ownership.

What is the exercise price of the reported options?

$0.77 per share.

When will the options vest for Sow Good's CFO?

60% after three years, then 20% after four and five years from 06/05/2025.

Does the filing indicate any immediate dilution to shareholders?

No; options are unexercised and vest over five years, so no current dilution.
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Packaged Foods
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United States
IRVING