Welcome to our dedicated page for Special Opportunities Fund SEC filings (Ticker: SPE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trying to untangle a closed-end fund’s disclosures can feel harder than valuing its discount to NAV. Special Opportunities Fund’s statements mix portfolio schedules, leverage details, and board actions across dozens of forms—10-K, 10-Q, N-CSR, even surprise 8-Ks. That volume leaves many analysts asking, “Where’s the one chart that explains risk?”
Stock Titan delivers the answer. Our AI parses every new submission the moment it hits EDGAR, from a Special Opportunities Fund quarterly earnings report 10-Q filing to an unexpected Special Opportunities Fund 8-K material events explained. Interactive summaries highlight shifts in top holdings, changes to leverage ratios, and footnotes that move the NAV. Need ownership intel? Track Special Opportunities Fund insider trading Form 4 transactions and receive alerts for Special Opportunities Fund Form 4 insider transactions real-time, complete with plain-English context.
Stop hunting through PDFs: our coverage spans every form investors ask about—
- Special Opportunities Fund annual report 10-K simplified for full-year strategy and fee data
- Special Opportunities Fund proxy statement executive compensation to see how directors are paid
- Special Opportunities Fund earnings report filing analysis that ties portfolio results to market moves
Focus Partners Wealth has filed a Schedule 13G reporting a significant passive ownership position in Special Opportunities Fund, Inc. It reports beneficial ownership of 1,377,246 shares of common stock, representing 12.96% of the outstanding class.
The firm has sole power to vote and dispose of all 1,377,246 shares and no shared voting or dispositive power. It certifies that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
Focus Partners Wealth reported a large ownership position in the 2.75% Convertible Preferred C shares of Special Opportunities Fund, Inc. The firm disclosed beneficial ownership of 1,147,665 preferred shares, representing 48% of that class.
Focus Partners Wealth, a Missouri investment adviser, reported sole voting and sole dispositive power over all of these shares, with no shared authority. It states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
Special Opportunities Fund, Inc. insider activity shows a sale of common stock by a company leader. On 12/30/2025, a reporting person who serves as both director and president of the fund sold 4,098 shares of common stock at a weighted average price of $14.6571 per share, with individual trade prices ranging from $14.61 to $14.68. After this sale, the insider directly owned 6,064 shares of common stock. Additional holdings included 4,880 shares held by the insider’s spouse and 782 shares held by minor children, although the insider formally disclaims beneficial ownership of those indirect holdings.
A shareholder of SPE has filed a Form 144 notice to sell restricted shares under SEC Rule 144. The filing covers a proposed sale of 63,660 shares of common stock through Fidelity Brokerage Services LLC, with an aggregate market value of
SPE reported a planned sale of common stock by an existing holder under Rule 144. The notice covers 912 shares of common stock with an aggregate market value of $22,617.60, to be sold through Fidelity Brokerage Services LLC on or about 11/21/2025 on the NYSE. Shares outstanding were 2,235,775 as context.
The seller reports earlier acquisitions of preferred securities via open market purchases in January 2022, including amounts of 364 and 548 units paid in cash or check. The filing also lists recent sales over the past three months from the Special Opportunities Fund, including a transaction of 53,541 units for gross proceeds of $1,338,525.00.
Kovitz Investment Group Partners, LLC filed an amended Schedule 13G reporting beneficial ownership in Special Opportunities Fund, Inc. (SPE) 2.75% Convertible Preferred C. Kovitz reports 1,216,712.22 shares, representing 47.9% of this class.
The firm has sole voting power and sole dispositive power over 1,216,712.22 shares, with no shared power disclosed. The filing cites that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The date of the reportable event is October 31, 2024.
Special Opportunities Fund, Inc. (SPE) filed its definitive proxy for the annual meeting scheduled for December 11, 2025 at 2:00 p.m. ET at Blank Rome LLP in New York. Stockholders will vote on electing six directors: four to be chosen by common and preferred holders voting together and two to be chosen by preferred holders voting separately. The Board recommends voting “FOR” all nominees.
The record date is October 20, 2025. Stockholders can vote by internet, telephone, mail, or in person, and may revoke a proxy by submitting a later vote or voting at the meeting. As of the record date, 10,623,154 shares of common stock and 2,235,775 shares of preferred stock were outstanding. Quorum requires a majority of votes entitled to be cast for the relevant class; director elections are decided by a plurality of votes cast.
The Board combined its Audit and Valuation functions into an Audit & Valuation Committee in September 2025. Tait, Weller & Baker LLP audited the 2024 financials and is selected for 2025; 2024 fees were $39,000 for audit, $2,000 audit‑related, and $4,000 tax. Independent Director retainers increase from $55,000 to $60,000 beginning January 1, 2026.
Special Opportunities Fund filed a Form 144 reporting a proposed sale of 790 common shares through Fidelity Brokerage Services LLC on
Form 144 notice for Special Opportunities Fund, Inc. (SPE): The filing reports a proposed sale of 53,541 shares of Common Stock through Fidelity Brokerage Services LLC on the NYSE with an aggregate market value of $1,346,556.15. The filing shows 2,235,775 shares outstanding and an approximate sale date of 09/12/2025. Acquisition details list Preferred-class purchases made in the open market on 01/26/2022 (49,586 units) and 03/09/2023 (3,955 units), paid by cash. Recent sales by Kovitz Investment Group for the Special Opportunities Fund are disclosed for six transactions between 05/14/2025 and 09/10/2025, with individual gross proceeds shown. The filer certifies no undisclosed material adverse information.
Form 144 filed relating to proposed sale of issuer securities. The notice records a proposed sale of 1,602 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $40,127.85, an approximate sale date of 09/10/2025, and listing on the NYSE. The securities were acquired via an open market purchase on 01/26/2022 and paid for in cash on 12/26/2022. The filing also discloses five prior sales by Kovitz Investment Group of the issuer's Special Opportunities Fund totaling 6,189 shares with gross proceeds of $150,600.93 across dates from 05/14/2025 to 07/15/2025. The filer attests there is no undisclosed material adverse information.
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