SOWG CFO Reports 7,500 Stock Options in Initial Form 3 Filing

Sow Good Inc. (SOWG) – Form 3 filing overview: Newly appointed Chief Financial Officer Donna Lee Guy has filed an Initial Statement of Beneficial Ownership with the SEC dated 06/18/2025, disclosing her equity incentives in the company.

Accepted by SEC EDGAR 06/18/2025 - 06:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Sow Good Inc. (SOWG) – Form 3 filing overview: Newly appointed Chief Financial Officer Donna Lee Guy has filed an Initial Statement of Beneficial Ownership with the SEC dated 06/18/2025, disclosing her equity incentives in the company.

Equity position: Guy currently holds no direct or indirect common shares. Her only reported interest is a stock-option grant for 7,500 common shares at an exercise price of $0.77 per share.

Vesting terms: The option vests 60% on the third anniversary of the 06/05/2025 grant date and 20% on each of the fourth and fifth anniversaries, contingent upon continued employment.

Implications: This routine disclosure establishes Guy’s initial ownership baseline under Section 16(a). The option size is modest and does not materially alter insider ownership levels or capital structure. No other transactions, share purchases, or sales were reported.

Insights

Financial Analyst

TL;DR: Routine Form 3—CFO discloses 7,500 options; no immediate share ownership impact.

The filing is an obligatory Form 3 that records Donna Lee Guy’s initial beneficial ownership upon becoming CFO. With zero common shares and only 7,500 options priced at $0.77, the stake is immaterial relative to Sow Good’s total shares outstanding. The five-year vesting schedule aligns incentives but offers no near-term dilution or signaling effect. Because there are no purchases, sales, or large grants, the market impact should be neutral. Investors will primarily note that required compliance steps have been taken.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Guy Donna Lee

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Holding	Stock Options (right to buy)	--	--	--

Holdings: Stock Options (right to buy) — 7,500 contracts (Direct)

Footnotes (1)

1. F1. The option shall vest as follows: 60% shall vest on the third anniversary of the grant date, 20% shall vest on the fourth and fifth anniversary of the grant date, subject to the continued employment with the Company through each applicable vesting date. No shares are beneficially owned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Sow Good (SOWG) disclose in the latest Form 3?

CFO Donna Lee Guy holds 7,500 stock options at $0.77 and no common shares.

How many Sow Good shares does the CFO currently own?

None; the Form 3 reports zero direct or indirect share ownership.

What is the exercise price of the reported options?

$0.77 per share.

When will the options vest for Sow Good's CFO?

60% after three years, then 20% after four and five years from 06/05/2025.

Does the filing indicate any immediate dilution to shareholders?

No; options are unexercised and vest over five years, so no current dilution.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Guy Donna Lee

(Last) (First) (Middle)

1440 N. UNION BOWER

(Street)

IRVING TX 75061

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2025

3. Issuer Name and Ticker or Trading Symbol
Sow Good Inc. [ SOWG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (right to buy)	(1)	06/03/2035	Common Stock	7,500	$0.77	D

Explanation of Responses:

1. The option shall vest as follows: 60% shall vest on the third anniversary of the grant date, 20% shall vest on the fourth and fifth anniversary of the grant date, subject to the continued employment with the Company through each applicable vesting date. No shares are beneficially owned.

	/s/ Donna Lee Guy	06/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.