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Spectrum Brands Holdings, Inc. (SPB) director reports 4,602-share grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spectrum Brands Holdings, Inc. director Gautam Patel reported receiving an equity award in the form of restricted stock units that settle in common stock. On 12/12/2025, he acquired 4,602 shares of common stock at a price of $0, reflecting a stock-based compensation grant rather than an open-market purchase.

After this award, Patel beneficially owned 22,141 shares of Spectrum Brands common stock in total, held directly. The restricted stock units are scheduled to vest on October 1, 2026, provided he is serving as a director of the company on that date.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Patel Gautam

(Last) (First) (Middle)
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY

(Street)
MIDDLETON WI 53562

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Spectrum Brands Holdings, Inc. [ SPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 A 4,602(1) A $0 22,141 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2026 if the Reporting Person is a director of the Issuer on such date.
Remarks:
/s/ Laurel McKellips, Attorney-in-fact for Gautam Patel 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Spectrum Brands (SPB) report for director Gautam Patel?

The company reported that director Gautam Patel acquired 4,602 shares of Spectrum Brands Holdings, Inc. common stock on 12/12/2025 through an equity award priced at $0 per share.

How many Spectrum Brands (SPB) shares does Gautam Patel own after this transaction?

Following the reported award, Gautam Patel beneficially owns 22,141 shares of Spectrum Brands common stock, held in direct ownership.

What type of equity award did the Spectrum Brands (SPB) director receive?

The director was granted restricted stock units that are settled in shares of Spectrum Brands common stock, rather than receiving cash or purchasing shares on the open market.

When do Gautam Patel’s restricted stock units in Spectrum Brands (SPB) vest?

The restricted stock units are scheduled to vest on October 1, 2026, if Gautam Patel is serving as a director of Spectrum Brands on that date.

Was the Spectrum Brands (SPB) insider transaction an open-market purchase?

No. The filing shows an acquisition of 4,602 shares at a price of $0, indicating a stock-based compensation award instead of an open-market share purchase.

What is the reporting format of this Spectrum Brands (SPB) insider transaction?

The transaction is reported on a Form 4 filed for one reporting person, reflecting changes in the director’s beneficial ownership of Spectrum Brands common stock.

Spectrum Brands

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