Special Opportunities Fund SEC Filings

SPE NYSE

Welcome to our dedicated page for Special Opportunities Fund SEC filings (Ticker: SPE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Trying to untangle a closed-end fund’s disclosures can feel harder than valuing its discount to NAV. Special Opportunities Fund’s statements mix portfolio schedules, leverage details, and board actions across dozens of forms—10-K, 10-Q, N-CSR, even surprise 8-Ks. That volume leaves many analysts asking, “Where’s the one chart that explains risk?”

Stock Titan delivers the answer. Our AI parses every new submission the moment it hits EDGAR, from a Special Opportunities Fund quarterly earnings report 10-Q filing to an unexpected Special Opportunities Fund 8-K material events explained. Interactive summaries highlight shifts in top holdings, changes to leverage ratios, and footnotes that move the NAV. Need ownership intel? Track Special Opportunities Fund insider trading Form 4 transactions and receive alerts for Special Opportunities Fund Form 4 insider transactions real-time, complete with plain-English context.

Stop hunting through PDFs: our coverage spans every form investors ask about—

Special Opportunities Fund annual report 10-K simplified for full-year strategy and fee data
Special Opportunities Fund proxy statement executive compensation to see how directors are paid
Special Opportunities Fund earnings report filing analysis that ties portfolio results to market moves

Each section is paired with “understanding Special Opportunities Fund SEC documents with AI” tooltips so you grasp the why, not just the what. Make faster calls on discount trades, monitor Special Opportunities Fund executive stock transactions Form 4, and compare quarter-over-quarter performance—without wading through 200 pages. Complex filings, finally clear.

06/30/2025 11:25 AM

Filing

[144] Special Opportunities Fund, Inc. SEC Filing

Rhea-AI Summary

Special Opportunities Fund, Inc. (SPE) filed a Form 144 indicating the intended sale of 1,085 common shares through Fidelity Brokerage on 30 June 2025. The shares represent roughly 0.05% of the fund’s 2,235,775 shares outstanding and carry an aggregate market value of $26,994.80. The seller—Kovitz Investment Group—acquired the position via open-market purchase on 26 January 2022 and plans to execute the sale on the NYSE.

The notice also reveals that the same account has already disposed of 6,061 shares over the last three months in four transactions, realising gross proceeds of about $382,983. Under Rule 144, the filer certifies it is not aware of undisclosed material information about SPE.

Because the proposed sale is immaterial to total shares outstanding, market impact should be limited; however, the pattern of continued selling could be viewed as a mild supply-overhang signal by investors.

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FAQ

What is the current stock price of Special Opportunities Fund (SPE)?

The current stock price of Special Opportunities Fund (SPE) is $15.6 as of July 2, 2025.

What is the market cap of Special Opportunities Fund (SPE)?

The market cap of Special Opportunities Fund (SPE) is approximately 162.1M.

What type of investment company is Special Opportunities Fund?

Special Opportunities Fund is a closed-ended diversified management investment company that focuses on achieving total returns through a varied portfolio of assets.

What asset classes are included in its portfolio?

Its portfolio comprises a range of asset classes including common stocks, corporate bonds, convertible bonds, money market funds, commodity partnerships, and more, along with investments in various industrial sectors.

How does Special Opportunities Fund generate revenue?

The company generates revenue primarily through strategic asset allocation and management of both traditional and alternative investments, aimed at producing total returns for its portfolio.

What industries does the company invest in beyond traditional financial instruments?

Apart from traditional financial assets, the company invests in industries such as construction materials, healthcare equipment, consumer finance, renewable electricity, insurance, and professional services.

How does Special Opportunities Fund maintain diversification?

It maintains diversification by balancing investments across a wide spectrum of asset classes and sectors, thereby mitigating risk while providing exposure to varied market segments.

What distinguishes Special Opportunities Fund in its competitive landscape?

Its extensive diversification and systematic approach to asset management, combined with in-depth industry analysis and a focus on total return objectives, distinguish it from its competitors.

How does the company approach risk management?

The company employs rigorous due diligence and constant market monitoring to assess each asset's contribution to overall portfolio risk, ensuring a balanced and resilient investment strategy.

Who typically invests in Special Opportunities Fund?

Investors seeking diversified exposure through a professionally managed fund that leverages both traditional and alternative investment strategies often consider Special Opportunities Fund.